FORM NL-37-DOWN GRADING OF INVESTMENT-2 Company Name & Code: Statement as on:Name of Fund Statement of Down Graded Investments Periodicity of
Submission: Quarterly
Statement as on : As on 31st March 2010| (Rs. In Lakhs) | |||||||||
| Sr.No. | Particulars of Investments | Category | Amount | Date of | Rating | Original | Current | Date of | Remarks |
| Code | (As per B/s.) | Purchase | Agency | Grade | Grade | Downgrade | |||
| A. | During the quarter: | ||||||||
| Debentures/Bonds: | |||||||||
| 1 | Bank of Rajasthan | OLDB | 500.00 |
29.8.2006 |
CARE |
BBB |
BB+ |
25/2/2010 |
|
| 2 | Bank of Rajasthan | OLDB | 500.00 |
15.10.2004 |
CARE |
A- |
BBB+ |
25/2/2010 |
|
| 3 | PNB Housing Finance | HTDN | 1000.00 |
24.7.2006 |
CARE&CRISIL |
AA+ |
AA |
10/2/2010 |
|
| 4 | PNB Housing Finance | HTDN | 1000.00 |
30.9.2008 |
CARE& CRISIL |
AA+ |
AA |
10/2/2010 |
|
| 5 | PNB Housing Finance | HTDN | 1000.00 |
24.7.2006 |
CARE&CRISIL |
AA+ |
AA |
10/2/2010 |
|
4000.00 |
|||||||||
| As on date | |||||||||
| 7 | 9.25% Vijaya Bank Lower Tier II | OLDB | 500.00 |
01.08.2006 |
FITCH |
AA+(ind) |
AA(ind) |
14.8.2008 |
|
| 13 | 10.25% Bonds of Indusind Bank | OLDB | 1000.00 |
30.9.2006 |
ICRA&FITCH |
A |
BBB+ |
20.11.2008 |
|
| 14 | 11.50% Debentures of Mahindra & Mahindra | ||||||||
| Financial Services | OLDB | 500.00 |
26.9.2008 |
CRISIL |
AA+(-ve) |
AA- |
19.3.2009 |
||
| 15 | 7.15% Bonds of Development Credit Bank | OLDB | 500.00 |
16.3.2004 |
FITCH |
A+ |
BBB |
25.2.2009 |
|
| 17 | 6.25% ING Vysya Bank Ltd. | OLDB | 2000.00 |
12.9.2003 |
FITCH |
AA+ |
AA |
19.5.2009 |
|
| 18 | 8.75% ING Vysya Bank Ltd. | OLDB | 500.00 |
17.3.2006 |
FITCH |
AA+ |
AA |
19.5.2009 |
|
| 19 | 9.70% ING Vysya Bank Ltd. | OLDB | 1500.00 |
28.8.2006 |
FITCH |
AA+ |
AA |
19.5.2009 |
|
| 20 | 13% Aditya Birla Nuva Ltd. | ECOS | 1000.00 |
7.11.2008 |
CARE |
AAA |
AA+ |
13.08.2009 |
|
| 41 | Bank of Maharashtra 9.10%;14.10.2021 | OLDB | 500.00 |
14.10.2006 |
CRISIL/CARE |
AA |
AA- |
21.10.2009 |
|
8000.00 |
Statement as on : As on 31st March 2009
| No | Name of the Security | COI | Amount | Date of Purchase | Rating Agency | Original Grade | Current Grade | Date of Downgrade | Remarks |
| (Rs. in lacs) | |||||||||
| A. | During the Quarter ¹ | ||||||||
| 11.50% Debentures of Mahindra & Mahindra | OLDB | 500 |
26.9.2008 |
CRISIL |
AA+(-ve) |
AA- |
19.3.2009 |
||
| Financial Services | |||||||||
| 7.15% Bonds of Development Credit Bank | OLDB | 500 |
16.3.2004 |
FITCH |
A+ |
BBB |
25.2.2009 |
||
| 6.50% Debentures of Hindalco Industries Ltd. | ECOS | 5000 |
16.9.2004 |
CRISIL |
AA |
AA-(ve) |
21.11.2008 |
||
| Till the current quarter: | |||||||||
| 1 | 8.7% to 9.2% UCO Bank Upper Tier II Bonds | OLDB | 500 |
22.3.2006 |
CRISIL |
AA |
AA- |
27.8.2008 |
|
| 2 | 9.25%-9.75% Upper Tier II Bonds of UCO Bank | OLDB | 512.76 |
12.10.2006 |
CRISIL |
AA |
AA- |
27.8.2008 |
|
| 3 | 9.25%-9.75% Upper Tier II Bonds of UCO Bank | OLDB | 512.41 |
26.10.2006 |
CRISIL |
AA |
AA- |
27.8.2008 |
|
| 4 | 9.28%-9.78% Upper Tier II Bonds of UCO Bank | OLDB | 1000 |
03.07.2006 |
CRISIL |
AA |
AA- |
27.8.2008 |
|
| 5 | 9.35%-9.85% perpetual bonds of UCO Bank | EUPD | 1000.51 |
21.07.2006 |
CRISIL |
AA |
AA- |
27.8.2008 |
|
| 6 | 9.35%-9.85% perpetual bonds of UCO Bank | EUPD | 1000.51 |
08.08.2006 |
CRISIL |
AA |
AA- |
27.8.2008 |
|
| 7 | 9.25% Vijaya Bank Lower Tier II | ECOS | 500 |
1.8.2006 |
FITCH |
AA+(Ind) |
AA-(Ind) |
14.8.2008 |
|
| 8 | 9.35%-9.85% pertual bonds of UCO Bank | EUPD | 1000.51 |
21.07.2006 |
CRISIL |
AA |
A |
20.11.2008 |
|
| 9 | 9.35%-9.85% pertual bonds of UCO Bank | EUPD | 1000 |
08.08.2006 |
CRISIL |
AA |
A |
20.11.2008 |
|
| 10 | 9.28-9.78 Upper Tier II Bonds of UCO Bank | OLDB | 1000 |
03.07.2006 |
CRISIL |
AA |
A |
20.11.2008 |
|
| 11 | 9.20 Bonds of Dena Bank | OLDB | 1000 |
1.10.2006 |
CRISIL & FITCH |
A |
A- |
21.11.2008 |
|
| 12 | 9.20 Bonds of Dena Bank | OLDB | 1000 |
3.11.2006 |
CRISIL & FITCH |
A |
A- |
21.11.2008 |
|
| 13 | 10.25% Bonds of Indusind Bank | OLDB | 1000 |
30.9.2006 |
ICRA & FITCH |
A |
BBB+ |
20.11.2008 |
|
Statement as on : As on 31st March 2008
| Rs. Lakhs | |||||||||
| No | Name of the Security | COI | Amount | Date of Purchase | Rating Agency | Original Grade | Current Grade | Date of Downgrade | Remarks |
| (Rs. in lacs) | |||||||||
| A. | During the Quarter ¹ | ||||||||
N |
I |
L |
|||||||
| B. | As on Date ² (2007-08) | ||||||||
| 6.50% NCDs of Hindalco Industries | ICOS |
500 |
16.9.2004 |
CRISIL |
AAA |
AA |
14.6.2007 |
||
| Ltd. | FITCH |
AAA |
AA |
13.9.2007 |
|||||
| Bonds of Indusind Bank Ltd. | OLDB |
4500 |
(Total) |
||||||
| Industries Ltd. (Lower Tier II Bonds) | |||||||||
| 8% coupon rate | 500 |
31.3.2003 |
Unrated |
||||||
| 7% coupon rate | 500 |
31.3.2004 |
FITCH |
A+ |
A |
17.9.2007 |
|||
| 6.8% coupon rate | 500 |
30.6.2004 |
FITCH |
A+ |
A |
17.9.2007 |
|||
| 8.10% coupon rate | 500 |
31.3.2005 |
FITCH |
A+ |
A |
17.9.2007 |
|||
| 8.4% coupon rate | 1500 |
31.12.2005 |
FITCH |
A+ |
A |
17.9.2007 |
|||
| Upper Tier II Bonds - 10.25% | 1000 |
30.9.2006 |
FITCH |
A |
A- |
17.9.2007 |
|||
3500 |
(Total) |
||||||||
| PERPETUAL BONDS OF UCO BANK | EUPD |
||||||||
| UCO Bank (CALL - 1.6.2016) | |||||||||
| Coupon rate 9.35% - 9.85% | 1000 |
21.7.2006 |
CRISIL |
AA |
AA- |
7.12.2007 |
|||
| Coupon rate 9.35% - 9.85% | 1000 |
8.08.2006 |
CRISIL |
AA |
AA- |
7.12.2007 |
|||
| Upper Tier II Bonds | |||||||||
| Coupon rate 8.70%-9.20% | 500 |
22.3.2006 |
CRISIL |
AA |
AA- |
7.12.2007 |
|||
| coupon rate 9.28%-9.78% | 1000 |
3.07.2006 |
CRISIL |
AA |
AA- |
7.12.2007 |
|||