FORM- NL 37  STATEMENT AS ON 30.06.2012
STATEMENT OF DOWNGRADED INVESTMENTS
PERIODICITY OF SUBMISSION : QUARTERLY
- - - - - - - - - - Amount in Lakhs
Sr No Particulars of Investments IRDA Code   Purchase Amount    Nominal Amount Date of Purchase Rating Agency Original Grade Current Grade Date of Downgrade Remarks
A DURING THE QUARTER - - - - - - - - -
1 9.25%(1.8.2016) VIJAYA BANK BONDS OBPT 500.00 500.00 01.08.2006 FITCH AA AA- 30.05.2012 -
2 11% Dhanlaxmi Bank 2018 OLDB 1,000.00 1,000.00 21.01.2012 CARE A BBB 29.06.2012 -
B AS ON DATE - - - - - - - - -
1 6.25% ING VYSYA BANK LIMITED 2013 ECOS 2,010.68 2,000.00 31.12.2005 FITCH AA+ AA 31.12.2010 -
2 8.75% ING VYSYA BANK LTD. 17.5.2015 ECOS 500.00 500.00 17.03.2006 CRISIL AA+ AA 31.12.2010 -
3 9.25-9.75%ORIENTAL BANK OF COMMERCE 21.7.2021 EPBT 500.00 500.00 21.07.2006 ICRA AA+ AA 04.02.2012 -
4 9.70% ING VYSYA Bank 28.8.2016 ECOS 512.02 512.01 08.09.2006 CRISIL AA+ AA 31.12.2010 -
5 9.70% ING VYSYA Bank 28.8.2016 ECOS 513.91 513.90 13.09.2006 CRISIL AA+ AA 31.12.2010 -
6 9.70% ING VYSYA Bank 28.8.2016 ECOS 495.51 495.50 14.08.2007 CRISIL AA+ AA 31.12.2010 -
7 8.50%ORIENTAL BANK OF COMMERCE 20.4.2016 EPBT 1,000.00 1,000.00 20.04.2006 ICRA AAA AA+ 04.02.2012 -
8 9.95%Orientak Bank comm Lower Tier II Bonds 23.4.2017 EPBT 1,500.00 1,500.00 23.04.2007 ICRA AAA AA+ 04.02.2012 -
9 8.45% (SA) BONDS OF TAMILNADU ELECTRICITY BOARD 2015(PC2013) SGOA 1,000.00 1,000.00 01.02.2008 ICRA A+(SO) A-(SO) 12.12.2011 -
10 10.25% KARNATAKA BANK LTD. 2018(ANNUAL) LOWER TIER II BONDS OLDB 500.00 500.00 29.03.2008 ICRA A+ A 16.01.2012 -
Sr No Particulars of Investments IRDA Code   Purchase Amount    Nominal Amount Date of Purchase Rating Agency Original Grade Current Grade Date of Downgrade Remarks
11 8.75%(S.A.)  TAMIL NADU ELECTRICITY BOARD 1.3.2018 (P/C2015) SGOA 969.61 969.60 18.08.2008 CARE A+(SO) A-(SO) 12.12.2011 -
12 11%TAMIL NADU ELECTRICITY BOARD 3.11.13/14/15 (P/C-3.11.13) SGOA 1,057.31 1,057.30 11.11.2008 ICRA A+(SO) A-(SO) 12.12.2011 -
13 11.20% TATA COMMUNICATIONS LTD. Rated Sec.Tax NCDs ICTD 2,500.00 2,500.00 23.01.2009 CARE AAA AA+ 31.12.2010 -
14 8.81% 2019 Tamilnadu Electricity Board SGOA 1,000.00 1,000.00 04.05.2009 ICRA A+(SO) A-(SO) 12.12.2011 -
15 8.81% 2019 Tamilnadu Electricity Board SGOA 1,008.01 1,008.00 08.06.2009 ICRA A+(SO) A-(SO) 12.12.2011 -
16 11% Bharati Shipyard Ltd Sec.Rated Red.NCDs of OLDB 2,000.00 2,000.00 09.06.2009 CARE A BB- 28.12.2011 -
17 10.75% Sec.NCDs -Hindusthan National Glass(1% additional) OLDB 2,500.00 2,500.00 18.06.2009 CARE AA AA- 31.12.2010 -
18 8.80% -Unsec.NCRed.Sub.Bonds Central Bank-Put call 10 yrs OBPT 500.00 500.00 23.06.2009 ICRA AA AA- 29.03.2012 -
19 8.40% 2020Tamilnadu Electricity Board SGOA 1,000.00 1,000.00 06.01.2010 ICRA A+(SO) A-(SO) 12.12.2011 -
20 9.97% Unsec.Red.Sub.NCDs Deutsche Postbank Home Finance HTDN 1,025.51 1,025.50 08.02.2011 ICRA AA+ AA 31.03.2012 -
21 10.50%(s.a.)Sec.Red.NCD- DLF Ltd OLDB 1,000.00 1,000.00 17.02.2010 CRISIL A+ A 27.12.2011 -
22 8.64% TAMIL NADU ELECTRICITY BOARD 10 years(7 year P/C) SGOA 1,000.00 1,000.00 29.03.2010 CARE A+(SO) A-(SO) 12.12.2011 -
23 8.64% TAMIL NADU ELECTRICITY BOARD 10 years(7 year P/C) SGOA 1,000.00 1,000.00 29.03.2010 CARE A+(SO) A-(SO) 12.12.2011 -
24 10.75% Patel Engineering Ltd.-2016 OLDB 1,022.31 1,022.30 29.04.2011 CARE AA AA- 21.10.2011 -
- DECLARATION : Certified that the information given herein are correct and complete to the best of my knowledge and belief and nothing has been processed or suppressed.
- DATE - - - - - - - - -
- Signature - - - - - - - - -