GENERAL INSURANCE CORPORATION OF INDIA |
Suraksha, 170, J. Tata Road, Churchgate, Mumbai - 400 020, INDIA |
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FORM-NL 37 |
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STATEMENT AS ON 31.03.2013 |
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STATEMENT OF DOWNGRADED INVESTMENTS |
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PERIODICITY OF SUBMISSION : QUARTERLY |
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Amount in Lakhs |
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Sr No |
Particulars of Investments |
IRDA Code |
Purchase Amount |
Nominal Amount |
Date of Purchase |
Rating Agency |
Original Grade |
Current Grade |
Date of Downgrade |
Remarks |
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A |
DURING THE QUARTER |
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1 |
10.50% NAGARJUNA CONSTRUCTION CO.LTD.2013 |
OLDB |
150 |
150 |
24.07.2009 |
CRISIL |
AA- |
BBB+ |
18.01.2013 |
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2 |
10.50% NAGARJUNA CONSTRUCTION CO.LTD.2014 |
OLDB |
200 |
200 |
24.07.2009 |
CRISIL |
AA- |
BBB+ |
18.01.2013 |
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3 |
10.75% Patel Engineering Ltd.-2016 |
OLDB |
1022.31 |
1022.3 |
29.04.2011 |
CARE |
AA |
A |
18.03.2013 |
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4 |
11.25% Cox & Kings Ltd. |
OLDB |
1019.01 |
1019 |
30.08.2011 |
CARE |
AA |
AA- |
14.03.2013 |
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5 |
11.25% Cox & Kings Ltd. |
OLDB |
509.51 |
509.5 |
02.09.2011 |
CARE |
AA |
AA- |
14.03.2013 |
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6 |
11.25% Cox & Kings Ltd. |
OLDB |
1015.81 |
1015.8 |
31.10.2011 |
CARE |
AA |
AA- |
14.03.2013 |
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7 |
11.25% Cox & Kings Ltd.2016 Secured NCDs |
OLDB |
1527.31 |
1527.3 |
11.12.2012 |
CARE |
AA |
AA- |
20.02.2013 |
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B |
AS ON DATE |
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1 |
6.25% ING VYSYA BANK LIMITED 2013 |
OLDB |
2010.68 |
2000 |
31.12.2005 |
FITCH |
AA+ |
AA |
31.12.2010 |
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2 |
6.35% RELIANCE ENERGY LTD. 2013 |
OLDB |
2003.72 |
2000 |
31.12.2005 |
CRISIL |
AA |
AA- |
28.09.2012 |
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3 |
5.95% RELIANCE ENERGY LTD. 2013 |
OLDB |
2026.72 |
2000 |
31.12.2005 |
CRISIL |
AA |
AA- |
28.09.2012 |
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4 |
5.6% RELIANCE ENERGY LTD. 2013 |
OLDB |
977.46 |
1000 |
31.12.2005 |
CRISIL |
AA |
AA- |
28.09.2012 |
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5 |
6.7% RELIANCE ENERGY LTD. 2018 |
OLDB |
496.28 |
500 |
31.12.2005 |
CRISIL |
AA |
AA- |
28.09.2012 |
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6 |
5.95% UCO BANK 2013 |
OBPT |
1000 |
1000 |
31.12.2005 |
FITCH |
AA |
AA- |
31.12.2012 |
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7 |
7.15% UNION BANK OF INDIA 2015 |
EPBT |
1000 |
1000 |
31.12.2005 |
ICRA |
AA+ |
AA |
28.09.2012 |
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8 |
9.75% JINDAL STAINLESS 31.01.2015 |
OLDB |
1000 |
1000 |
01.02.2006 |
CARE |
AA |
D |
31.12.2012 |
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9 |
8.75% ING VYSYA BANK LTD. 17.5.2015 |
OLDB |
500 |
500 |
17.03.2006 |
CRISIL |
AA+ |
AA |
31.12.2010 |
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10 |
8.7-9.2% UCO BANK UPPER TIER II |
OBPT |
500 |
500 |
22.03.2006 |
CARE |
AA |
AA- |
31.12.2012 |
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11 |
9.25%(1.8.2016) VIJAYA BANK BONDS |
OBPT |
500 |
500 |
01.08.2006 |
FITCH |
AA |
AA- |
30.05.2012 |
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12 |
9.70% ING VYSYA Bank 28.8.2016 |
OLDB |
512.02 |
512.01 |
08.09.2006 |
CRISIL |
AA+ |
AA |
31.12.2010 |
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13 |
9.70% ING VYSYA Bank 28.8.2016 |
OLDB |
513.91 |
513.9 |
13.09.2006 |
CRISIL |
AA+ |
AA |
31.12.2010 |
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14 |
9.70% ING VYSYA Bank 28.8.2016 |
OLDB |
495.51 |
495.5 |
14.08.2007 |
CRISIL |
AA+ |
AA |
31.12.2010 |
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15 |
9.95% LAKSHMI VILAS BANK 30.4.2016 |
OLDB |
500 |
500 |
01.10.2006 |
FITCH |
A |
BBB+ |
31.12.2012 |
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16 |
8.50%ORIENTAL BANK OF COMMERCE 20.4.2016 |
EPBT |
1000 |
1000 |
20.04.2006 |
CARE |
AAA |
AA+ |
27.07.2012 |
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17 |
10.25% SBI Bank Indore Upper Tier II Bond 2022 |
EPBT |
503.46 |
503.45 |
01.06.2007 |
CRISIL |
Approved |
AAA |
31.12.2010 |
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18 |
9.95%Orientak Bank comm Lower Tier II Bonds 23.4.2017 |
EPBT |
1500 |
1500 |
23.04.2007 |
CARE |
AAA |
AA+ |
27.07.2012 |
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19 |
10.25% KARNATAKA BANK LTD. 2018(ANNUAL) LOWER TIER II BONDS |
OLDB |
500 |
500 |
29.03.2008 |
CARE |
A+ |
A |
07.09.2012 |
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20 |
8.75%(S.A.) TAMIL NADU ELECTRICITY BOARD 1.3.2018 (P/C2015) |
SGOA |
969.61 |
969.6 |
18.08.2008 |
CARE |
A+(SO) |
A-(SO) |
12.12.2011 |
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21 |
11%TAMIL NADU ELECTRICITY BOARD 3.11.13/14/15 (P/C-3.11.13) |
SGOA |
1057.31 |
1057.3 |
11.11.2008 |
ICRA |
A+(SO) |
A-(SO) |
12.12.2011 |
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22 |
12.30% Bharat Hotels Limited Sec Red NCDs |
OLDB |
2500 |
2500 |
06.02.2009 |
CARE |
A |
BBB+ |
03.12.2012 |
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23 |
11.20% TATA COMMUNICATIONS LTD. Rated Sec.Tax NCDs |
ICTD |
2500 |
2500 |
23.01.2009 |
CARE |
AAA |
AA+ |
31.12.2010 |
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24 |
10.50% Sec.Red.NC Gammon India Ltd. |
OLDB |
1500 |
1500 |
07.05.2009 |
CARE |
AA |
BBB+ |
28.09.2012 |
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25 |
8.81% 2019 Tamilnadu Electricity Board |
SGOA |
1000 |
1000 |
04.05.2009 |
ICRA |
A+(SO) |
A-(SO) |
12.12.2011 |
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26 |
8.81% 2019 Tamilnadu Electricity Board |
SGOA |
1008.01 |
1008 |
08.06.2009 |
ICRA |
A+(SO) |
A-(SO) |
12.12.2011 |
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27 |
13%Sec Red NCDs of Era Infra Engineering Ltd |
OLDB |
2000 |
2000 |
05.06.2009 |
CARE |
A |
BBB |
31.12.2012 |
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28 |
11% Bharati Shipyard Ltd Sec.Rated Red.NCDs of |
OLDB |
2000 |
2000 |
09.06.2009 |
CARE |
A |
BB- |
28.12.2011 |
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29 |
10.75% Sec.NCDs -Hindusthan National Glass(1% additional) |
OLDB |
2500 |
2500 |
18.06.2009 |
CARE |
AA |
A+ |
09.11.2012 |
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30 |
8.80% -Unsec.NCRed.Sub.Bonds Central Bank-Put call 10 yrs |
OBPT |
500 |
500 |
23.06.2009 |
CARE |
AA |
AA- |
06.07.2012 |
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31 |
8.65% Rural Electrification Corpn.-NCD |
IPTD |
989.71 |
989.7 |
16.10.2009 |
CRISIL |
Approved |
AAA |
31.12.2010 |
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32 |
8.65% Rural Electrification Corpn.-NCD |
IPTD |
1017.21 |
1017.2 |
24.05.2010 |
CRISIL |
Approved |
AAA |
31.12.2010 |
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33 |
8.65% Rural Electrification Corpn.-NCD |
IPTD |
498.51 |
498.5 |
16.08.2010 |
CRISIL |
Approved |
AAA |
31.12.2010 |
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34 |
8.40% 2020Tamilnadu Electricity Board |
SGOA |
1000 |
1000 |
06.01.2010 |
ICRA |
A+(SO) |
A-(SO) |
12.12.2011 |
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35 |
9.97% Unsec.Red.Sub.NCDs Deutsche Postbank Home Finance |
HTDN |
1025.51 |
1025.5 |
08.02.2011 |
ICRA |
AA+ |
AA |
31.03.2012 |
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36 |
8.75% Sec.Red.NCD- Tamil Nadu Newsprint& papers |
OLDB |
1000 |
1000 |
19.01.2010 |
ICRA |
AA- |
A |
17.09.2012 |
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37 |
11.15% Sec.Red.NCD -Era Infra Engineering Ltd. |
OLDB |
1000 |
1000 |
27.02.2010 |
CARE |
A |
BBB |
31.12.2012 |
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38 |
8.95% Damodar Valley Corporation Sec.Red.Taxable NCD- |
OBPT |
560 |
560 |
26.02.2010 |
CRISIL |
AA |
A+ |
12.10.2012 |
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39 |
8.95% Damodar Valley Corporation Sec.Red.Taxable NCD- |
OBPT |
1539.46 |
1539.45 |
14.06.2010 |
CRISIL |
AA |
A+ |
12.10.2012 |
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40 |
8.64% TAMIL NADU ELECTRICITY BOARD 10 years(7 year P/C) |
SGOA |
1000 |
1000 |
29.03.2010 |
CARE |
A+(SO) |
A-(SO) |
12.12.2011 |
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41 |
8.64% TAMIL NADU ELECTRICITY BOARD 10 years(7 year P/C) |
SGOA |
1000 |
1000 |
29.03.2010 |
CARE |
A+(SO) |
A-(SO) |
12.12.2011 |
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42 |
9.50% Gammon India-NCD (Put option-18.6.2017)-2020 |
OLDB |
1000 |
1000 |
18.06.2010 |
CARE |
AA |
BBB+ |
28.09.2012 |
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43 |
9.50% Gammon India-NCD (Put option-18.6.2017)-2020 |
OLDB |
1000.01 |
1000 |
16.11.2010 |
CARE |
AA |
BBB+ |
28.09.2012 |
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44 |
11.25%Elder Pharma NCDs-2018 |
OLDB |
1000 |
1000 |
30.03.2011 |
CARE |
A+ |
A |
28.09.2012 |
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45 |
10.75% Jindal Saw Ltd. Secured NCD |
OLDB |
1033.71 |
1033.7 |
26.05.2011 |
CARE |
AA |
AA- |
29.08.2012 |
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46 |
10.75% Jindal Saw Ltd. Secured NCD |
OLDB |
516.86 |
516.85 |
27.05.2011 |
CARE |
AA |
AA- |
29.08.2012 |
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47 |
9.35% Union Bank 2018 |
EPBT |
498.81 |
498.8 |
27.06.2011 |
ICRA |
AAA |
AA |
28.09.2012 |
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48 |
9.35% Union Bank 2018 |
EPBT |
498.81 |
498.8 |
28.06.2011 |
ICRA |
AAA |
AA |
28.09.2012 |
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49 |
9.95% Indian Hotels 2021-NCDs Secured |
ECOS |
1013.41 |
1013.4 |
18.08.2011 |
ICRA |
AA+ |
AA |
14.09.2012 |
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50 |
10.10% Indian Hotels |
ECOS |
1000.01 |
1000 |
24.11.2011 |
CARE |
AA+ |
AA |
14.09.2012 |
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51 |
11% Dhanlaxmi Bank 2018 |
OLDB |
1000 |
1000 |
21.01.2012 |
CARE |
A |
BBB |
29.06.2012 |
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52 |
11.40% Lakshmi vilas 2018 (OptionI VII-A) Unsecured |
OLDB |
1000 |
1000 |
10.02.2012 |
CARE |
A- |
BBB+ |
31.12.2012 |
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53 |
10.50% Reliance Infrastructure 2018 Secured |
ICTD |
2500 |
2500 |
27.01.2012 |
CRISIL |
AA+ |
AA |
22.10.2012 |
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54 |
11.15% Reliance Infrastructure Ltd.2016 -NCDs |
ICTD |
1530.01 |
1530 |
29.06.2012 |
CRISIL |
AA+ |
AA |
22.10.2012 |
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DECLARATION : Certified that the information given herein are correct and complete to the best of my knowledge and belief and nothing has been processed or suppressed. |
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DATE |
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Signature |
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Full Name & Designation |
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