NL 37 - STATEMENT AS ON 31.03.2013
STATEMENT OF DOWNGRADED INVESTMENTS
PERIODICITY OF SUBMISSION : QUARTERLY
- - - - - - - - -   Amount in Lakhs
Sr No Particulars of Investments IRDA Code Purchase Amount Nominal Amount Date of Purchase Rating Agency Original Grade Current Grade Date of Downgrade Remarks
                     
1 6.35% RELIANCE ENERGY LTD. 2013 OLDB 2,003.72 2,000.00 31.12.2005 CRISIL AA AA- 28.09.2012  
2 5.95% RELIANCE ENERGY LTD. 2013 OLDB 2,026.72 2,000.00 31.12.2005 CRISIL AA AA- 28.09.2012  
3 5.6% RELIANCE ENERGY LTD. 2013 OLDB 977.46 1,000.00 31.12.2005 CRISIL AA AA- 28.09.2012  
4 6.7% RELIANCE ENERGY LTD. 2018 OLDB 496.28 500 31.12.2005 CRISIL AA AA- 28.09.2012  
5 5.95% UCO BANK 2013 OBPT 1,000.00 1,000.00 31.12.2005 FITCH AA AA- 31.12.2012  
6 7.15% UNION BANK OF INDIA 2015 EPBT 1,000.00 1,000.00 31.12.2005 ICRA AA+ AA 28.09.2012  
7 9.75% JINDAL STAINLESS 31.01.2015 OLDB 1,000.00 1,000.00 01.02.2006 CARE AA D 31.12.2012  
8 8.7-9.2% UCO  BANK UPPER TIER II OBPT 500 500 22.03.2006 CARE AA AA- 31.12.2012  
9 9.25%(1.8.2016) VIJAYA BANK BONDS OBPT 500 500 01.08.2006 FITCH AA AA- 30.05.2012  
10 9.95% LAKSHMI VILAS BANK 30.4.2016 OLDB 500 500 01.10.2006 FITCH A BBB+ 31.12.2012  
11 8.50%ORIENTAL BANK OF COMMERCE 20.4.2016 EPBT 1,000.00 1,000.00 20.04.2006 CARE AAA AA+ 27.07.2012  
12 9.95%Orientak Bank comm Lower Tier II Bonds 23.4.2017 EPBT 1,500.00 1,500.00 23.04.2007 CARE AAA AA+ 27.07.2012  
13 10.25% KARNATAKA BANK LTD. 2018(ANNUAL) LOWER TIER II BONDS OLDB 500 500 29.03.2008 CARE A+ A 07.09.2012  
14 12.30% Bharat Hotels Limited Sec Red NCDs OLDB 2,500.00 2,500.00 06.02.2009 CARE A BBB+ 03.12.2012  
15 10.50% Sec.Red.NC Gammon India Ltd. OLDB 1,500.00 1,500.00 07.05.2009 CARE AA BBB+ 28.09.2012  
16 13%Sec Red NCDs of Era Infra Engineering Ltd OLDB 2,000.00 2,000.00 05.06.2009 CARE A BBB 31.12.2012  
17 10.75% Sec.NCDs -Hindusthan National Glass(1% additional) OLDB 2,500.00 2,500.00 18.06.2009 CARE AA A+ 09.11.2012  
18 8.80% -Unsec.NCRed.Sub.Bonds Central Bank-Put call 10 yrs OBPT 500 500 23.06.2009 CARE AA AA- 06.07.2012  
19 10.50% NAGARJUNA CONSTRUCTION CO.LTD.2013 OLDB 150 150 24.07.2009 CRISIL AA- BBB+ 18.01.2013  
20 10.50% NAGARJUNA CONSTRUCTION CO.LTD.2014 OLDB 200 200 24.07.2009 CRISIL AA- BBB+ 18.01.2013  
21 8.75% Sec.Red.NCD- Tamil Nadu Newsprint& papers OLDB 1,000.00 1,000.00 19.01.2010 ICRA AA- A 17.09.2012  
22 11.15% Sec.Red.NCD -Era Infra Engineering Ltd. OLDB 1,000.00 1,000.00 27.02.2010 CARE A BBB 31.12.2012  
23 8.95% Damodar Valley Corporation Sec.Red.Taxable NCD- OBPT 560 560 26.02.2010 CRISIL AA A+ 12.10.2012  
24 8.95% Damodar Valley Corporation Sec.Red.Taxable NCD- OBPT 1,539.46 1,539.45 14.06.2010 CRISIL AA A+ 12.10.2012  
25 9.50% Gammon India-NCD (Put option-18.6.2017)-2020 OLDB 1,000.00 1,000.00 18.06.2010 CARE AA BBB+ 28.09.2012  
26 9.50% Gammon India-NCD (Put option-18.6.2017)-2020 OLDB 1,000.01 1,000.00 16.11.2010 CARE AA BBB+ 28.09.2012  
27 11.25%Elder Pharma NCDs-2018 OLDB 1,000.00 1,000.00 30.03.2011 CARE A+ A 28.09.2012  
28 10.75% Patel Engineering Ltd.-2016 OLDB 1,022.31 1,022.30 29.04.2011 CARE AA A 18.03.2013  
29 10.75% Jindal Saw Ltd. Secured NCD OLDB 1,033.71 1,033.70 26.05.2011 CARE AA AA- 29.08.2012  
30 10.75% Jindal Saw Ltd. Secured NCD OLDB 516.86 516.85 27.05.2011 CARE AA AA- 29.08.2012  
31 9.35% Union Bank 2018 EPBT 498.81 498.8 27.06.2011 ICRA AAA AA 28.09.2012  
32 9.35% Union Bank 2018 EPBT 498.81 498.8 28.06.2011 ICRA AAA AA 28.09.2012  
33 9.95% Indian Hotels 2021-NCDs Secured ECOS 1,013.41 1,013.40 18.08.2011 ICRA AA+ AA 14.09.2012  
34 11.25% Cox & Kings Ltd. OLDB 1,019.01 1,019.00 30.08.2011 CARE AA AA- 14.03.2013  
35 11.25% Cox & Kings Ltd. OLDB 509.51 509.5 02.09.2011 CARE AA AA- 14.03.2013  
36 11.25% Cox & Kings Ltd. OLDB 1,015.81 1,015.80 31.10.2011 CARE AA AA- 14.03.2013  
37 10.10% Indian Hotels ECOS 1,000.01 1,000.00 24.11.2011 CARE AA+ AA 14.09.2012  
38 11% Dhanlaxmi Bank 2018 OLDB 1,000.00 1,000.00 21.01.2012 CARE A BBB 29.06.2012  
39 11.40% Lakshmi vilas 2018 (OptionI VII-A) Unsecured OLDB 1,000.00 1,000.00 10.02.2012 CARE A- BBB+ 31.12.2012  
40 10.50% Reliance Infrastructure 2018 Secured ICTD 2,500.00 2,500.00 27.01.2012 CRISIL AA+ AA- 28.09.2012  
41 11.15% Reliance Infrastructure Ltd.2016 -NCDs ICTD 1,530.01 1,530.00 29.06.2012 CRISIL AA+ AA- 28.09.2012  
42 11.25% Cox & Kings Ltd.2016 Secured NCDs OLDB 1,527.31 1,527.30 11.12.2012 CARE AA AA- 20.02.2013  
43 6.25% ING VYSYA BANK LIMITED 2013 OLDB 2,010.68 2,000.00 31.12.2005 FITCH AA+ AA 31.12.2010  
44 8.75% ING VYSYA BANK LTD. 17.5.2015 OLDB 500 500 17.03.2006 CRISIL AA+ AA 31.12.2010  
45 9.70% ING VYSYA Bank 28.8.2016 OLDB 512.02 512.01 08.09.2006 CRISIL AA+ AA 31.12.2010  
46 9.70% ING VYSYA Bank 28.8.2016 OLDB 513.91 513.9 13.09.2006 CRISIL AA+ AA 31.12.2010  
47 9.70% ING VYSYA Bank 28.8.2016 OLDB 495.51 495.5 14.08.2007 CRISIL AA+ AA 31.12.2010  
48 8.75%(S.A.)  TAMIL NADU ELECTRICITY BOARD 1.3.2018 (P/C2015) SGOA 969.61 969.6 18.08.2008 CARE A+(SO) A-(SO) 12.12.2011  
49 11%TAMIL NADU ELECTRICITY BOARD 3.11.13/14/15 (P/C-3.11.13) SGOA 1,057.31 1,057.30 11.11.2008 ICRA A+(SO) A-(SO) 12.12.2011  
50 11.20% TATA COMMUNICATIONS LTD. Rated Sec.Tax NCDs ICTD 2,500.00 2,500.00 23.01.2009 CARE AAA AA+ 31.12.2010  
51 8.81% 2019 Tamilnadu Electricity Board SGOA 1,000.00 1,000.00 04.05.2009 ICRA A+(SO) A-(SO) 12.12.2011  
52 8.81% 2019 Tamilnadu Electricity Board SGOA 1,008.01 1,008.00 08.06.2009 ICRA A+(SO) A-(SO) 12.12.2011  
53 11% Bharati Shipyard Ltd Sec.Rated Red.NCDs of OLDB 2,000.00 2,000.00 09.06.2009 CARE A BB- 28.12.2011  
54 8.40% 2020Tamilnadu Electricity Board SGOA 1,000.00 1,000.00 06.01.2010 ICRA A+(SO) A-(SO) 12.12.2011  
55 9.97% Unsec.Red.Sub.NCDs Deutsche Postbank Home Finance HTDN 1,025.51 1,025.50 08.02.2011 ICRA AA+ AA 31.03.2012  
56 8.64% TAMIL NADU ELECTRICITY BOARD 10 years(7 year P/C) SGOA 1,000.00 1,000.00 29.03.2010 CARE A+(SO) A-(SO) 12.12.2011  
57 8.64% TAMIL NADU ELECTRICITY BOARD 10 years(7 year P/C) SGOA 1,000.00 1,000.00 29.03.2010 CARE A+(SO) A-(SO) 12.12.2011  
- Certified that the information given herein are correct and complete to the best of my knowledge and belief and nothing has been processed or suppressed.
- DATE - - - - - - -   -
- Signature : ( N. MOHAN ) (General Manager)   General Manager - - - - -   -