NL 37
STATEMENT AS ON 30.06.2013
STATEMENT OF DOWNGRADED INVESTMENTS
PERIODICITY OF SUBMISSION : QUARTERLY
Rupees in Crores
Sr No Particulars of Investments IRDA Code Purchase Amount Nominal Amount Date of Purchase Rating Agency Original Grade Current Grade Date of Downgrade
A DURING THE QUARTER







1 8.00%UNITED BANK 29.04.2016 EPBT 5 5 29.03.2006 CARE AA+ AA 30.06.2013
2 10.10% Tata Power Company Ltd. 2018 OLDB 5 5 25.04.2008 CRISIL AA AA- 30.06.2013
3 10.50% Sec.Red.NC Gammon India Ltd. OLDB 15 15 07.05.2009 CARE AA B 22.04.2013
4 11.15% Sec.Red.NCD -Era Infra Engineering Ltd. OLDB 10 10 27.02.2010 CARE A BBB- 16.04.2013
5 11.25%Elder Pharma NCDs-2018 OLDB 10 10 30.03.2011 CARE A+ D 30.06.2013
B AS ON DATE







1 6.25% ING VYSYA BANK LIMITED 2013 OLDB 20.11 20 31.12.2005 FITCH AA+ AA 31.12.2010
2 6.35% RELIANCE ENERGY LTD. 2013 OLDB 20.04 20 31.12.2005 CRISIL AA AA- 28.09.2012
3 5.95% RELIANCE ENERGY LTD. 2013 OLDB 20.27 20 31.12.2005 CRISIL AA AA- 28.09.2012
4 5.6% RELIANCE ENERGY LTD. 2013 OLDB 9.77 10 31.12.2005 CRISIL AA AA- 28.09.2012
5 6.7% RELIANCE ENERGY LTD. 2018 OLDB 4.96 5 31.12.2005 CRISIL AA AA- 28.09.2012
6 5.95% UCO BANK 2013 OBPT 10 10 31.12.2005 FITCH AA AA- 31.12.2012
7 7.15% UNION BANK OF INDIA 2015 EPBT 10 10 31.12.2005 ICRA AA+ AA 28.09.2012
8 9.75% JINDAL STAINLESS 31.01.2015 OLDB 10 10 01.02.2006 CARE AA D 31.12.2012
9 8.75% ING VYSYA BANK LTD. 17.5.2015 OLDB 5 5 17.03.2006 CRISIL AA+ AA 31.12.2010
10 8.7-9.2% UCO BANK UPPER TIER II OBPT 5 5 22.03.2006 CARE AA AA- 31.12.2012
11 9.25%(1.8.2016) VIJAYA BANK BONDS OBPT 5 5 01.08.2006 FITCH AA AA- 30.05.2012
12 9.70% ING VYSYA Bank 28.8.2016 OLDB 5.12 5.12 08.09.2006 CRISIL AA+ AA 31.12.2010
13 9.70% ING VYSYA Bank 28.8.2016 OLDB 5.14 5.14 13.09.2006 CRISIL AA+ AA 31.12.2010
14 9.70% ING VYSYA Bank 28.8.2016 OLDB 4.96 4.96 14.08.2007 CRISIL AA+ AA 31.12.2010
15 9.95% LAKSHMI VILAS BANK 30.4.2016 OLDB 5 5 01.10.2006 CARE A BBB+ 31.12.2012
16 8.50%ORIENTAL BANK OF COMMERCE 20.4.2016 EPBT 10 10 20.04.2006 CARE AAA AA+ 27.07.2012
17 9.95%Orientak Bank comm Lower Tier II Bonds 23.4.2017 EPBT 15 15 23.04.2007 CARE AAA AA+ 27.07.2012
18 10.25% KARNATAKA BANK LTD. 2018(ANNUAL) LOWER TIER II BONDS OLDB 5 5 29.03.2008 CARE A+ A 07.09.2012
19 8.75%(S.A.) TAMIL NADU ELECTRICITY BOARD 1.3.2018 (P/C2015) SGOA 9.7 9.7 18.08.2008 CARE A+(SO) A-(SO) 12.12.2011
20 11%TAMIL NADU ELECTRICITY BOARD 3.11.13/14/15 (P/C-3.11.13) SGOA 10.57 10.57 11.11.2008 ICRA A+(SO) A-(SO) 12.12.2011
21 12.30% Bharat Hotels Limited Sec Red NCDs OLDB 25 25 06.02.2009 CARE A BBB+ 03.12.2012
22 11.20% TATA COMMUNICATIONS LTD. Rated Sec.Tax NCDs ICTD 25 25 23.01.2009 CARE AAA AA+ 31.12.2010
23 8.81% 2019 Tamilnadu Electricity Board SGOA 10 10 04.05.2009 ICRA A+(SO) A-(SO) 12.12.2011
24 8.81% 2019 Tamilnadu Electricity Board SGOA 10.08 10.08 08.06.2009 ICRA A+(SO) A-(SO) 12.12.2011
25 13%Sec Red NCDs of Era Infra Engineering Ltd OLDB 20 20 05.06.2009 CARE A BBB 31.12.2012
26 11% Bharati Shipyard Ltd Sec.Rated Red.NCDs of OLDB 20 20 09.06.2009 CARE A BB- 28.12.2011
27 10.75% Sec.NCDs -Hindusthan National Glass(1% additional) OLDB 25 25 18.06.2009 CARE AA A+ 09.11.2012
28 8.80% -Unsec.NCRed.Sub.Bonds Central Bank-Put call 10 yrs OBPT 5 5 23.06.2009 CARE AA AA- 06.07.2012
29 10.50% NAGARJUNA CONSTRUCTION CO.LTD.2013 OLDB 1.5 1.5 24.07.2009 CRISIL AA- BBB+ 18.01.2013
30 10.50% NAGARJUNA CONSTRUCTION CO.LTD.2014 OLDB 2 2 24.07.2009 CRISIL AA- BBB+ 18.01.2013
31 8.40% 2020Tamilnadu Electricity Board SGOA 10 10 06.01.2010 ICRA A+(SO) A-(SO) 12.12.2011
32 9.97% Unsec.Red.Sub.NCDs Deutsche Postbank Home Finance HTDN 10.26 10.26 08.02.2011 CARE AA+ AA 31.03.2012
33 8.75% Sec.Red.NCD- Tamil Nadu Newsprint& papers OLDB 10 10 19.01.2010 ICRA AA- A 17.09.2012
34 8.95% Damodar Valley Corporation Sec.Red.Taxable NCD- OBPT 5.6 5.6 26.02.2010 CRISIL AA A+ 12.10.2012
35 8.95% Damodar Valley Corporation Sec.Red.Taxable NCD- OBPT 15.39 15.39 14.06.2010 CRISIL AA A+ 12.10.2012
36 8.64% TAMIL NADU ELECTRICITY BOARD 10 years(7 year P/C) SGOA 10 10 29.03.2010 CARE A+(SO) A-(SO) 12.12.2011
37 8.64% TAMIL NADU ELECTRICITY BOARD 10 years(7 year P/C) SGOA 10 10 29.03.2010 CARE A+(SO) A-(SO) 12.12.2011
38 9.50% Gammon India-NCD (Put option-18.6.2017)-2020 OLDB 10 10 18.06.2010 CARE AA BBB+ 28.09.2012
39 9.50% Gammon India-NCD (Put option-18.6.2017)-2020 OLDB 10 10 16.11.2010 CARE AA BBB+ 28.09.2012
40 10.75% Patel Engineering Ltd.-2016 OLDB 10.22 10.22 29.04.2011 CARE AA A 18.03.2013
41 10.75% Jindal Saw Ltd. Secured NCD OLDB 10.34 10.34 26.05.2011 CARE AA AA- 29.08.2012
42 10.75% Jindal Saw Ltd. Secured NCD OLDB 5.17 5.17 27.05.2011 CARE AA AA- 29.08.2012
43 9.35% Union Bank 2018 EPBT 4.99 4.99 27.06.2011 ICRA AAA AA 28.09.2012
44 9.35% Union Bank 2018 EPBT 4.99 4.99 28.06.2011 ICRA AAA AA 28.09.2012
45 9.95% Indian Hotels 2021-NCDs Secured ECOS 10.13 10.13 18.08.2011 CARE AA+ AA 14.09.2012
46 11.25% Cox & Kings Ltd. OLDB 10.19 10.19 30.08.2011 CARE AA AA- 14.03.2013
47 11.25% Cox & Kings Ltd. OLDB 5.1 5.1 02.09.2011 CARE AA AA- 14.03.2013
48 11.25% Cox & Kings Ltd. OLDB 10.16 10.16 31.10.2011 CARE AA AA- 14.03.2013
49 10.10% Indian Hotels ECOS 10 10 24.11.2011 ICRA AA+ AA 14.09.2012
50 11% Dhanlaxmi Bank 2018 OLDB 10 10 21.01.2012 CARE A BBB 29.06.2012
51 11.40% Lakshmi vilas 2018 (OptionI VII-A) Unsecured OLDB 10 10 10.02.2012 FITCH A- BBB+ 31.12.2012
52 10.50% Reliance Infrastructure 2018 Secured ICTD 25 25 27.01.2012 CRISIL AA+ AA 22.10.2012
53 11.15% Reliance Infrastructure Ltd.2016 -NCDs ICTD 15.3 15.3 29.06.2012 CRISIL AA+ AA 22.10.2012
54 11.25% Cox & Kings Ltd.2016 Secured NCDs OLDB 15.27 15.27 11.12.2012 CARE AA AA- 20.02.2013
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