GENERAL INSURANCE CORPORATION OF INDIA
Suraksha, 170, J. Tata Road, Churchgate, Mumbai - 400 020, INDIA
FORM NL28
Statement as on: 30.09.2013
Statement of Investment Assets (General Insurer, Re-insurers)
(Business within India)
Periodicity of Submission : Quarterly



Rupees in Crores
No. Particulars SCH Amount
1 Investments 8 40,720.96
2 Loans 9 434.51
3 Fixed Assets 10 54.08
4 Current Assets


a. Cash & Bank Balance 11 4,601.49

b. Advances & Other Assets 12 3,482.59
5 Current Liabilities


a. Current Liabilities 13 (13,233.11)

b. Provisions 14 (6,453.94)

c. Misc. Exp. Not written off 15

d. Debit Balance of P & L A/c


Application of Funds as per Balance Sheet (A) TOTAL (A) 29,606.58

Less : Other Assets SCH Amount
1 Loans (if any) 9 1.98
2 Fixed Assets (if any) 10 54.08
3 Cash & Bank Balance (if any) 11 1,942.86
4 Advances & Other Assets (if any) 12 3,398.36
5 Current Liabilities 13 (13,233.11)
6 Provisions 14 (6,453.94)
7 Misc. Exp. Not written off 15
8 Debit Balance of P & L A/c



TOTAL (B) (14,289.77)

'Investment Assets' As per FORM 3B ( A - B ) 43,896.35

 

GENERAL INSURANCE CORPORATION OF INDIA
Suraksha, 170, J. Tata Road, Churchgate, Mumbai - 400 020, INDIA
FORM NL28
Statement as on: 30.09.2013
Periodicity of Submission : Quarterly (As on 30.09.2013)
Serial Number Investment Particular Percentage Amount, Share Holders Amount, Policy Holders Total (SH+PH) Percentage Actual FVC Amount Total with FVC Market Value
1 Central Govt. Sec. Not less than 20% 1,610.69 4,534.64 6,145.33 22.46 -325.22 5,820.12 5,820.12
2 Central Govt. Sec, State Govt. Sec or Other Apporved Sec. (incl. (1) above) Not less than 30% 2,489.67 7,009.27 9,498.95 34.71 -365.09 9,133.86 9,133.86
3 Investment subject to Exposure Norms
0 0 0 0 0 0 0
- a. Housing & Loans to SG for Housing and FFE Not less than 5% 0.00 0.00 0.00 0 0.00 0.00 0.00

1. Approved Investments
600.57 1,690.81 2,291.38 8.37 -54.15 2,237.22 2,237.22

2. Other Investments
0.00 0.00 0.00 0 0.00 0.00 0.00
- b. Infrastructure Investments Not less than 10% 0.00 0.00 0.00 0 0.00 0.00 0.00

1. Approved Investments
816.53 2,298.80 3,115.32 11.39 629.51 3,744.83 3,744.83

2. Other Investments
27.60 77.70 105.29 0.38 -6.81 98.49 98.49

c. Approved Investments Not exceeding 55% 2,919.46 7,952.03 10,871.49 39.73 15,934.54 26,806.03 26,806.03

d. Other Investments (not exceeding 25%) Not exceeding 55% 439.75 1,040.97 1,480.72 5.41 -152.53 1,328.19 1,328.19

Total Investment Assets
7,293.58 20,069.58 27,363.15 100 15,985.47 43,348.62 43,348.62






Signature:






Full Name:






Chief of Finance:

 

Serial No Category of Investment Opening BV Opening BV % Net Accr BV Net Accr BV % Closing BV Closing BV %
1 Central Govt. Sec


0.00

A01 Central Government Bonds 5,955.47 22.04 86.63 25.03 6,042.10 22.08
A02 Special Deposits


0.00

A03 Deposit under Section 7 of Insurance Act, 1938 29.89 0.11 -0.05 -0.01 29.84 0.11
A04 Treasury Bills

73.4 21.21 73.4 0.27

Total (1) 5,985.37 22.15 159.96 46.22 6,145.33 22.46
2 Central Govt. Sec or Other Approved Sec/Guaranteed Sec


0.00

B01 Central Government Guaranteed Loans / Bonds


0.00

B02 State Government Bonds 2,746.66 10.17 132.79 38.37 2,879.45 10.52
B03 State Government Guaranteed Loans


0.00

B04 Other Approved Securities (excluding Infrastructure Investments) 496.68 1.84 -22.57 -6.52 474.11 1.73
B05 Guaranteed Equity 0.05

0.00 0.05

Total (1+2) 9,228.75 34.16 270.2 78.07 9,498.95 34.71
3 Investments subject to Expsoure Norms


0.00

- (a)Housing & Loans to State Govt for Housing / FFE


0.00

- 1. Approved Investments


0.00

C01 Loans to State Government for Housing 329.18 1.22
0.00 329.18 1.20
C02 Loans to State Government for Fire Fighting Equipments 11.18 0.04
0.00 11.18 0.04
C03 Term Loan - HUDCO / NHB / Institutions accredited by NHB


0.00

C04 Commercial Papers - NHB / Institutions accredited by NHB


0.00

C05 Housing - Securitised Assets


0.00

C06 Debentures / Bonds / CPs / Loans - (Promoter Group) 35 0.13
0.00 35 0.13
- Taxable Bonds


0.00

C07 Bonds / Debentures issued by HUDCO 136.7 0.51 -25.08 -7.25 111.62 0.41
C08 Bonds / Debentures issued by NHB / Institutions accredited by NHB 1,323.16 4.90 100.59 29.06 1,423.75 5.20
C09 Bonds / Debentures issued by Authority constituted under any Housing / Building Scheme approved by Central / State / any Authority or Body constituted by Central / State Act 319.76 1.18 60.88 17.59 380.64 1.39
- Tax Free Bonds


0.00

C10 Bonds / Debentures issued by HUDCO


0.00

C11 Bonds / Debentures issued by NHB / Institutions accreditedby NHB


0.00

C12 Bonds / Debentures issued by Authority constituted under any Housing / Building Scheme approved by Central / State / any Authority or Body constituted by Central / State Act


0.00

- 2. Other Investments


0.00

C13 Debentures / Bonds / CPs / Loans


0.00

C14 Housing - Securitised Assets


0.00

C15 Debentures / Bonds / CPs / Loans - (Promoter Group)


0.00


Total 3(a) 2,155.00 7.98 136.38 39.41 2,291.38 8.37
- (b)Infrastructure Investments


0.00

- 1. Approved Investments


0.00

D01 Infrastructure - Other Approved Securities 40 0.15 -10 -2.89 30 0.11
D02 Infrastructure - PSU - Equity shares - Quoted 395.06 1.46 7.67 2.22 402.73 1.47
D03 Infrastructure - Corporate Securities - Equity shares-Quoted 361.91 1.34 -1.53 -0.44 360.38 1.32
D04 Infrastructure - Equity and Equity Related Instruments (Promoter Group)


0.00

D05 Infrastructure - Securitised Assets


0.00

D06 Infrastructure - Debentures / Bonds / CPs / loans - (Promoter Group)


0.00

D07 Infrastructure - Infrastructure Development Fund (IDF)


0.00

- Taxable Bonds


0.00

D08 Infrastructure - PSU - Debentures / Bonds 1,395.18 5.16 61.13 17.66 1,456.31 5.32
D09 Infrastructure - PSU - CPs


0.00

D10 Infrastructure - Other Corporate Securities - Debentures/ Bonds 751.53 2.78 93.1 26.90 844.63 3.09
D11 Infrastructure - Other Corporate Securities - CPs


0.00

D12 Infrastructure - Term Loans (with Charge) 2 0.01
0.00 2 0.01
- Tax Free Bonds


0.00

D13 Infrastructure - PSU - Debentures / Bonds 19.27 0.07
0.00 19.27 0.07
D14 Infrastructure - Other Corporate Securities - Debentures/ Bonds


0.00

- 2. Other Investments


0.00

D15 Infrastructure - Equity (including unlisted)

5.13 1.48 5.13 0.02
D16 Infrastructure - Debentures / Bonds / CPs / Loans

100.16 28.94 100.16 0.37
D17 Infrastructure - Securitised Assets


0.00

D18 Infrastructure - Equity (Promoter Group)


0.00

D19 Infrastructure - Debentures / Bonds / CPs / loans - (Promoter Group)


0.00


Total 3(b) 2,964.96 10.97 255.66 73.87 3,220.62 11.77
- (c)Approved Investments


0.00

E01 PSU - Equity shares - Quoted 1,486.06 5.50 64 18.49 1,550.06 5.66
E02 Corporate Securities - Equity shares (Ordinary)- Quoted 3,872.36 14.33 32.9 9.51 3,905.26 14.27
E03 Equity Shares - Companies incorporated outside India (invested prior to IRDA Regulations) 59.9 0.22
0.00 59.9 0.22
E04 Equity Shares (incl. Equity related Instruments) - Promoter Group 29.19 0.11
0.00 29.19 0.11
E05 Corporate Securities - Bonds - (Taxable) 556.98 2.06 -20.07 -5.80 536.91 1.96
E06 Corporate Securities - Bonds - (Tax Free)


0.00

E07 Corporate Securities - Preference Shares 4.27 0.02
0.00 4.27 0.02
E08 Corporate Securities - Investment in Subsidiaries


0.00

E09 Corporate Securities - Debentures 1,718.58 6.36 101.42 29.30 1,820.00 6.65
E10 Corporate Securities - Debentures / Bonds/ CPs /Loan - (Promoter Group)


0.00

E11 Corporate Securities - Derivative Instruments


0.00

E12 Municipal Bonds - Rated


0.00

E13 Investment properties - Immovable


0.00

E14 Loans - Policy Loans


0.00

E15 Loans - Secured Loans - Mortgage of Property in India (Term Loan)


0.00

E16 Loans - Secured Loans - Mortgage of Property outside India(Term Loan)


0.00

E17 Deposits - Deposit with Scheduled Banks, FIs (incl. Bank Balance awaiting Investment), CCIL, RBI 2,732.92 10.12 419.96- -121.34 2,312.96 8.45
E18 Deposits - CDs with Scheduled Banks


0.00

E19 Deposits - Repo / Reverse Repo - Govt Securities


0.00

E20 Deposits - Repo / Reverse Repo - Corporate Securities


0.00

E21 Deposit with Primary Dealers duly recognised by Reserve Bank of India


0.00

E22 CCIL - CBLO 291.83 1.08 79.97 23.11 371.8 1.36
E23 Commercial Papers 19.08 0.07 -19.08 -5.51

E24 Application Money 14.72 0.05 13.53 3.91 28.25 0.10
E25 Perpetual Debt Instruments of Tier I & II Capital issued by PSU Banks 92.85 0.34 -0.01 0.00 92.84 0.34
E26 Perpetual Debt Instruments of Tier I & II Capital issued by Non-PSU Banks 25.02 0.09
0.00 25.02 0.09
E27 Perpetual Non-Cum. P.Shares & Redeemable Cumulative P.Shares of Tier 1 & 2 Capital issued by PSU Banks


0.00

E28 Perpetual Non-Cum. P.Shares & Redeemable Cumulative P.Shares of Tier 1 & 2 Capital issued by Non-PSU Banks


0.00

E29 Foreign Debt Securities (invested prior to IRDA Regulations) 35.03 0.13
0.00 35.03 0.13
E30 Mutual Funds - Gilt / G Sec / Liquid Schemes 75 0.28 25 7.22 100 0.37
E31 Mutual Funds - (under Insurer's Promoter Group)


0.00

E32 Net Current Assets (Only in respect of ULIP Business)


0.00


Total 3(c) 11,013.78 40.77 -142.29 -41.11 10,871.49 39.73
- (d)Other Investments


0.00

F01 Bonds - PSU - Taxable 65.82 0.24 -10.02 -2.90 55.8 0.20
F02 Bonds - PSU - Tax Free 5.33 0.02 -0.41 -0.12 4.92 0.02
F03 Equity Shares (incl Co-op Societies) 487.03 1.80 -19.1 -5.52 467.93 1.71
F04 Equity Shares (PSUs & Unlisted) 76.11 0.28 -16.15 -4.67 59.96 0.22
F05 Equity Shares (incl. Equity related Instruments) - Promoter Group 70 0.26 0 0.00 70 0.26
F06 Debentures 694.73 2.57 -126.45 -36.54 568.28 2.08
F07 Debentures / Bonds/ CPs / Loans etc. - (Promoter Group)


0.00

F08 Municipal Bonds


0.00

F09 Commercial Papers


0.00

F10 Preference Shares 7.07 0.03
0.00 7.07 0.03
F11 Venture Fund 157.45 0.58 -0.86 -0.25 156.59 0.57
F12 Short term Loans (Unsecured Deposits) 6.86 0.03
0.00 6.86 0.03
F13 Term Loans (without Charge) 84.18 0.31 -0.87 -0.25 83.31 0.30
F14 Mutual Funds - Debt / Income / Serial Plans / Liquid Schemes


0.00

F15 Mutual Funds - (under Insurer's Promoter Group)


0.00

F16 Derivative Instruments


0.00

F17 Securitised Assets


0.00

F18 Investment properties - Immovable


0.00


Total 3(d) 1,654.58 6.12 -173.86 -50.24 1,480.72 5.41

Total 3(a+b+c+d) 17,788.31 65.84 75.89 21.93 17,864.20 65.29

Total (1+2+3) 27,017.07 100.00 346.08 100.00 27,363.15 100.00




Signature:




Full Name & Designation:




Chief of Finance: