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STATEMENT AS ON 30.09.2013
STATEMENT OF DOWNGRADED INVESTMENTS
PERIODICITY OF SUBMISSION : QUARTERLY
Rupees in Crores
Sr No Security ID Particulars of Investments Fin.Trn.Number Product Type IRDA Code Purchase Amount Nominal Amount Date of Purchase Rating Agency Original Grade Current Grade Date of Downgrade
A
DURING THE QUARTER









1 11426 MAHARASHTRA STATE ROAD DEVELOPMENT CORPORATION LTD 2005010100458 04I SGOA 27 75 31.12.2005 CARE AAA BBB+ 30.09.2013
2 11630 6.7% RELIANCE ENERGY LTD. 2018 2005010100612 04I IODS 4.96 5 31.12.2005 CRISIL AA A+ 30.09.2013
3 12600 10.25% Ashok Leyland 2016 NCDs 2011010100169 04I OLDB 10 10 14.10.2011 ICRA AA- A+ 30.09.2013
4 12666 10.50% Reliance Infrastructure 2018 Secured 2011010100304 04I IODS 25 25 27.01.2012 CRISIL AA+ A+ 30.09.2013
5 12704 11.15% Reliance Infrastructure Ltd.2016 -NCDs 2012010100089 04I IODS 15.3 15.3 29.06.2012 CRISIL AA+ A+ 30.09.2013
6 12792 10.75% Simplex Infra Ltd 2022 (put/Call 06.12.2019) 2012010100268 04I IODS 15 15 11.12.2012 CARE AA AA- 30.09.2013
B
AS ON DATE









1 11947 9.75% JINDAL STAINLESS 31.01.2015 2005010100912 04I OLDB 10 10 01.02.2006 CARE AA D 31.12.2012
2 11948 8.75% ING VYSYA BANK LTD. 17.5.2015 2005010100913 04I OLDB 5 5 17.03.2006 CRISIL AA+ AA 31.12.2010
3 11949 8.00%UNITED BANK 29.04.2016 2005010100914 04I EPBT 5 5 29.03.2006 CARE AA+ AA 30.06.2013
4 11958 8.7-9.2% UCO BANK UPPER TIER II 2005010100991 04I OBPT 5 5 22.03.2006 CARE AA AA- 31.12.2012
5 11980 9.25%(1.8.2016) VIJAYA BANK BONDS 2006010100045 04I OBPT 5 5 01.08.2006 FITCH AA AA- 30.05.2012
6 11993 9.70% ING VYSYA Bank 28.8.2016 2006010100071 04I OLDB 5.12 5.12 08.09.2006 CRISIL AA+ AA 31.12.2010
7 11993 9.70% ING VYSYA Bank 28.8.2016 2006010100072 04I OLDB 5.14 5.14 13.09.2006 CRISIL AA+ AA 31.12.2010
8 11993 9.70% ING VYSYA Bank 28.8.2016 2007010100054 04I OLDB 4.96 4.96 14.08.2007 CRISIL AA+ AA 31.12.2010
9 11999 9.95% LAKSHMI VILAS BANK 30.4.2016 2006010100090 04I OLDB 5 5 01.10.2006 FITCH A BBB+ 31.12.2012
10 12010 8.50%ORIENTAL BANK OF COMMERCE 20.4.2016 2006010100075 04I EPBT 10 10 20.04.2006 CARE AAA AA+ 27.07.2012
11 12100 9.95%Orientak Bank comm Lower Tier II Bonds 23.4.2017 2007010100037 04I EPBT 15 15 23.04.2007 CARE AAA AA+ 27.07.2012
12 12182 10.25% KARNATAKA BANK LTD. 2018(ANNUAL) LOWER TIER II BONDS 2007010100153 04I OLDB 5 5 29.03.2008 CARE A+ A 07.09.2012
13 12186 10.10% Tata Power Company Ltd. 2018 2008010100008 04I IODS 5 5 25.04.2008 CRISIL AA AA- 30.06.2013
14 12211 8.75%(S.A.) TAMIL NADU ELECTRICITY BOARD 1.3.2018 (P/C2015) 2008010100070 04I SGOA 9.7 9.7 18.08.2008 CARE A+(SO) A-(SO) 12.12.2011
15 12224 11%TAMIL NADU ELECTRICITY BOARD 3.11.13/14/15 (P/C-3.11.13) 2008010100091 04I SGOA 10.57 10.57 11.11.2008 ICRA A+(SO) A-(SO) 12.12.2011
16 12236 12.30% Bharat Hotels Limited Sec Red NCDs 2008010100106 04I OLDB 25 25 06.02.2009 CARE A BBB+ 03.12.2012
17 12237 11.20% TATA COMMUNICATIONS LTD. Rated Sec.Tax NCDs 2008010100107 04I ICTD 25 25 23.01.2009 CARE AAA AA+ 31.12.2010
18 12264 10.50% Sec.Red.NC Gammon India Ltd. 2009010100005 04I IODS 15 15 07.05.2009 CARE AA B 22.04.2013
19 12270 8.81% 2019 Tamilnadu Electricity Board 2009010100016 04I SGOA 10 10 04.05.2009 ICRA A+(SO) A-(SO) 12.12.2011
20 12270 8.81% 2019 Tamilnadu Electricity Board 2009010100036 04I SGOA 10.08 10.08 08.06.2009 ICRA A+(SO) A-(SO) 12.12.2011
21 12271 13%Sec Red NCDs of Era Infra Engineering Ltd 2009010100029 04I OLDB 20 20 05.06.2009 CARE A BBB 31.12.2012
22 12272 11% Bharati Shipyard Ltd Sec.Rated Red.NCDs of 2009010100011 04I OLDB 20 20 09.06.2009 CARE A BB- 28.12.2011
23 12275 10.75% Sec.NCDs -Hindusthan National Glass(1% additional) 2009010100015 04I OLDB 25 25 18.06.2009 CARE AA A+ 09.11.2012
24 12276 8.80% -Unsec.NCRed.Sub.Bonds Central Bank-Put call 10 yrs 2009010100018 04I OBPT 5 5 23.06.2009 CARE AA AA- 06.07.2012
25 12289 10.50% NAGARJUNA CONSTRUCTION CO.LTD.2014 2009010100033 04I OLDB 2 2 24.07.2009 CRISIL AA- BBB+ 18.01.2013
26 12322 8.40% 2020Tamilnadu Electricity Board 2009010100113 04I SGOA 10 10 06.01.2010 ICRA A+(SO) A-(SO) 12.12.2011
27 12365 9.97% Unsec.Red.Sub.NCDs Deutsche Postbank Home Finance 2010010100240 04I HTDN 10.26 10.26 08.02.2011 ICRA AA+ AA 31.03.2012
28 12384 11.15% Sec.Red.NCD -Era Infra Engineering Ltd. 2009010100215 04I OLDB 10 10 27.02.2010 CARE A BBB- 16.04.2013
29 12391 8.95% Damodar Valley Corporation Sec.Red.Taxable NCD- 2009010100227 04I OBPT 5.6 5.6 26.02.2010 CRISIL AA A+ 12.10.2012
30 12391 8.95% Damodar Valley Corporation Sec.Red.Taxable NCD- 2010010100054 04I OBPT 15.39 15.39 14.06.2010 CRISIL AA A+ 12.10.2012
31 12394 8.64% TAMIL NADU ELECTRICITY BOARD 10 years(7 year P/C) 2009010100232 04I SGOA 10 10 29.03.2010 CARE A+(SO) A-(SO) 12.12.2011
32 12394 8.64% TAMIL NADU ELECTRICITY BOARD 10 years(7 year P/C) 2009010100252 04I SGOA 10 10 29.03.2010 CARE A+(SO) A-(SO) 12.12.2011
33 12429 9.50% Gammon India-NCD (Put option-18.6.2017)-2020 2010010100050 04I IODS 10 10 18.06.2010 CARE AA BBB+ 28.09.2012
34 12429 9.50% Gammon India-NCD (Put option-18.6.2017)-2020 2010010100188 04I IODS 10 10 16.11.2010 CARE AA BBB+ 28.09.2012
35 12515 11.25%Elder Pharma NCDs-2018 2010010100252 04I OLDB 10 10 30.03.2011 CARE A+ D 30.06.2013
36 12527 10.75% Patel Engineering Ltd.-2016 2011010100022 04I OLDB 10.22 10.22 29.04.2011 CARE AA A 18.03.2013
37 12542 10.75% Jindal Saw Ltd. Secured NCD 2011010100060 04I OLDB 10.34 10.34 26.05.2011 CARE AA AA- 29.08.2012
38 12542 10.75% Jindal Saw Ltd. Secured NCD 2011010100061 04I OLDB 5.17 5.17 27.05.2011 CARE AA AA- 29.08.2012
39 12560 9.35% Union Bank 2018 2011010100104 04I EPBT 4.99 4.99 27.06.2011 ICRA AAA AA 28.09.2012
40 12560 9.35% Union Bank 2018 2011010100105 04I EPBT 4.99 4.99 28.06.2011 ICRA AAA AA 28.09.2012
41 12577 9.95% Indian Hotels 2021-NCDs Secured 2011010100133 04I ECOS 10.13 10.13 18.08.2011 CARE AA+ AA 14.09.2012
42 12583 11.25% Cox & Kings Ltd. 2011010100147 04I OLDB 10.19 10.19 30.08.2011 CARE AA AA- 14.03.2013
43 12583 11.25% Cox & Kings Ltd. 2011010100149 04I OLDB 5.1 5.1 02.09.2011 CARE AA AA- 14.03.2013
44 12583 11.25% Cox & Kings Ltd. 2011010100200 04I OLDB 10.16 10.16 31.10.2011 CARE AA AA- 14.03.2013
45 12630 10.10% Indian Hotels 2011010100227 04I ECOS 10 10 24.11.2011 CARE AA+ AA 14.09.2012
46 12642 11% Dhanlaxmi Bank 2018 2011010100241 04I OLDB 10 10 21.01.2012 CARE A BBB 29.06.2012
47 12653 11.40% Lakshmi vilas 2018 (OptionI VII-A) Unsecured 2011010100255 04I OLDB 10 10 10.02.2012 FITCH A- BBB+ 31.12.2012
48 12791 11.25% Cox & Kings Ltd.2016 Secured NCDs 2012010100269 04I OLDB 15.27 15.27 11.12.2012 CARE AA AA- 20.02.2013



















577.63 625.67




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