NL 37 - STATEMENT AS ON 31.03.2015 |
STATEMENT OF DOWNGRADED INVESTMENTS |
PERIODICITY OF SUBMISSION : QUARTERLY |
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|
Amount in Lakhs |
Sr No |
Security ID |
Particulars of Investments |
Fin.Trn.Number |
Product Type |
IRDA Code |
BAP Code |
Purchase Amount |
Nominal Amount |
Date of Purchase |
Rating Agency |
Original Grade |
Current Grade |
Date of Downgrade |
Remarks |
A |
|
DURING THE QUARTER |
|
|
|
|
|
|
|
|
|
|
|
1 |
11630 |
6.7% RELIANCE ENERGY LTD. 2018 |
2005010100612 |
04I |
IODS |
100100 |
4.96 |
5.00 |
31.12.2005 |
CRISIL |
AA |
A |
31.03.2015 |
2 |
12429 |
9.50% Gammon India-NCD (Put option-18.6.2017)-2020 |
2010010100050 |
04I |
IODS |
100100 |
10.00 |
10.00 |
18.06.2010 |
CARE |
AA |
D |
31.03.2015 |
3 |
12429 |
9.50% Gammon India-NCD (Put option-18.6.2017)-2020 |
2010010100188 |
04I |
IODS |
100100 |
10.00 |
10.00 |
16.11.2010 |
CARE |
AA |
D |
31.03.2015 |
4 |
12666 |
10.50% Reliance Infrastructure 2018 Secured |
2011010100304 |
04I |
IODS |
100100 |
25.00 |
25.00 |
27.01.2012 |
CRISIL |
AA+ |
A |
31.03.2015 |
5 |
12704 |
11.15% Reliance Infrastructure Ltd.2016 -NCDs |
2012010100089 |
04I |
IODS |
100100 |
15.30 |
15.30 |
29.06.2012 |
CRISIL |
AA+ |
A |
31.03.2015 |
B |
|
AS ON DATE |
|
|
|
|
|
|
|
|
|
|
|
1 |
11426 |
MAHARASHTRA STATE ROAD DEVELOPMENT CORPORATION LTD |
2005010100458 |
04I |
SGOA |
100008 |
27.00 |
75.00 |
31.12.2005 |
CARE |
AAA |
BBB+ |
30.09.2013 |
2 |
11433 |
TATA POWER COMPANY LTD RESET RATE SEC RED NCD(FIXED RATE) |
2005010100496 |
04I |
IODS |
100100 |
10.02 |
10.00 |
31.12.2005 |
CRISIL |
AA |
AA- |
31.12.2013 |
3 |
11598 |
7.25% INDIAN OVERSEAS BANK 2015 |
2005010100625 |
04I |
EPBT |
100039 |
5.00 |
5.00 |
31.12.2005 |
CARE |
AA+ |
AA |
31.12.2013 |
4 |
11599 |
7.4% INDIAN OVERSEAS BANK 2015 |
2005010100702 |
04I |
EPBT |
100039 |
10.06 |
10.00 |
31.12.2005 |
CARE |
AA+ |
AA |
31.12.2013 |
5 |
11947 |
9.75% JINDAL STAINLESS 31.01.2015 |
2005010100912 |
04I |
OLDB |
100070 |
10.00 |
10.00 |
01.02.2006 |
CARE |
AA |
D |
31.12.2012 |
6 |
11948 |
8.75% ING VYSYA BANK LTD. 17.5.2015 |
2005010100913 |
04I |
OLDB |
100070 |
5.00 |
5.00 |
17.03.2006 |
FITCH |
AA+ |
AA |
31.03.2014 |
7 |
11949 |
8.00%UNITED BANK 29.04.2016 |
2005010100914 |
04I |
OBPT |
100065 |
5.00 |
5.00 |
29.03.2006 |
ICRA |
AA+ |
A+ |
31.03.2015 |
8 |
11950 |
8%I NDIAN OVERSEAS BANK 13.3.2016 |
2005010100915 |
04I |
EPBT |
100039 |
10.00 |
10.00 |
13.03.2006 |
ICRA |
AA+ |
AA- |
31.12.2014 |
9 |
11972 |
8.15%CBI28/6/15 |
2006010100029 |
04I |
OBPT |
100065 |
14.53 |
14.53 |
07.04.2006 |
CRISIL |
AA |
AA- |
31.12.2013 |
10 |
11974 |
7.70% INDIAN OVERSEAS BANK 9.4.2016 |
2006010100032 |
04I |
EPBT |
100039 |
9.61 |
9.61 |
08.06.2006 |
ICRA |
AA+ |
AA- |
31.12.2014 |
11 |
11980 |
9.25%(1.8.2016) VIJAYA BANK BONDS |
2006010100045 |
04I |
OBPT |
100065 |
5.00 |
5.00 |
01.08.2006 |
FITCH |
AA |
AA- |
30.05.2012 |
12 |
11993 |
9.70% ING VYSYA Bank 28.8.2016 |
2006010100071 |
04I |
OLDB |
100070 |
5.12 |
5.12 |
08.09.2006 |
CRISIL |
AA+ |
AA |
31.03.2014 |
13 |
11993 |
9.70% ING VYSYA Bank 28.8.2016 |
2006010100072 |
04I |
OLDB |
100070 |
5.14 |
5.14 |
13.09.2006 |
CRISIL |
AA+ |
AA |
31.03.2014 |
14 |
11993 |
9.70% ING VYSYA Bank 28.8.2016 |
2007010100054 |
04I |
OLDB |
100070 |
4.96 |
4.96 |
14.08.2007 |
CRISIL |
AA+ |
AA |
31.03.2014 |
15 |
11994 |
9.25%UNITED BANK OF INDIA 16.8.2016 |
2006010100077 |
04I |
OBPT |
100065 |
5.04 |
5.04 |
23.08.2006 |
ICRA |
AA |
A+ |
31.03.2015 |
16 |
11996 |
8.95% CENTRAL BANK OF INDIA 4.10.2016 |
2006010100086 |
04I |
OBPT |
100065 |
10.00 |
10.00 |
02.11.2006 |
ICRA |
AA |
AA- |
31.12.2013 |
17 |
11996 |
8.95% CENTRAL BANK OF INDIA 4.10.2016 |
2009010100001 |
04I |
OBPT |
100065 |
15.42 |
15.42 |
13.05.2009 |
ICRA |
AA |
AA- |
31.12.2013 |
18 |
11999 |
9.95% LAKSHMI VILAS BANK 30.4.2016 |
2006010100090 |
04I |
OLDB |
100070 |
5.00 |
5.00 |
01.10.2006 |
CARE |
A |
BBB+ |
31.12.2012 |
19 |
12006 |
9.10% INDIAN OVERSEAS BANK 26.7.2016 |
2006010100073 |
04I |
EPBT |
100039 |
9.99 |
9.99 |
31.08.2006 |
ICRA |
AA |
AA- |
31.12.2014 |
20 |
12010 |
8.50%ORIENTAL BANK OF COMMERCE 20.4.2016 |
2006010100075 |
04I |
EPBT |
100039 |
10.00 |
10.00 |
20.04.2006 |
CARE |
AAA |
AA+ |
27.07.2012 |
21 |
12100 |
9.95%Orientak Bank comm Lower Tier II Bonds 23.4.2017 |
2007010100037 |
04I |
EPBT |
100039 |
15.00 |
15.00 |
23.04.2007 |
CARE |
AAA |
AA+ |
27.07.2012 |
22 |
12182 |
10.25% KARNATAKA BANK LTD. 2018(ANNUAL) LOWER TIER II BONDS |
2007010100153 |
04I |
OLDB |
100070 |
5.00 |
5.00 |
29.03.2008 |
CARE |
A+ |
A |
07.09.2012 |
23 |
12186 |
10.10% Tata Power Company Ltd. 2018 |
2008010100008 |
04I |
IODS |
100100 |
5.00 |
5.00 |
25.04.2008 |
CRISIL |
AA |
AA- |
30.06.2013 |
24 |
12193 |
10.40% TATA POWER CO.LTD. 2018 (ANNUAL) |
2008010100065 |
04I |
IODS |
100100 |
15.00 |
15.00 |
20.06.2008 |
CRISIL |
AA |
AA- |
31.12.2013 |
25 |
12211 |
8.75%(S.A.) TAMIL NADU ELECTRICITY BOARD 1.3.2018 (P/C2015) |
2008010100070 |
04I |
SGOA |
100008 |
9.70 |
9.70 |
18.08.2008 |
CARE |
A+(SO) |
A-(SO) |
12.12.2011 |
26 |
12224 |
11%TAMIL NADU ELECTRICITY BOARD 3.11.13/14/15 (P/C-3.11.13) |
2008010100091 |
04I |
SGOA |
100008 |
10.57 |
10.57 |
11.11.2008 |
ICRA |
A+(SO) |
A-(SO) |
12.12.2011 |
27 |
12237 |
11.20% TATA COMMUNICATIONS LTD. Rated Sec.Tax NCDs |
2008010100107 |
04I |
ICTD |
100030 |
25.00 |
25.00 |
23.01.2009 |
CARE |
AAA |
AA+ |
31.12.2010 |
28 |
12264 |
10.50% Sec.Red.NC Gammon India Ltd. |
2009010100005 |
04I |
IODS |
100100 |
15.00 |
15.00 |
07.05.2009 |
CARE |
AA |
D |
31.12.2014 |
29 |
12270 |
8.81% 2019 Tamilnadu Electricity Board |
2009010100016 |
04I |
SGOA |
100008 |
10.00 |
10.00 |
04.05.2009 |
ICRA |
A+(SO) |
A-(SO) |
12.12.2011 |
30 |
12270 |
8.81% 2019 Tamilnadu Electricity Board |
2009010100036 |
04I |
SGOA |
100008 |
10.08 |
10.08 |
08.06.2009 |
ICRA |
A+(SO) |
A-(SO) |
12.12.2011 |
31 |
12271 |
13%Sec Red NCDs of Era Infra Engineering Ltd |
2009010100029 |
04I |
OLDB |
100070 |
20.00 |
20.00 |
05.06.2009 |
CARE |
A |
D |
31.12.2013 |
32 |
12272 |
11% Bharati Shipyard Ltd Sec.Rated Red.NCDs of |
2009010100011 |
04I |
OLDB |
100070 |
20.00 |
20.00 |
09.06.2009 |
CARE |
A |
BB- |
28.12.2011 |
33 |
12275 |
10.75% Sec.NCDs -Hindusthan National Glass(1% additional) |
2009010100015 |
04I |
OLDB |
100070 |
25.00 |
25.00 |
18.06.2009 |
CARE |
AA |
BBB- |
31.12.2014 |
34 |
12276 |
8.80% -Unsec.NCRed.Sub.Bonds Central Bank-Put call 10 yrs |
2009010100018 |
04I |
OBPT |
100065 |
5.00 |
5.00 |
23.06.2009 |
CARE |
AA |
A+ |
31.12.2013 |
35 |
12322 |
8.40% 2020Tamilnadu Electricity Board |
2009010100113 |
04I |
SGOA |
100008 |
10.00 |
10.00 |
06.01.2010 |
ICRA |
A+(SO) |
A-(SO) |
12.12.2011 |
36 |
12384 |
11.15% Sec.Red.NCD -Era Infra Engineering Ltd. |
2009010100215 |
04I |
OLDB |
100070 |
10.00 |
10.00 |
27.02.2010 |
CARE |
A |
D |
31.12.2013 |
37 |
12391 |
8.95% Damodar Valley Corporation Sec.Red.Taxable NCD- |
2009010100227 |
04I |
OBPT |
100065 |
5.60 |
5.60 |
26.02.2010 |
FITCH |
AA |
A |
31.12.2014 |
38 |
12391 |
8.95% Damodar Valley Corporation Sec.Red.Taxable NCD- |
2010010100054 |
04I |
OBPT |
100065 |
15.39 |
15.39 |
14.06.2010 |
FITCH |
AA |
A |
31.12.2014 |
39 |
12394 |
8.64% TAMIL NADU ELECTRICITY BOARD 10 years(7 year P/C) |
2009010100232 |
04I |
SGOA |
100008 |
10.00 |
10.00 |
29.03.2010 |
CARE |
A+(SO) |
A-(SO) |
12.12.2011 |
40 |
12394 |
8.64% TAMIL NADU ELECTRICITY BOARD 10 years(7 year P/C) |
2009010100252 |
04I |
SGOA |
100008 |
10.00 |
10.00 |
29.03.2010 |
CARE |
A+(SO) |
A-(SO) |
12.12.2011 |
41 |
12447 |
9.15% Tata Power Co. Ltd.2020 |
2010010100117 |
04I |
IODS |
100100 |
10.15 |
10.15 |
04.08.2010 |
CRISIL |
AA |
AA- |
31.12.2013 |
42 |
12447 |
9.15% Tata Power Co. Ltd.2020 |
2011010100040 |
04I |
IODS |
100100 |
4.86 |
4.86 |
05.05.2011 |
CRISIL |
AA |
AA- |
31.12.2013 |
43 |
12455 |
9.15% Tata Power 2018 |
2010010100130 |
04I |
IODS |
100100 |
10.11 |
10.11 |
17.08.2010 |
CRISIL |
AA |
AA- |
31.12.2013 |
44 |
12493 |
9% Indian Overseas Bank Upper Tier II NCDs 2026 |
2010010100215 |
04I |
OBPT |
100065 |
10.00 |
10.00 |
10.01.2011 |
ICRA |
AA |
A+ |
31.12.2014 |
45 |
12515 |
11.25%Elder Pharma NCDs-2018 |
2010010100252 |
04I |
OLDB |
100070 |
10.00 |
10.00 |
30.03.2011 |
CARE |
A+ |
D |
30.06.2013 |
46 |
12527 |
10.75% Patel Engineering Ltd.-2016 |
2011010100022 |
04I |
OLDB |
100070 |
10.22 |
10.22 |
29.04.2011 |
CARE |
AA |
BB |
30.09.2014 |
47 |
12533 |
9.15% Tata Power 2019 NCDs - Secured |
2011010100039 |
04I |
IODS |
100100 |
4.88 |
4.88 |
05.05.2011 |
CRISIL |
AA |
AA- |
31.12.2013 |
48 |
12542 |
10.75% Jindal Saw Ltd. Secured NCD |
2011010100060 |
04I |
OLDB |
100070 |
10.34 |
10.34 |
26.05.2011 |
CARE |
AA |
AA- |
29.08.2012 |
49 |
12542 |
10.75% Jindal Saw Ltd. Secured NCD |
2011010100061 |
04I |
OLDB |
100070 |
5.17 |
5.17 |
27.05.2011 |
CARE |
AA |
AA- |
29.08.2012 |
50 |
12560 |
9.35% Union Bank 2018 |
2011010100104 |
04I |
EPBT |
100039 |
4.99 |
4.99 |
27.06.2011 |
ICRA |
AAA |
AA |
28.09.2012 |
51 |
12560 |
9.35% Union Bank 2018 |
2011010100105 |
04I |
EPBT |
100039 |
4.99 |
4.99 |
28.06.2011 |
ICRA |
AAA |
AA |
28.09.2012 |
52 |
12577 |
9.95% Indian Hotels 2021-NCDs Secured |
2011010100133 |
04I |
ECOS |
100043 |
10.13 |
10.13 |
18.08.2011 |
CARE |
AA+ |
AA |
14.09.2012 |
53 |
12600 |
10.25% Ashok Leyland 2016 NCDs |
2011010100169 |
04I |
OLDB |
100070 |
10.00 |
10.00 |
14.10.2011 |
ICRA |
AA- |
A+ |
30.09.2013 |
54 |
12630 |
10.10% Indian Hotels |
2011010100227 |
04I |
ECOS |
100043 |
10.00 |
10.00 |
24.11.2011 |
CARE |
AA+ |
AA |
14.09.2012 |
55 |
12642 |
11% Dhanlaxmi Bank 2018 |
2011010100241 |
04I |
OLDB |
100070 |
10.00 |
10.00 |
21.01.2012 |
Brickworks |
A |
BBB- |
30.09.2014 |
56 |
12653 |
11.40% Lakshmi vilas 2018 (OptionI VII-A) Unsecured |
2011010100255 |
04I |
OLDB |
100070 |
10.00 |
10.00 |
10.02.2012 |
CARE |
A- |
BBB+ |
31.12.2012 |
57 |
12690 |
9.55% Hindalco Inds.2022 NCDs Secured |
2012010100042 |
04I |
ECOS |
100043 |
10.00 |
10.00 |
08.05.2012 |
CRISIL |
AA+ |
AA |
30.06.2014 |
58 |
12690 |
9.55% Hindalco Inds.2022 NCDs Secured |
2012010100056 |
04I |
ECOS |
100043 |
10.00 |
10.00 |
23.05.2012 |
CRISIL |
AA+ |
AA |
30.06.2014 |
59 |
12690 |
9.55% Hindalco Inds.2022 NCDs Secured |
2013010100369 |
04I |
ECOS |
100043 |
4.89 |
5.00 |
02.01.2014 |
CRISIL |
AA+ |
AA |
30.06.2014 |
60 |
12748 |
9.15% Tata Power 2017-Secured STRPPS_G NCDs |
2012010100172 |
04I |
IODS |
100100 |
9.90 |
9.90 |
11.09.2012 |
CRISIL |
AA |
AA- |
31.12.2013 |
61 |
12779 |
11.30 SREI INFRASTRUCTURE FIN 2017 |
2012010100234 |
04I |
IODS |
100100 |
10.00 |
10.00 |
07.11.2012 |
CARE |
AA |
AA- |
31.12.2013 |
62 |
12792 |
10.75% Simplex Infra Ltd 2022 (put/Call 06.12.2019) |
2012010100268 |
04I |
IODS |
100100 |
15.00 |
15.00 |
11.12.2012 |
CARE |
AA |
A+ |
30.09.2014 |
63 |
12854 |
9.40% Tata Power Co.Ltd. 2022 Secured NCD |
2013010100000 |
04I |
IODS |
100100 |
10.00 |
10.00 |
12.04.2013 |
CRISIL |
AA |
AA- |
31.12.2013 |
64 |
12905 |
9.55% HINDALCO INDS.2022 SEC NCD |
2013010100162 |
04I |
ECOS |
100043 |
19.99 |
20.00 |
05.08.2013 |
CRISIL |
AA+ |
AA |
30.06.2014 |
65 |
12905 |
9.55% HINDALCO INDS.2022 SEC NCD |
2013010100328 |
04I |
ECOS |
100043 |
9.82 |
10.00 |
06.12.2013 |
CRISIL |
AA+ |
AA |
30.06.2014 |
66 |
12040 |
9.35%-9.85% UCO BANK PERPETUAL BONDS OF (CALL-1.6.2016) |
2006010100164 |
04P |
EUPD |
100057 |
10.01 |
10.01 |
21.07.2006 |
FITCH |
AA |
A+ |
30.09.2014 |
67 |
12040 |
9.35%-9.85% UCO BANK PERPETUAL BONDS OF (CALL-1.6.2016) |
2006010100165 |
04P |
EUPD |
100057 |
10.00 |
10.00 |
08.08.2006 |
FITCH |
AA |
A+ |
30.09.2014 |
68 |
12071 |
9.20%-9.70% INDIAN OVERSEAS BANK Perpetual BOND |
2006010100197 |
04P |
OBPT |
100065 |
9.97 |
9.97 |
09.02.2007 |
ICRA |
AA |
A+ |
31.12.2014 |