| NL 37 - STATEMENT AS ON 31.03.2015 | ||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| STATEMENT OF DOWNGRADED INVESTMENTS | ||||||||||||||
| PERIODICITY OF SUBMISSION : QUARTERLY | ||||||||||||||
| - | - | - | - | - | - | - | - | - | - | - | - | - | Amount in Lakhs | |
| Sr No | Security ID | Particulars of Investments | Fin.Trn.Number | Product Type | IRDA Code | BAP Code | Purchase Amount | Nominal Amount | Date of Purchase | Rating Agency | Original Grade | Current Grade | Date of Downgrade | Remarks |
| A | DURING THE QUARTER | |||||||||||||
| 1 | 11630 | 6.7% RELIANCE ENERGY LTD. 2018 | 2005010100612 | 04I | IODS | 100100 | 4.96 | 5.00 | 31.12.2005 | CRISIL | AA | A | 31.03.2015 | |
| 2 | 12429 | 9.50% Gammon India-NCD (Put option-18.6.2017)-2020 | 2010010100050 | 04I | IODS | 100100 | 10.00 | 10.00 | 18.06.2010 | CARE | AA | D | 31.03.2015 | |
| 3 | 12429 | 9.50% Gammon India-NCD (Put option-18.6.2017)-2020 | 2010010100188 | 04I | IODS | 100100 | 10.00 | 10.00 | 16.11.2010 | CARE | AA | D | 31.03.2015 | |
| 4 | 12666 | 10.50% Reliance Infrastructure 2018 Secured | 2011010100304 | 04I | IODS | 100100 | 25.00 | 25.00 | 27.01.2012 | CRISIL | AA+ | A | 31.03.2015 | |
| 5 | 12704 | 11.15% Reliance Infrastructure Ltd.2016 -NCDs | 2012010100089 | 04I | IODS | 100100 | 15.30 | 15.30 | 29.06.2012 | CRISIL | AA+ | A | 31.03.2015 | |
| B | AS ON DATE | |||||||||||||
| 1 | 11426 | MAHARASHTRA STATE ROAD DEVELOPMENT CORPORATION LTD | 2005010100458 | 04I | SGOA | 100008 | 27.00 | 75.00 | 31.12.2005 | CARE | AAA | BBB+ | 30.09.2013 | |
| 2 | 11433 | TATA POWER COMPANY LTD RESET RATE SEC RED NCD(FIXED RATE) | 2005010100496 | 04I | IODS | 100100 | 10.02 | 10.00 | 31.12.2005 | CRISIL | AA | AA- | 31.12.2013 | |
| 3 | 11598 | 7.25% INDIAN OVERSEAS BANK 2015 | 2005010100625 | 04I | EPBT | 100039 | 5.00 | 5.00 | 31.12.2005 | CARE | AA+ | AA | 31.12.2013 | |
| 4 | 11599 | 7.4% INDIAN OVERSEAS BANK 2015 | 2005010100702 | 04I | EPBT | 100039 | 10.06 | 10.00 | 31.12.2005 | CARE | AA+ | AA | 31.12.2013 | |
| 5 | 11947 | 9.75% JINDAL STAINLESS 31.01.2015 | 2005010100912 | 04I | OLDB | 100070 | 10.00 | 10.00 | 01.02.2006 | CARE | AA | D | 31.12.2012 | |
| 6 | 11948 | 8.75% ING VYSYA BANK LTD. 17.5.2015 | 2005010100913 | 04I | OLDB | 100070 | 5.00 | 5.00 | 17.03.2006 | FITCH | AA+ | AA | 31.03.2014 | |
| 7 | 11949 | 8.00%UNITED BANK 29.04.2016 | 2005010100914 | 04I | OBPT | 100065 | 5.00 | 5.00 | 29.03.2006 | ICRA | AA+ | A+ | 31.03.2015 | |
| 8 | 11950 | 8%I NDIAN OVERSEAS BANK 13.3.2016 | 2005010100915 | 04I | EPBT | 100039 | 10.00 | 10.00 | 13.03.2006 | ICRA | AA+ | AA- | 31.12.2014 | |
| 9 | 11972 | 8.15%CBI28/6/15 | 2006010100029 | 04I | OBPT | 100065 | 14.53 | 14.53 | 07.04.2006 | CRISIL | AA | AA- | 31.12.2013 | |
| 10 | 11974 | 7.70% INDIAN OVERSEAS BANK 9.4.2016 | 2006010100032 | 04I | EPBT | 100039 | 9.61 | 9.61 | 08.06.2006 | ICRA | AA+ | AA- | 31.12.2014 | |
| 11 | 11980 | 9.25%(1.8.2016) VIJAYA BANK BONDS | 2006010100045 | 04I | OBPT | 100065 | 5.00 | 5.00 | 01.08.2006 | FITCH | AA | AA- | 30.05.2012 | |
| 12 | 11993 | 9.70% ING VYSYA Bank 28.8.2016 | 2006010100071 | 04I | OLDB | 100070 | 5.12 | 5.12 | 08.09.2006 | CRISIL | AA+ | AA | 31.03.2014 | |
| 13 | 11993 | 9.70% ING VYSYA Bank 28.8.2016 | 2006010100072 | 04I | OLDB | 100070 | 5.14 | 5.14 | 13.09.2006 | CRISIL | AA+ | AA | 31.03.2014 | |
| 14 | 11993 | 9.70% ING VYSYA Bank 28.8.2016 | 2007010100054 | 04I | OLDB | 100070 | 4.96 | 4.96 | 14.08.2007 | CRISIL | AA+ | AA | 31.03.2014 | |
| 15 | 11994 | 9.25%UNITED BANK OF INDIA 16.8.2016 | 2006010100077 | 04I | OBPT | 100065 | 5.04 | 5.04 | 23.08.2006 | ICRA | AA | A+ | 31.03.2015 | |
| 16 | 11996 | 8.95% CENTRAL BANK OF INDIA 4.10.2016 | 2006010100086 | 04I | OBPT | 100065 | 10.00 | 10.00 | 02.11.2006 | ICRA | AA | AA- | 31.12.2013 | |
| 17 | 11996 | 8.95% CENTRAL BANK OF INDIA 4.10.2016 | 2009010100001 | 04I | OBPT | 100065 | 15.42 | 15.42 | 13.05.2009 | ICRA | AA | AA- | 31.12.2013 | |
| 18 | 11999 | 9.95% LAKSHMI VILAS BANK 30.4.2016 | 2006010100090 | 04I | OLDB | 100070 | 5.00 | 5.00 | 01.10.2006 | CARE | A | BBB+ | 31.12.2012 | |
| 19 | 12006 | 9.10% INDIAN OVERSEAS BANK 26.7.2016 | 2006010100073 | 04I | EPBT | 100039 | 9.99 | 9.99 | 31.08.2006 | ICRA | AA | AA- | 31.12.2014 | |
| 20 | 12010 | 8.50%ORIENTAL BANK OF COMMERCE 20.4.2016 | 2006010100075 | 04I | EPBT | 100039 | 10.00 | 10.00 | 20.04.2006 | CARE | AAA | AA+ | 27.07.2012 | |
| 21 | 12100 | 9.95%Orientak Bank comm Lower Tier II Bonds 23.4.2017 | 2007010100037 | 04I | EPBT | 100039 | 15.00 | 15.00 | 23.04.2007 | CARE | AAA | AA+ | 27.07.2012 | |
| 22 | 12182 | 10.25% KARNATAKA BANK LTD. 2018(ANNUAL) LOWER TIER II BONDS | 2007010100153 | 04I | OLDB | 100070 | 5.00 | 5.00 | 29.03.2008 | CARE | A+ | A | 07.09.2012 | |
| 23 | 12186 | 10.10% Tata Power Company Ltd. 2018 | 2008010100008 | 04I | IODS | 100100 | 5.00 | 5.00 | 25.04.2008 | CRISIL | AA | AA- | 30.06.2013 | |
| 24 | 12193 | 10.40% TATA POWER CO.LTD. 2018 (ANNUAL) | 2008010100065 | 04I | IODS | 100100 | 15.00 | 15.00 | 20.06.2008 | CRISIL | AA | AA- | 31.12.2013 | |
| 25 | 12211 | 8.75%(S.A.) TAMIL NADU ELECTRICITY BOARD 1.3.2018 (P/C2015) | 2008010100070 | 04I | SGOA | 100008 | 9.70 | 9.70 | 18.08.2008 | CARE | A+(SO) | A-(SO) | 12.12.2011 | |
| 26 | 12224 | 11%TAMIL NADU ELECTRICITY BOARD 3.11.13/14/15 (P/C-3.11.13) | 2008010100091 | 04I | SGOA | 100008 | 10.57 | 10.57 | 11.11.2008 | ICRA | A+(SO) | A-(SO) | 12.12.2011 | |
| 27 | 12237 | 11.20% TATA COMMUNICATIONS LTD. Rated Sec.Tax NCDs | 2008010100107 | 04I | ICTD | 100030 | 25.00 | 25.00 | 23.01.2009 | CARE | AAA | AA+ | 31.12.2010 | |
| 28 | 12264 | 10.50% Sec.Red.NC Gammon India Ltd. | 2009010100005 | 04I | IODS | 100100 | 15.00 | 15.00 | 07.05.2009 | CARE | AA | D | 31.12.2014 | |
| 29 | 12270 | 8.81% 2019 Tamilnadu Electricity Board | 2009010100016 | 04I | SGOA | 100008 | 10.00 | 10.00 | 04.05.2009 | ICRA | A+(SO) | A-(SO) | 12.12.2011 | |
| 30 | 12270 | 8.81% 2019 Tamilnadu Electricity Board | 2009010100036 | 04I | SGOA | 100008 | 10.08 | 10.08 | 08.06.2009 | ICRA | A+(SO) | A-(SO) | 12.12.2011 | |
| 31 | 12271 | 13%Sec Red NCDs of Era Infra Engineering Ltd | 2009010100029 | 04I | OLDB | 100070 | 20.00 | 20.00 | 05.06.2009 | CARE | A | D | 31.12.2013 | |
| 32 | 12272 | 11% Bharati Shipyard Ltd Sec.Rated Red.NCDs of | 2009010100011 | 04I | OLDB | 100070 | 20.00 | 20.00 | 09.06.2009 | CARE | A | BB- | 28.12.2011 | |
| 33 | 12275 | 10.75% Sec.NCDs -Hindusthan National Glass(1% additional) | 2009010100015 | 04I | OLDB | 100070 | 25.00 | 25.00 | 18.06.2009 | CARE | AA | BBB- | 31.12.2014 | |
| 34 | 12276 | 8.80% -Unsec.NCRed.Sub.Bonds Central Bank-Put call 10 yrs | 2009010100018 | 04I | OBPT | 100065 | 5.00 | 5.00 | 23.06.2009 | CARE | AA | A+ | 31.12.2013 | |
| 35 | 12322 | 8.40% 2020Tamilnadu Electricity Board | 2009010100113 | 04I | SGOA | 100008 | 10.00 | 10.00 | 06.01.2010 | ICRA | A+(SO) | A-(SO) | 12.12.2011 | |
| 36 | 12384 | 11.15% Sec.Red.NCD -Era Infra Engineering Ltd. | 2009010100215 | 04I | OLDB | 100070 | 10.00 | 10.00 | 27.02.2010 | CARE | A | D | 31.12.2013 | |
| 37 | 12391 | 8.95% Damodar Valley Corporation Sec.Red.Taxable NCD- | 2009010100227 | 04I | OBPT | 100065 | 5.60 | 5.60 | 26.02.2010 | FITCH | AA | A | 31.12.2014 | |
| 38 | 12391 | 8.95% Damodar Valley Corporation Sec.Red.Taxable NCD- | 2010010100054 | 04I | OBPT | 100065 | 15.39 | 15.39 | 14.06.2010 | FITCH | AA | A | 31.12.2014 | |
| 39 | 12394 | 8.64% TAMIL NADU ELECTRICITY BOARD 10 years(7 year P/C) | 2009010100232 | 04I | SGOA | 100008 | 10.00 | 10.00 | 29.03.2010 | CARE | A+(SO) | A-(SO) | 12.12.2011 | |
| 40 | 12394 | 8.64% TAMIL NADU ELECTRICITY BOARD 10 years(7 year P/C) | 2009010100252 | 04I | SGOA | 100008 | 10.00 | 10.00 | 29.03.2010 | CARE | A+(SO) | A-(SO) | 12.12.2011 | |
| 41 | 12447 | 9.15% Tata Power Co. Ltd.2020 | 2010010100117 | 04I | IODS | 100100 | 10.15 | 10.15 | 04.08.2010 | CRISIL | AA | AA- | 31.12.2013 | |
| 42 | 12447 | 9.15% Tata Power Co. Ltd.2020 | 2011010100040 | 04I | IODS | 100100 | 4.86 | 4.86 | 05.05.2011 | CRISIL | AA | AA- | 31.12.2013 | |
| 43 | 12455 | 9.15% Tata Power 2018 | 2010010100130 | 04I | IODS | 100100 | 10.11 | 10.11 | 17.08.2010 | CRISIL | AA | AA- | 31.12.2013 | |
| 44 | 12493 | 9% Indian Overseas Bank Upper Tier II NCDs 2026 | 2010010100215 | 04I | OBPT | 100065 | 10.00 | 10.00 | 10.01.2011 | ICRA | AA | A+ | 31.12.2014 | |
| 45 | 12515 | 11.25%Elder Pharma NCDs-2018 | 2010010100252 | 04I | OLDB | 100070 | 10.00 | 10.00 | 30.03.2011 | CARE | A+ | D | 30.06.2013 | |
| 46 | 12527 | 10.75% Patel Engineering Ltd.-2016 | 2011010100022 | 04I | OLDB | 100070 | 10.22 | 10.22 | 29.04.2011 | CARE | AA | BB | 30.09.2014 | |
| 47 | 12533 | 9.15% Tata Power 2019 NCDs - Secured | 2011010100039 | 04I | IODS | 100100 | 4.88 | 4.88 | 05.05.2011 | CRISIL | AA | AA- | 31.12.2013 | |
| 48 | 12542 | 10.75% Jindal Saw Ltd. Secured NCD | 2011010100060 | 04I | OLDB | 100070 | 10.34 | 10.34 | 26.05.2011 | CARE | AA | AA- | 29.08.2012 | |
| 49 | 12542 | 10.75% Jindal Saw Ltd. Secured NCD | 2011010100061 | 04I | OLDB | 100070 | 5.17 | 5.17 | 27.05.2011 | CARE | AA | AA- | 29.08.2012 | |
| 50 | 12560 | 9.35% Union Bank 2018 | 2011010100104 | 04I | EPBT | 100039 | 4.99 | 4.99 | 27.06.2011 | ICRA | AAA | AA | 28.09.2012 | |
| 51 | 12560 | 9.35% Union Bank 2018 | 2011010100105 | 04I | EPBT | 100039 | 4.99 | 4.99 | 28.06.2011 | ICRA | AAA | AA | 28.09.2012 | |
| 52 | 12577 | 9.95% Indian Hotels 2021-NCDs Secured | 2011010100133 | 04I | ECOS | 100043 | 10.13 | 10.13 | 18.08.2011 | CARE | AA+ | AA | 14.09.2012 | |
| 53 | 12600 | 10.25% Ashok Leyland 2016 NCDs | 2011010100169 | 04I | OLDB | 100070 | 10.00 | 10.00 | 14.10.2011 | ICRA | AA- | A+ | 30.09.2013 | |
| 54 | 12630 | 10.10% Indian Hotels | 2011010100227 | 04I | ECOS | 100043 | 10.00 | 10.00 | 24.11.2011 | CARE | AA+ | AA | 14.09.2012 | |
| 55 | 12642 | 11% Dhanlaxmi Bank 2018 | 2011010100241 | 04I | OLDB | 100070 | 10.00 | 10.00 | 21.01.2012 | Brickworks | A | BBB- | 30.09.2014 | |
| 56 | 12653 | 11.40% Lakshmi vilas 2018 (OptionI VII-A) Unsecured | 2011010100255 | 04I | OLDB | 100070 | 10.00 | 10.00 | 10.02.2012 | CARE | A- | BBB+ | 31.12.2012 | |
| 57 | 12690 | 9.55% Hindalco Inds.2022 NCDs Secured | 2012010100042 | 04I | ECOS | 100043 | 10.00 | 10.00 | 08.05.2012 | CRISIL | AA+ | AA | 30.06.2014 | |
| 58 | 12690 | 9.55% Hindalco Inds.2022 NCDs Secured | 2012010100056 | 04I | ECOS | 100043 | 10.00 | 10.00 | 23.05.2012 | CRISIL | AA+ | AA | 30.06.2014 | |
| 59 | 12690 | 9.55% Hindalco Inds.2022 NCDs Secured | 2013010100369 | 04I | ECOS | 100043 | 4.89 | 5.00 | 02.01.2014 | CRISIL | AA+ | AA | 30.06.2014 | |
| 60 | 12748 | 9.15% Tata Power 2017-Secured STRPPS_G NCDs | 2012010100172 | 04I | IODS | 100100 | 9.90 | 9.90 | 11.09.2012 | CRISIL | AA | AA- | 31.12.2013 | |
| 61 | 12779 | 11.30 SREI INFRASTRUCTURE FIN 2017 | 2012010100234 | 04I | IODS | 100100 | 10.00 | 10.00 | 07.11.2012 | CARE | AA | AA- | 31.12.2013 | |
| 62 | 12792 | 10.75% Simplex Infra Ltd 2022 (put/Call 06.12.2019) | 2012010100268 | 04I | IODS | 100100 | 15.00 | 15.00 | 11.12.2012 | CARE | AA | A+ | 30.09.2014 | |
| 63 | 12854 | 9.40% Tata Power Co.Ltd. 2022 Secured NCD | 2013010100000 | 04I | IODS | 100100 | 10.00 | 10.00 | 12.04.2013 | CRISIL | AA | AA- | 31.12.2013 | |
| 64 | 12905 | 9.55% HINDALCO INDS.2022 SEC NCD | 2013010100162 | 04I | ECOS | 100043 | 19.99 | 20.00 | 05.08.2013 | CRISIL | AA+ | AA | 30.06.2014 | |
| 65 | 12905 | 9.55% HINDALCO INDS.2022 SEC NCD | 2013010100328 | 04I | ECOS | 100043 | 9.82 | 10.00 | 06.12.2013 | CRISIL | AA+ | AA | 30.06.2014 | |
| 66 | 12040 | 9.35%-9.85% UCO BANK PERPETUAL BONDS OF (CALL-1.6.2016) | 2006010100164 | 04P | EUPD | 100057 | 10.01 | 10.01 | 21.07.2006 | FITCH | AA | A+ | 30.09.2014 | |
| 67 | 12040 | 9.35%-9.85% UCO BANK PERPETUAL BONDS OF (CALL-1.6.2016) | 2006010100165 | 04P | EUPD | 100057 | 10.00 | 10.00 | 08.08.2006 | FITCH | AA | A+ | 30.09.2014 | |
| 68 | 12071 | 9.20%-9.70% INDIAN OVERSEAS BANK Perpetual BOND | 2006010100197 | 04P | OBPT | 100065 | 9.97 | 9.97 | 09.02.2007 | ICRA | AA | A+ | 31.12.2014 | |