FORM NL-28 - PART B
Suraksha, 170, J. Tata Road, Churchgate, Mumbai - 400 020, INDIA
` in Crs.
IRDA Code Serial No Category of Investment Opening BV Opening BV % Net Accr BV Net Accr BV % Closing BV Closing BV %
1 Central Govt. Sec 0
CGSB A01 CENTRAL GOVERNMENT BONDS 6925.78 22.56 233.55 14.88 7159.33 22.19
CSPD A02 SPECIAL DEPOSITS 0 0 0 0 0 0
CDSS A03 DEPOSIT UNDER SECTION 7 OF INSURANCE ACT, 1938 29.53 0.1 -0.05 0 29.48 0.09
CTRB A04 TREASURY BILLS 0 0 0 0 0 0
Total (1) 6955.31 22.66 233.5 14.87 7188.81 22.28
2 Central Govt. Sec or Other Approved Sec/Guaranteed Sec 0 0 0 0 0 0
CGSL B01 CENTRAL GOVERNMENT GUARANTEED LOANS / BONDS 0 0 0 0 0 0
SGGB B02 STATE GOVERNMENT BONDS 3706.11 12.07 99.48 6.34 3805.59 11.8
SGGL B03 STATE GOVERNMENT GUARANTEED LOANS 0 0 0 0 0 0
SGOA B04 OTHER APPROVED SECURITIES (EXCLUDING INFRASTRUCTURE INVESTMENTS) 440.53 1.44 -27.04 -1.72 413.49 1.28
SGGE B05 GUARANTEED EQUITY 0.05 0 0.05
Total (1+2) 11102 36.17 305.94 19.49 11407.94 35.36
3 Investments subject to Expsoure Norms 0 0 0 0 0 0
- (a)Housing & Loans to State Govt for Housing / FFE 0 0 0 0 0 0
- 1. Approved Investments 0 0 0 0 0 0
HLSH C01 LOANS TO STATE GOVERNMENT FOR HOUSING 302.42 0.99 -20.78 -1.32 281.64 0.87
HLSF C02 LOANS TO STATE GOVERNMENT FOR FIRE FIGHTING EQUIPMENTS 8.79 0.03 -2.33 -0.15 6.46 0.02
HTLH C03 TERM LOAN - HUDCO / NHB / INSTITUTIONS ACCREDITED BY NHB 0 0 0 0 0 0
HTLN C04 COMMERCIAL PAPERS - NHB / INSTITUTIONS ACCREDITED BY NHB 0 0 0 0 0 0
HMBS C05 HOUSING - SECURITISED ASSETS 0 0 0 0 0 0
HDPG C06 DEBENTURES / BONDS / CPS / LOANS - (PROMOTER GROUP) 35 0.11 0 35 0.11
- Taxable Bonds 0 0 0 0 0 0
HTHD C07 BONDS / DEBENTURES ISSUED BY HUDCO 96.35 0.31 -0.01 0 96.34 0.3
HTDN C08 BONDS / DEBENTURES ISSUED BY NHB / INSTITUTIONS ACCREDITED BY NHB 1451.07 4.73 -55.13 -3.51 1395.94 4.33
HTDA C09 BONDS / DEBENTURES ISSUED BY AUTHORITY CONSTITUTED UNDER ANY HOUSING / BUILDING SCHEME APPROVED BY CENTRAL / STATE / ANY AUTHORI 455.22 1.48 -0.08 -0.01 455.14 1.41
- Tax Free Bonds 0 0 0 0 0 0
HFHD C10 BONDS / DEBENTURES ISSUED BY HUDCO 0 0 0 0 0 0
HFDN C11 BONDS / DEBENTURES ISSUED BY NHB / INSTITUTIONS ACCREDITEDBY NHB 0 0 0 0 0 0
HFDA C12 BONDS / DEBENTURES ISSUED BY AUTHORITY CONSTITUTED UNDER ANY HOUSING / BUILDING SCHEME APPROVED BY CENTRAL / STATE / ANY AUTHORI 0 0 0 0 0 0
- 2. Other Investments 0 0 0 0 0 0
HODS C13 DEBENTURES / BONDS / CPS / LOANS 0 0 0 0 0 0
HOMB C14 HOUSING - SECURITISED ASSETS 0 0 0 0 0 0
HOPG C15 DEBENTURES / BONDS / CPS / LOANS - (PROMOTER GROUP) 0 0 0 0 0 0
Total 3(a) 2348.85 7.65 -78.33 -4.99 2270.52 7.04
- (b)Infrastructure Investments 0 0 0 0 0 0
- 1. Approved Investments 0 0 0 0 0 0
ISAS D01 INFRASTRUCTURE - OTHER APPROVED SECURITIES 22.5 0.07 -4.5 -0.29 18 0.06
ITPE D02 INFRASTRUCTURE - PSU - EQUITY SHARES - QUOTED 366.19 1.19 0 366.19 1.13
ITCE D03 INFRASTRUCTURE - CORPORATE SECURITIES - EQUITY SHARES-QUOTED 385.29 1.26 3.99 0.25 389.28 1.21
IEPG D04 INFRASTRUCTURE - EQUITY AND EQUITY RELATED INSTRUMENTS (PROMOTER GROUP) 0 0 0 0 0 0
IESA D05 INFRASTRUCTURE - SECURITISED ASSETS 0 0 0 0 0 0
IDPG D06 INFRASTRUCTURE - DEBENTURES / BONDS / CPS / LOANS - (PROMOTER GROUP) 0 0 0 0 0 0
IDDF D07 INFRASTRUCTURE - INFRASTRUCTURE DEVELOPMENT FUND (IDF) 0 0 0 0 0 0
- Taxable Bonds 0 0 0 0 0 0
IPTD D08 INFRASTRUCTURE - PSU - DEBENTURES / BONDS 1342.76 4.37 -66.83 -4.26 1275.93 3.95
IPCP D09 INFRASTRUCTURE - PSU - CPS 0 0 0 0 0 0
ICTD D10 INFRASTRUCTURE - OTHER CORPORATE SECURITIES - DEBENTURES/ BONDS 842.33 2.74 -40.19 -2.56 802.14 2.49
ICCP D11 INFRASTRUCTURE - OTHER CORPORATE SECURITIES - CPS 0 0 0 0 0 0
ILWC D12 INFRASTRUCTURE - TERM LOANS (WITH CHARGE) 1.2 0.00390951 -0.6 -0.04 0.6 0.001954755
- Tax Free Bonds 0 0 0 0 0 0
IPFD D13 INFRASTRUCTURE  - PSU - DEBENTURES / BONDS 14.27 0.05 0 14.27 0.04
ICFD D14 INFRASTRUCTURE - OTHER CORPORATE SECURITIES - DEBENTURES/ BONDS 0 0 0 0 0 0
- 2. Other Investments 0 0 0 0 0 0
IOEQ D15 INFRASTRUCTURE - EQUITY  (INCLUDING UNLISTED) 5.13 0.02 6.516E-05 0 5.13 0.02
IODS D16 INFRASTRUCTURE - DEBENTURES / BONDS / CPS / LOANS 378.2 1.23 121.14 7.72 499.34 1.55
IOSA D17 INFRASTRUCTURE - SECURITISED ASSETS 0 0 0 0 0 0
IOPE D18 INFRASTRUCTURE - EQUITY  (PROMOTER GROUP) 0 0 0 0 0 0
IOPD D19 INFRASTRUCTURE - DEBENTURES / BONDS / CPS / LOANS - (PROMOTER GROUP) 0 0 0 0 0 0
Total 3(b) 3357.88 10.94 13 0.83 3370.88 10.45
- (c)Approved Investments 0 0 0 0 0 0
EAEQ E01 PSU - EQUITY SHARES - QUOTED 1979.58 6.45 -0.48 -0.03 1979.1 6.13
EACE E02 CORPORATE SECURITIES - EQUITY SHARES (ORDINARY)- QUOTED 3876.04 12.63 249.65 15.9 4125.69 12.79
EFES E03 EQUITY SHARES - COMPANIES INCORPORATED OUTSIDE INDIA (INVESTED PRIOR TO IRDA REGULATIONS) 146.36 0.48 0 0 146.36 0.45
EEPG E04 EQUITY SHARES (INCL. EQUITY RELATED INSTRUMENTS) - PROMOTER GROUP 99.19 0.32 0 0 99.19 0.31
EPBT E05 CORPORATE SECURITIES - BONDS - (TAXABLE) 390.8 1.27 -35.03 -2.23 355.77 1.1
EPBF E06 CORPORATE SECURITIES - BONDS - (TAX FREE) 0 0 0 0 0 0
EPNQ E07 CORPORATE SECURITIES - PREFERENCE SHARES 3.99 0.01 0 0 3.99 0.01
ECIS E08 CORPORATE SECURITIES - INVESTMENT IN SUBSIDIARIES 0 0 0 0 0 0
ECOS E09 CORPORATE SECURITIES - DEBENTURES 1851.26 6.03 -60.26 -3.84 1791 5.55
EDPG E10 CORPORATE SECURITIES - DEBENTURES / BONDS/ CPS /LOAN - (PROMOTER GROUP) 0 0 0 0 0 0
ECDI E11 CORPORATE SECURITIES - DERIVATIVE INSTRUMENTS 0 0 0 0 0 0
EMUN E12 MUNICIPAL BONDS - RATED 0 0 0 0 0 0
EINP E13 INVESTMENT PROPERTIES - IMMOVABLE 0 0 0 0 0 0
ELPL E14 LOANS - POLICY LOANS 0 0 0 0 0 0
ELMI E15 LOANS - SECURED LOANS - MORTGAGE OF PROPERTY IN INDIA (TERM LOAN) 0 0 0 0 0 0
ELMO E16 LOANS - SECURED LOANS - MORTGAGE OF PROPERTY OUTSIDE INDIA(TERM LOAN) 0 0 0 0 0 0
ECDB E17 DEPOSITS - DEPOSIT WITH SCHEDULED BANKS, FIS (INCL. BANK BALANCE AWAITING INVESTMENT), CCIL, RBI 1896.88 6.18 -77.37 -4.93 1819.51 5.64
EDCD E18 DEPOSITS - CDS WITH SCHEDULED BANKS 0 0 0 0 0 0
ECMR E19 DEPOSITS - REPO / REVERSE REPO - GOVT SECURITIES 0 0 0 0 0 0
ECCR E20 DEPOSITS - REPO / REVERSE REPO - CORPORATE SECURITIES 0 0 0 0 0 0
EDPD E21 DEPOSIT WITH PRIMARY DEALERS DULY RECOGNISED BY RESERVE BANK OF INDIA 0 0 0 0 0 0
ECBO E22 CCIL - CBLO 796.88 2.6 230.62 14.69 1027.5 3.18
ECCP E23 COMMERCIAL PAPERS 0 0 0 0 0 0
ECAM E24 APPLICATION MONEY 0 0 2.5 0.16 2.5 0.01
EUPD E25 PERPETUAL DEBT INSTRUMENTS OF TIER I & II CAPITAL ISSUED BY PSU BANKS 82.86 0.27 0 0 82.86 0.26
EPPD E26 PERPETUAL DEBT INSTRUMENTS OF TIER I & II CAPITAL ISSUED BY NON-PSU BANKS 24.98 0.08 0 0 24.98 0.08
EUPS E27 PERPETUAL NON-CUM. P.SHARES & REDEEMABLE CUMULATIVE P.SHARES OF TIER 1 & 2 CAPITAL ISSUED BY PSU BANKS 0 0 0 0 0 0
EPPS E28 PERPETUAL NON-CUM. P.SHARES & REDEEMABLE CUMULATIVE P.SHARES OF TIER 1 & 2 CAPITAL ISSUED BY NON-PSU BANKS 0 0 0 0 0 0
EFDS E29 FOREIGN DEBT SECURITIES (INVESTED PRIOR TO IRDA REGULATIONS) 0 0 0 0 0 0
EGMF E30 MUTUAL FUNDS - GILT / G SEC / LIQUID SCHEMES 0 0 315 20.06 315 0.98
EMPG E31 MUTUAL FUNDS - (UNDER INSURER'S PROMOTER GROUP) 0 0 0 0 0 0
ENCA E32 NET CURRENT ASSETS (ONLY IN RESPECT OF ULIP BUSINESS) 0 0 0 0 0 0
EETP E33 PASSIVELY MANAGED EQUITY ETF (PROMOTER GROUP) 0 0 0 0 0 0
EETF E34 PASSIVELY MANAGED EQUITY ETF (NON PROMOTER GROUP) 131.51 0.43 -1.75 -0.11 129.76 0.4
Total 3(c) 11280.34 36.75 622.87 39.67 11903.21 36.89
-   0 0 0 0 0 0
OBPT F01 BONDS - PSU - TAXABLE 311.11 1.01 31.34 2 342.45 1.06
OBPF F02 BONDS - PSU - TAX FREE 2.5 0.01 0 2.5 0.01
OESH F03 EQUITY SHARES (INCL CO-OP SOCIETIES) 453.99 1.48 82.63 5.26 536.62 1.66
OEPU F04 EQUITY SHARES (PSUS & UNLISTED) 28.3 0.09 44.03 2.8 72.33 0.22
OEPG F05 EQUITY SHARES (INCL. EQUITY RELATED INSTRUMENTS) - PROMOTER GROUP 0 0 0 0 0 0
OLDB F06 DEBENTURES 1548.53 5.04 96.47 6.14 1645 5.1
ODPG F07 DEBENTURES / BONDS/ CPS / LOANS ETC. - (PROMOTER GROUP) 0 0 20 1.27 20 0.06
OMUN F08 MUNICIPAL BONDS 0 0 0 0 0 0
OACP F09 COMMERCIAL PAPERS 0 0 0 0 0 0
OPSH F10 PREFERENCE SHARES 2.95 0.01 -0.01 0 2.94 0.01
OVNF F11 VENTURE FUND 0 0 0 0 0 0
OAFA F11A VENTURE FUND - TIER I 177.48 0.58 7.82 0.5 185.3 0.57
OAFB F11B VENTURE FUND - TIER II 0 0 0 0 0 0
OSLU F12 SHORT TERM LOANS (UNSECURED DEPOSITS) 6.84 0.02 0 6.84 0.02
OTLW F13 TERM LOANS (WITHOUT CHARGE) 73.62 0.24 -0.77 -0.05 72.85 0.23
OMGS F14 MUTUAL FUNDS - DEBT / INCOME / SERIAL PLANS / LIQUID SCHEMES 0 0 425 27.07 425 1.32
OMPG F15 MUTUAL FUNDS - (UNDER INSURER'S PROMOTER GROUP) 0 0 0 0 0 0
OCDI F16 DERIVATIVE INSTRUMENTS 0 0 0 0 0 0
OPSA F17 SECURITISED ASSETS 0 0 0 0 0 0
OIPI F18 INVESTMENT PROPERTIES - IMMOVABLE 0 0 0 0 0 0
OETP F19 PASSIVELY MANAGED EQUITY ETF (PROMOTER GROUP) 0 0 0 0 0 0
OETF F20 PASSIVELY MANAGED EQUITY ETF (NON PROMOTER GROUP) 0 0 0 0 0 0
Total 3(d) 2605.31 8.49 706.52 45 3311.83 10.26
Total 3(a+b+c+d) 19592.37 63.83 1264.07 80.51 20856.44 64.64
Total (1+2+3) 30694.38 100 1570 100 32264.38 100
Certification:

Certified that the information given herein are  correct, complete and nothing has been concealed or suppressed, to the best of my knowledge and belief.