FORM NL-28 - PART B
Suraksha, 170, J. Tata Road, Churchgate, Mumbai - 400 020, INDIA
` in Crs.
IRDA Code Serial No Category of Investment Opening BV Opening BV % Net Accr BV Net Accr BV % Closing BV Closing BV %
                 
  1 Central Govt. Sec       0    
CGSB A01 CENTRAL GOVERNMENT BONDS 7,159.33 22.19 40.57- 41.16 7,118.76 22.13
CSPD A02 SPECIAL DEPOSITS 0.00 0.00 0.00 0.00 0.00 0.00
CDSS A03 DEPOSIT UNDER SECTION 7 OF INSURANCE ACT, 1938 29.48 0.09 0.05- 0.05 29.43 0.09
CTRB A04 TREASURY BILLS 0.00 0.00 0.00 0.00 0.00 0.00
    Total (1) 7,188.81 22.28 40.62- 41.21 7,148.19 22.22
  2 Central Govt. Sec or Other Approved Sec/Guaranteed Sec 0.00 0.00 0.00 0.00 0.00 0.00
CGSL B01 CENTRAL GOVERNMENT GUARANTEED LOANS / BONDS 0.00 0.00 0.00 0.00 0.00 0.00
SGGB B02 STATE GOVERNMENT BONDS 3,805.59 11.8 129.63 131.51- 3,935.22 12.23
SGGL B03 STATE GOVERNMENT GUARANTEED LOANS 0.00 0.00 0.00 0.00 0.00 0.00
SGOA B04 OTHER APPROVED SECURITIES (EXCLUDING INFRASTRUCTURE INVESTMENTS) 413.49 1.28 1.71- 1.73 411.78 1.28
SGGE B05 GUARANTEED EQUITY 0.05 0.00 0.00 0.00 0.05 0.00
    Total (1+2) 11,407.94 35.36 87.3 88.57- 11,495.24 35.74
  3 Investments subject to Expsoure Norms 0.00 0.00 0.00 0.00 0.00 0.00
  - (a)Housing & Loans to State Govt for Housing / FFE 0.00 0.00 0.00 0.00 0.00 0.00
  - 1. Approved Investments 0.00 0.00 0.00 0.00 0.00 0.00
HLSH C01 LOANS TO STATE GOVERNMENT FOR HOUSING 281.64 0.87 0.00 0.00 281.64 0.88
HLSF C02 LOANS TO STATE GOVERNMENT FOR FIRE FIGHTING EQUIPMENTS 6.46 0.02 0.00 0.00 6.46 0.02
HTLH C03 TERM LOAN - HUDCO / NHB / INSTITUTIONS ACCREDITED BY NHB 0.00 0.00 0.00 0.00 0.00 0.00
HTLN C04 COMMERCIAL PAPERS - NHB / INSTITUTIONS ACCREDITED BY NHB 0.00 0.00 0.00 0.00 0.00 0.00
HMBS C05 HOUSING - SECURITISED ASSETS 0.00 0.00 0.00 0.00 0.00 0.00
HDPG C06 DEBENTURES / BONDS / CPS / LOANS - (PROMOTER GROUP) 35 0.11 35.00- 35.51 0.00 0.00
  - Taxable Bonds 0.00 0.00 0.00 0.00 0.00 0.00
HTHD C07 BONDS / DEBENTURES ISSUED BY HUDCO 96.34 0.3 0.00 0.00 96.34 0.3
HTDN C08 BONDS / DEBENTURES ISSUED BY NHB / INSTITUTIONS ACCREDITED BY NHB 1,395.94 4.33 15.13- 15.35 1,380.81 4.29
HTDA C09 BONDS / DEBENTURES ISSUED BY AUTHORITY CONSTITUTED UNDER ANY HOUSING / BUILDING SCHEME APPROVED BY CENTRAL / STATE / ANY AUTHORI 455.14 1.41 0.08- 0.08 455.06 1.41
  - Tax Free Bonds 0.00 0.00 0.00 0.00 0.00 0.00
HFHD C10 BONDS / DEBENTURES ISSUED BY HUDCO 0.00 0.00 0.00 0.00 0.00 0.00
HFDN C11 BONDS / DEBENTURES ISSUED BY NHB / INSTITUTIONS ACCREDITEDBY NHB 0.00 0.00 0.00 0.00 0.00 0.00
HFDA C12 BONDS / DEBENTURES ISSUED BY AUTHORITY CONSTITUTED UNDER ANY HOUSING / BUILDING SCHEME APPROVED BY CENTRAL / STATE / ANY AUTHORI 0.00 0.00 0.00 0.00 0.00 0.00
  - 2. Other Investments 0.00 0.00 0.00 0.00 0.00 0.00
HODS C13 DEBENTURES / BONDS / CPS / LOANS 0.00 0.00 0.00 0.00 0.00 0.00
HOMB C14 HOUSING - SECURITISED ASSETS 0.00 0.00 0.00 0.00 0.00 0.00
HOPG C15 DEBENTURES / BONDS / CPS / LOANS - (PROMOTER GROUP) 0.00 0.00 0.00 0.00 0.00 0.00
    Total 3(a) 2,270.52 7.04 50.21- 50.94 2,220.31 6.9
  - (b)Infrastructure Investments 0.00 0.00 0.00 0.00 0.00 0.00
  - 1. Approved Investments 0.00 0.00 0.00 0.00 0.00 0.00
ISAS D01 INFRASTRUCTURE - OTHER APPROVED SECURITIES 18 0.06 4.50- 4.57 13.5 0.04
ITPE D02 INFRASTRUCTURE - PSU - EQUITY SHARES - QUOTED 366.19 1.13 40.35 40.94- 406.54 1.26
ITCE D03 INFRASTRUCTURE - CORPORATE SECURITIES - EQUITY SHARES-QUOTED 389.28 1.21 1.74- 1.77 387.54 1.2
IEPG D04 INFRASTRUCTURE - EQUITY AND EQUITY RELATED INSTRUMENTS (PROMOTER GROUP) 0.00 0.00 0.00 0.00 0.00 0.00
IESA D05 INFRASTRUCTURE - SECURITISED ASSETS 0.00 0.00 0.00 0.00 0.00 0.00
IDPG D06 INFRASTRUCTURE - DEBENTURES / BONDS / CPS / LOANS - (PROMOTER GROUP) 0.00 0.00 0.00 0.00 0.00 0.00
IDDF D07 INFRASTRUCTURE - INFRASTRUCTURE DEVELOPMENT FUND (IDF) 0.00 0.00 0.00 0.00 0.00 0.00
  - Taxable Bonds 0.00 0.00 0.00 0.00 0.00 0.00
IPTD D08 INFRASTRUCTURE - PSU - DEBENTURES / BONDS 1,275.93 3.95 8.75- 8.88 1,267.18 3.94
IPCP D09 INFRASTRUCTURE - PSU - CPS 0.00 0.00 0.00 0.00 0.00 0.00
ICTD D10 INFRASTRUCTURE - OTHER CORPORATE SECURITIES - DEBENTURES/ BONDS 802.14 2.49 0.20- 0.2 801.94 2.49
ICCP D11 INFRASTRUCTURE - OTHER CORPORATE SECURITIES - CPS 0.00 0.00 0.00 0.00 0.00 0.00
ILWC D12 INFRASTRUCTURE - TERM LOANS (WITH CHARGE) 0.6 0.00 0.00 0.00 0.6 0.00
  - Tax Free Bonds 0.00 0.00 0.00 0.00 0.00 0.00
IPFD D13 INFRASTRUCTURE  - PSU - DEBENTURES / BONDS 14.27 0.04   0 14.27 0.04
ICFD D14 INFRASTRUCTURE - OTHER CORPORATE SECURITIES - DEBENTURES/ BONDS 0.00 0.00 0.00 0.00 0.00 0.00
  - 2. Other Investments 0.00 0.00 0.00 0.00 0.00 0.00
IOEQ D15 INFRASTRUCTURE - EQUITY  (INCLUDING UNLISTED) 5.13 0.02   0 5.13 0.02
IODS D16 INFRASTRUCTURE - DEBENTURES / BONDS / CPS / LOANS 499.34 1.55 20.11- 20.4 479.23 1.49
IOSA D17 INFRASTRUCTURE - SECURITISED ASSETS 0.00 0.00 0.00 0.00 0.00 0.00
IOPE D18 INFRASTRUCTURE - EQUITY  (PROMOTER GROUP) 0.00 0.00 0.00 0.00 0.00 0.00
IOPD D19 INFRASTRUCTURE - DEBENTURES / BONDS / CPS / LOANS - (PROMOTER GROUP) 0.00 0.00 0.00 0.00 0.00 0.00
    Total 3(b) 3,370.88 10.45 5.06 5.13- 3,375.94 10.5
  - (c)Approved Investments 0.00 0.00 0.00 0.00 0.00 0.00
EAEQ E01 PSU - EQUITY SHARES - QUOTED 1,979.10 6.13 21.53 21.84- 2,000.63 6.22
EACE E02 CORPORATE SECURITIES - EQUITY SHARES (ORDINARY)- QUOTED 4,125.69 12.79 48.19 48.89- 4,173.88 12.98
EFES E03 EQUITY SHARES - COMPANIES INCORPORATED OUTSIDE INDIA (INVESTED PRIOR TO IRDA REGULATIONS) 146.36 0.45 0.00 0.00 146.36 0.46
EEPG E04 EQUITY SHARES (INCL. EQUITY RELATED INSTRUMENTS) - PROMOTER GROUP 99.19 0.31 0.00 0.00 99.19 0.31
EPBT E05 CORPORATE SECURITIES - BONDS - (TAXABLE) 355.77 1.1 0.04- 0.04 355.73 1.11
EPBF E06 CORPORATE SECURITIES - BONDS - (TAX FREE) 0.00 0.00 0.00 0.00 0.00 0.00
EPNQ E07 CORPORATE SECURITIES - PREFERENCE SHARES 3.99 0.01 0.01- 0.01 3.98 0.01
ECIS E08 CORPORATE SECURITIES - INVESTMENT IN SUBSIDIARIES 0.00 0.00 0.00 0.00 0.00 0.00
ECOS E09 CORPORATE SECURITIES - DEBENTURES 1,791.00 5.55 15.38- 15.6 1,775.62 5.52
EDPG E10 CORPORATE SECURITIES - DEBENTURES / BONDS/ CPS /LOAN - (PROMOTER GROUP) 0.00 0.00 0.00 0.00 0.00 0.00
ECDI E11 CORPORATE SECURITIES - DERIVATIVE INSTRUMENTS 0.00 0.00 0.00 0.00 0.00 0.00
EMUN E12 MUNICIPAL BONDS - RATED 0.00 0.00 0.00 0.00 0.00 0.00
EINP E13 INVESTMENT PROPERTIES - IMMOVABLE 0.00 0.00 0.00 0.00 0.00 0.00
ELPL E14 LOANS - POLICY LOANS 0.00 0.00 0.00 0.00 0.00 0.00
ELMI E15 LOANS - SECURED LOANS - MORTGAGE OF PROPERTY IN INDIA (TERM LOAN) 0.00 0.00 0.00 0.00 0.00 0.00
ELMO E16 LOANS - SECURED LOANS - MORTGAGE OF PROPERTY OUTSIDE INDIA(TERM LOAN) 0.00 0.00 0.00 0.00 0.00 0.00
ECDB E17 DEPOSITS - DEPOSIT WITH SCHEDULED BANKS, FIS (INCL. BANK BALANCE AWAITING INVESTMENT), CCIL, RBI 1,819.51 5.64 18.20- 18.46 1,801.31 5.6
EDCD E18 DEPOSITS - CDS WITH SCHEDULED BANKS 0.00 0.00 0.00 0.00 0.00 0.00
ECMR E19 DEPOSITS - REPO / REVERSE REPO - GOVT SECURITIES 0.00 0.00 0.00 0.00 0.00 0.00
ECCR E20 DEPOSITS - REPO / REVERSE REPO - CORPORATE SECURITIES 0.00 0.00 0.00 0.00 0.00 0.00
EDPD E21 DEPOSIT WITH PRIMARY DEALERS DULY RECOGNISED BY RESERVE BANK OF INDIA 0.00 0.00 0.00 0.00 0.00 0.00
ECBO E22 CCIL - CBLO 1,027.50 3.18 282.09- 286.18 745.41 2.32
ECCP E23 COMMERCIAL PAPERS 0.00 0.00 0.00 0.00 0.00 0.00
ECAM E24 APPLICATION MONEY 2.50 0.01 2.50- 2.54 0.00 0.00
EUPD E25 PERPETUAL DEBT INSTRUMENTS OF TIER I & II CAPITAL ISSUED BY PSU BANKS 82.86 0.26 0.00 0.00 82.86 0.26
EPPD E26 PERPETUAL DEBT INSTRUMENTS OF TIER I & II CAPITAL ISSUED BY NON-PSU BANKS 24.98 0.08 0.01- 0.01 24.97 0.08
EUPS E27 PERPETUAL NON-CUM. P.SHARES & REDEEMABLE CUMULATIVE P.SHARES OF TIER 1 & 2 CAPITAL ISSUED BY PSU BANKS 0.00 0.00 0.00 0.00 0.00 0.00
EPPS E28 PERPETUAL NON-CUM. P.SHARES & REDEEMABLE CUMULATIVE P.SHARES OF TIER 1 & 2 CAPITAL ISSUED BY NON-PSU BANKS 0.00 0.00 0.00 0.00 0.00 0.00
EFDS E29 FOREIGN DEBT SECURITIES (INVESTED PRIOR TO IRDA REGULATIONS) 0.00 0.00 0.00 0.00 0.00 0.00
EGMF E30 MUTUAL FUNDS - GILT / G SEC / LIQUID SCHEMES 340.00 1.05 0.00 0.00 340 1.06
EMPG E31 MUTUAL FUNDS - (UNDER INSURER'S PROMOTER GROUP) 0.00 0.00 0.00 0.00 0.00 0.00
ENCA E32 NET CURRENT ASSETS (ONLY IN RESPECT OF ULIP BUSINESS) 0.00 0.00 0.00 0.00 0.00 0.00
EETP E33 PASSIVELY MANAGED EQUITY ETF (PROMOTER GROUP) 0.00 0.00 0.00 0.00 0.00 0.00
EETF E34 PASSIVELY MANAGED EQUITY ETF (NON PROMOTER GROUP) 129.76 0.4 4.80- 4.87 124.96 0.39
    Total 3(c) 11,928.21 36.97 253.32- 257 11,674.89 36.3
  - (d)Other Investments 0.00 0.00 0.00 0.00 0.00 0.00
OBPT F01 BONDS - PSU - TAXABLE 342.45 1.06 171.84 174.33- 514.29 1.6
OBPF F02 BONDS - PSU - TAX FREE 2.5 0.01 0.42- 0.43 2.08 0.01
OESH F03 EQUITY SHARES (INCL CO-OP SOCIETIES) 536.62 1.66 10.41- 10.56 526.21 1.64
OEPU F04 EQUITY SHARES (PSUS & UNLISTED) 72.33 0.22 2.5 2.54- 74.83 0.23
OEPG F05 EQUITY SHARES (INCL. EQUITY RELATED INSTRUMENTS) - PROMOTER GROUP 0.00 0.00 0.00 0.00 0.00 0.00
OLDB F06 DEBENTURES 1,645.00 5.1 241.24 244.74- 1,886.24 5.86
ODPG F07 DEBENTURES / BONDS/ CPS / LOANS ETC. - (PROMOTER GROUP) 20.00 0.06   0.00 20 0.06
OMUN F08 MUNICIPAL BONDS 0.00 0.00 0.00 0.00 0.00 0.00
OACP F09 COMMERCIAL PAPERS 0.00 0.00 0.00 0.00 0.00 0.00
OPSH F10 PREFERENCE SHARES 2.94 0.01 0.00 0.00 2.94 0.01
OVNF F11 VENTURE FUND 0.00 0.00 0.00 0.00 0.00 0.00
OAFA F11A VENTURE FUND - TIER I 185.3 0.57 8.5 8.62- 193.8 0.6
OAFB F11B VENTURE FUND - TIER II 0.00 0.00 0.00 0.00 0.00 0.00
OSLU F12 SHORT TERM LOANS (UNSECURED DEPOSITS) 6.84 0.02 0.00 0.00 6.84 0.02
OTLW F13 TERM LOANS (WITHOUT CHARGE) 72.85 0.23 0.65- 0.66 72.2 0.22
OMGS F14 MUTUAL FUNDS - DEBT / INCOME / SERIAL PLANS / LIQUID SCHEMES 400.00 1.24 300.00- 304.35 100 0.31
OMPG F15 MUTUAL FUNDS - (UNDER INSURER'S PROMOTER GROUP) 0.00 0.00 0.00 0.00 0.00 0.00
OCDI F16 DERIVATIVE INSTRUMENTS 0.00 0.00 0.00 0.00 0.00 0.00
OPSA F17 SECURITISED ASSETS 0.00 0.00 0.00 0.00 0.00 0.00
OIPI F18 INVESTMENT PROPERTIES - IMMOVABLE 0.00 0.00 0.00 0.00 0.00 0.00
OETP F19 PASSIVELY MANAGED EQUITY ETF (PROMOTER GROUP) 0.00 0.00 0.00 0.00 0.00 0.00
OETF F20 PASSIVELY MANAGED EQUITY ETF (NON PROMOTER GROUP) 0.00 0.00 0.00 0.00 0.00 0.00
    Total 3(d) 3,286.83 10.19 112.6 114.23- 3,399.43 10.57
    Total 3(a+b+c+d) 20,856.44 64.64 185.87- 188.57 20,670.57 64.26
    Total (1+2+3) 32,264.38 100 98.57- 100 32,165.81 100.00
Certification:
Certified that the information given herein are  correct, complete and nothing has been concealed or suppressed, to the best of my knowledge and belief.