FORM NL-28 - PART B
Suraksha, 170, J. Tata Road, Churchgate, Mumbai - 400 020, INDIA
` in Crs.
IRDA Code Serial No Category of Investment Opening BV Opening BV % Net Accr BV Net Accr BV % Closing BV Closing BV %
1 Central Govt. Sec 0 0 0 0 0 0
CGSB A01 CENTRAL GOVERNMENT BONDS 7118.76 22.14 575.3 44.18 7694.06 23
CSPD A02 SPECIAL DEPOSITS 0 0 0 0 0 0
CDSS A03 DEPOSIT UNDER SECTION 7 OF INSURANCE ACT, 1938 29.43 0.09 0.05- 0 29.38 0.09
CTRB A04 TREASURY BILLS 0 0 0 0 0 0
Total (1) 7148.19 22.23 575.24 44.18 7723.43 23.09
2 Central Govt. Sec or Other Approved Sec/Guaranteed Sec 0 0 0 0 0 0
CGSL B01 CENTRAL GOVERNMENT GUARANTEED LOANS / BONDS 0 0 0 0 0 0
SGGB B02 STATE GOVERNMENT BONDS 3935.22 12.24 242.58 18.63 4177.8 12.49
SGGL B03 STATE GOVERNMENT GUARANTEED LOANS 0 0 0 0 0 0
SGOA B04 OTHER APPROVED SECURITIES (EXCLUDING INFRASTRUCTURE INVESTMENTS) 399.9 1.24 7.84 0.6 407.74 1.22
SGGE B05 GUARANTEED EQUITY 0.05 0 0 0 0.05 0
Total (1+2) 11483.36 35.71 825.67 63.41 12309.03 36.79
3 Investments subject to Expsoure Norms 0 0 0 0 0 0
- (a)Housing & Loans to State Govt for Housing / FFE 0 0 0 0 0 0
- 1. Approved Investments 0 0 0 0 0 0
HLSH C01 LOANS TO STATE GOVERNMENT FOR HOUSING 281.64 0.88 1.11- 0.09- 280.53 0.84
HLSF C02 LOANS TO STATE GOVERNMENT FOR FIRE FIGHTING EQUIPMENTS 6.46 0.02 0 0 6.46 0.02
HTLH C03 TERM LOAN - HUDCO / NHB / INSTITUTIONS ACCREDITED BY NHB 0 0 0 0 0 0
HTLN C04 COMMERCIAL PAPERS - NHB / INSTITUTIONS ACCREDITED BY NHB 0 0 0 0 0 0
HMBS C05 HOUSING - SECURITISED ASSETS 0 0 0 0 0 0
HDPG C06 DEBENTURES / BONDS / CPS / LOANS - (PROMOTER GROUP) 0 0 0 0 0 0
- Taxable Bonds 0 0 0 0 0 0
HTHD C07 BONDS / DEBENTURES ISSUED BY HUDCO 96.34 0.3 40.02- 3.07- 56.32 0.17
HTDN C08 BONDS / DEBENTURES ISSUED BY NHB / INSTITUTIONS ACCREDITED BY NHB 1380.81 4.29 80.13- 6.15- 1300.68 3.89
HTDA C09 BONDS / DEBENTURES ISSUED BY AUTHORITY CONSTITUTED UNDER ANY HOUSING / BUILDING SCHEME APPROVED BY CENTRAL / STATE / ANY AUTHORI 455.06 1.42 0.08- 0.01- 454.98 1.36
- Tax Free Bonds 0 0 0 0 0 0
HFHD C10 BONDS / DEBENTURES ISSUED BY HUDCO 0 0 0 0 0 0
HFDN C11 BONDS / DEBENTURES ISSUED BY NHB / INSTITUTIONS ACCREDITEDBY NHB 0 0 0 0 0 0
HFDA C12 BONDS / DEBENTURES ISSUED BY AUTHORITY CONSTITUTED UNDER ANY HOUSING / BUILDING SCHEME APPROVED BY CENTRAL / STATE / ANY AUTHORI 0 0 0 0 0 0
- 2. Other Investments 0 0 0 0 0 0
HODS C13 DEBENTURES / BONDS / CPS / LOANS 0 0 0 0 0 0
HOMB C14 HOUSING - SECURITISED ASSETS 0 0 0 0 0 0
HOPG C15 DEBENTURES / BONDS / CPS / LOANS - (PROMOTER GROUP) 0 0 0 0 0 0
Total 3(a) 2220.31 6.91 121.34- 9.32- 2098.97 6.27
- (b)Infrastructure Investments 0 0 0 0 0 0
- 1. Approved Investments 0 0 0 0 0 0
ISAS D01 INFRASTRUCTURE - OTHER APPROVED SECURITIES 13.5 0.04 0 0 13.5 0.04
ITPE D02 INFRASTRUCTURE - PSU - EQUITY SHARES - QUOTED 406.54 1.26 0.24- 0.02- 406.3 1.21
ITCE D03 INFRASTRUCTURE - CORPORATE SECURITIES - EQUITY SHARES-QUOTED 387.54 1.21 28.96- 2.22- 358.58 1.07
IEPG D04 INFRASTRUCTURE - EQUITY AND EQUITY RELATED INSTRUMENTS (PROMOTER GROUP) 0 0 0 0 0 0
IESA D05 INFRASTRUCTURE - SECURITISED ASSETS 0 0 0 0 0 0
IDPG D06 INFRASTRUCTURE - DEBENTURES / BONDS / CPS / LOANS - (PROMOTER GROUP) 0 0 0 0 0 0
IDDF D07 INFRASTRUCTURE - INFRASTRUCTURE DEVELOPMENT FUND (IDF) 0 0 0 0 0 0
- Taxable Bonds 0 0 0 0 0 0
IPTD D08 INFRASTRUCTURE - PSU - DEBENTURES / BONDS 1267.18 3.94 41.51 3.19 1308.69 3.91
IPCP D09 INFRASTRUCTURE - PSU - CPS 0 0 0 0 0 0
ICTD D10 INFRASTRUCTURE - OTHER CORPORATE SECURITIES - DEBENTURES/ BONDS 801.94 2.49 25.19- 1.93- 776.75 2.32
ICCP D11 INFRASTRUCTURE - OTHER CORPORATE SECURITIES - CPS 0 0 0 0 0 0
ILWC D12 INFRASTRUCTURE - TERM LOANS (WITH CHARGE) 0.6 0 0 0 0.6 0
- Tax Free Bonds 0 0 0 0 0 0
IPFD D13 INFRASTRUCTURE - PSU - DEBENTURES / BONDS 14.27 0.04 0 0 14.27 0.04
ICFD D14 INFRASTRUCTURE - OTHER CORPORATE SECURITIES - DEBENTURES/ BONDS 0 0 0 0 0 0
- 2. Other Investments 0 0 0 0 0 0
IOEQ D15 INFRASTRUCTURE - EQUITY (INCLUDING UNLISTED) 5.13 0.02 0 0 5.13 0.02
IODS D16 INFRASTRUCTURE - DEBENTURES / BONDS / CPS / LOANS 479.23 1.49 96.6 7.42 575.83 1.72
IOSA D17 INFRASTRUCTURE - SECURITISED ASSETS 0 0 0 0 0 0
IOPE D18 INFRASTRUCTURE - EQUITY (PROMOTER GROUP) 0 0 0 0 0 0
IOPD D19 INFRASTRUCTURE - DEBENTURES / BONDS / CPS / LOANS - (PROMOTER GROUP) 0 0 0 0 0 0
Total 3(b) 3375.94 10.5 83.71 6.43 3459.65 10.34
- (c)Approved Investments 0 0 0 0 0 0
EAEQ E01 PSU - EQUITY SHARES - QUOTED 2000.63 6.22 21.9 1.68 2022.53 6.05
EACE E02 CORPORATE SECURITIES - EQUITY SHARES (ORDINARY)- QUOTED 4173.88 12.98 40.45 3.11 4214.33 12.6
EFES E03 EQUITY SHARES - COMPANIES INCORPORATED OUTSIDE INDIA (INVESTED PRIOR TO IRDA REGULATIONS) 146.36 0.46 0 0 146.36 0.44
EEPG E04 EQUITY SHARES (INCL. EQUITY RELATED INSTRUMENTS) - PROMOTER GROUP 99.19 0.31 0.15 0.01 99.34 0.3
EPBT E05 CORPORATE SECURITIES - BONDS - (TAXABLE) 355.73 1.11 10.04- 0.77- 345.69 1.03
EPBF E06 CORPORATE SECURITIES - BONDS - (TAX FREE) 0 0 0 0 0 0
EPNQ E07 CORPORATE SECURITIES - PREFERENCE SHARES 3.98 0.01 0 0 3.98 0.01
ECIS E08 CORPORATE SECURITIES - INVESTMENT IN SUBSIDIARIES 0 0 0 0 0 0
ECOS E09 CORPORATE SECURITIES - DEBENTURES 1775.62 5.52 58.64- 4.50- 1716.98 5.13
EDPG E10 CORPORATE SECURITIES - DEBENTURES / BONDS/ CPS /LOAN - (PROMOTER GROUP) 0 0 0 0 0 0
ECDI E11 CORPORATE SECURITIES - DERIVATIVE INSTRUMENTS 0 0 0 0 0 0
EMUN E12 MUNICIPAL BONDS - RATED 0 0 0 0 0 0
EINP E13 INVESTMENT PROPERTIES - IMMOVABLE 0 0 0 0 0 0
ELPL E14 LOANS - POLICY LOANS 0 0 0 0 0 0
ELMI E15 LOANS - SECURED LOANS - MORTGAGE OF PROPERTY IN INDIA (TERM LOAN) 0 0 0 0 0 0
ELMO E16 LOANS - SECURED LOANS - MORTGAGE OF PROPERTY OUTSIDE INDIA(TERM LOAN) 0 0 0 0 0 0
ECDB E17 DEPOSITS - DEPOSIT WITH SCHEDULED BANKS, FIS (INCL. BANK BALANCE AWAITING INVESTMENT), CCIL, RBI 1801.31 5.6 120 9.22 1921.31 5.74
EDCD E18 DEPOSITS - CDS WITH SCHEDULED BANKS 0 0 0 0 0 0
ECMR E19 DEPOSITS - REPO / REVERSE REPO - GOVT SECURITIES 0 0 0 0 0 0
ECCR E20 DEPOSITS - REPO / REVERSE REPO - CORPORATE SECURITIES 0 0 0 0 0 0
EDPD E21 DEPOSIT WITH PRIMARY DEALERS DULY RECOGNISED BY RESERVE BANK OF INDIA 0 0 0 0 0 0
ECBO E22 CCIL - CBLO 745.41 2.32 324.89- 24.95- 420.52 1.26
ECCP E23 COMMERCIAL PAPERS 0 0 0 0 0 0
ECAM E24 APPLICATION MONEY 0 0 0 0 0 0
EUPD E25 PERPETUAL DEBT INSTRUMENTS OF TIER I & II CAPITAL ISSUED BY PSU BANKS 82.86 0.26 0.01- 0 82.85 0.25
EPPD E26 PERPETUAL DEBT INSTRUMENTS OF TIER I & II CAPITAL ISSUED BY NON-PSU BANKS 24.97 0.08 0 0 24.97 0.07
EUPS E27 PERPETUAL NON-CUM. P.SHARES & REDEEMABLE CUMULATIVE P.SHARES OF TIER 1 & 2 CAPITAL ISSUED BY PSU BANKS 0 0 0 0 0 0
EPPS E28 PERPETUAL NON-CUM. P.SHARES & REDEEMABLE CUMULATIVE P.SHARES OF TIER 1 & 2 CAPITAL ISSUED BY NON-PSU BANKS 0 0 0 0 0 0
EFDS E29 FOREIGN DEBT SECURITIES (INVESTED PRIOR TO IRDA REGULATIONS) 0 0 0 0 0 0
EGMF E30 MUTUAL FUNDS - GILT / G SEC / LIQUID SCHEMES 340 1.06 24.79 1.9 364.79 1.09
EMPG E31 MUTUAL FUNDS - (UNDER INSURER'S PROMOTER GROUP) 0 0 0 0 0 0
ENCA E32 NET CURRENT ASSETS (ONLY IN RESPECT OF ULIP BUSINESS) 0 0 0 0 0 0
EETP E33 PASSIVELY MANAGED EQUITY ETF (PROMOTER GROUP) 0 0 0 0 0 0
EETF E34 PASSIVELY MANAGED EQUITY ETF (NON PROMOTER GROUP) 124.96 0.39 0 0 124.96 0.37
Total 3(c) 11674.89 36.31 186.29- 14.31- 11488.6 34.34
- (d)Other Investments 0 0 0 0 0 0
OBPT F01 BONDS - PSU - TAXABLE 514.29 1.6 307.85 23.64 822.14 2.46
OBPF F02 BONDS - PSU - TAX FREE 2.08 0.01 0 0 2.08 0.01
OESH F03 EQUITY SHARES (INCL CO-OP SOCIETIES) 526.21 1.64 13.61- 1.05- 512.6 1.53
OEPU F04 EQUITY SHARES (PSUS & UNLISTED) 74.83 0.23 0 0 74.83 0.22
OEPG F05 EQUITY SHARES (INCL. EQUITY RELATED INSTRUMENTS) - PROMOTER GROUP 0 0 0 0 0 0
OLDB F06 DEBENTURES 1886.24 5.87 383.25 29.43 2269.49 6.78
ODPG F07 DEBENTURES / BONDS/ CPS / LOANS ETC. - (PROMOTER GROUP) 20 0.06 0 0 20 0.06
OMUN F08 MUNICIPAL BONDS 0 0 0 0 0 0
OACP F09 COMMERCIAL PAPERS 0 0 0 0 0 0
OPSH F10 PREFERENCE SHARES 2.94 0.01 0 0 2.94 0.01
OVNF F11 VENTURE FUND 0 0 0 0 0 0
OAFA F11A VENTURE FUND - TIER I 193.8 0.6 0.98- 0.08- 192.82 0.58
OAFB F11B VENTURE FUND - TIER II 0 0 0 0 0 0
OSLU F12 SHORT TERM LOANS (UNSECURED DEPOSITS) 6.84 0.02 0 0 6.84 0.02
OTLW F13 TERM LOANS (WITHOUT CHARGE) 72.2 0.22 1.14- 0.09- 71.06 0.21
OMGS F14 MUTUAL FUNDS - DEBT / INCOME / SERIAL PLANS / LIQUID SCHEMES 100 0.31 25 1.92 125 0.37
OMPG F15 MUTUAL FUNDS - (UNDER INSURER'S PROMOTER GROUP) 0 0 0 0 0 0
OCDI F16 DERIVATIVE INSTRUMENTS 0 0 0 0 0 0
OPSA F17 SECURITISED ASSETS 0 0 0 0 0 0
OIPI F18 INVESTMENT PROPERTIES - IMMOVABLE 0 0 0 0 0 0
OETP F19 PASSIVELY MANAGED EQUITY ETF (PROMOTER GROUP) 0 0 0 0 0 0
OETF F20 PASSIVELY MANAGED EQUITY ETF (NON PROMOTER GROUP) 0 0 0 0 0 0
Total 3(d) 3399.43 10.57 700.37 53.79 4099.8 12.25
Total 3(a+b+c+d) 20670.57 64.29 476.46 36.59 21147.03 63.21
Total (1+2+3) 32153.93 100 1302.13 100 33456.06 100

Certification: Certified that the information given herein are correct, complete and nothing has been concealed or suppressed, to the best of my knowledge and belief.