COMPANY NAME: GENERAL INSURANCE CORPORATION OF INDIA
STATEMENT AS ON 30.06.2016
STATEMENT OF DOWNGRADED INVESTMENTS
PERIODICITY OF SUBMISSION : QUARTERLY
Rupees in Crores
Sr No Security ID Particulars of Investments Fin.Trn.Number Product Type IRDA Code BAP Code Purchase Amount Nominal Amount Date of Purchase Original Rating Agency Current Rating Agency Original Grade Current Grade Date of Downgrade
A DURING THE QUARTER
1 12338 8.50% Steel Authority of India -NCD-2019 2009010100165 04I IPTD 100028 20 20 07.12.2009 FITCH FITCH AAA AA 30.06.2016
2 12347 8.65% NCD Taxable Bonds SAIL-2019 2009010100166 04I IPTD 100028 20 20 30.12.2009 CARE FITCH AAA AA 30.06.2016
3 12414 8.75% Steel Authority of India NCDs - 2010010100028 04I IPTD 100028 50 50 23.04.2010 FITCH FITCH AAA AA 30.06.2016
4 12425 8.72% Steel Authority of India 2020 -NCDs 2010010100045 04I IPTD 100028 10.04 10.04 31.05.2010 FITCH FITCH AAA AA 30.06.2016
5 12425 8.72% Steel Authority of India 2020 -NCDs 2010010100059 04I IPTD 100028 5.02 5.02 21.06.2010 FITCH FITCH AAA AA 30.06.2016
6 12425 8.72% Steel Authority of India 2020 -NCDs 2012010100370 04I IPTD 100028 14.93 15 08.03.2013 FITCH FITCH AAA AA 30.06.2016
7 12779 11.30 SREI INFRASTRUCTURE FIN 2017 2012010100234 04I IODS 100100 10 10 07.11.2012 CARE CARE AA A+ 30.06.2016
B AS ON DATE
1 11426 MAHARASHTRA STATE ROAD DEVELOPMENT CORPORATION LTD 2005010100458 04I SGOA 100008 27 75 31.12.2005 CARE CARE AAA BBB+ 30.09.2013
2 11510 8.00% IDBI BANK LTD - OMNI BONDS SER I 2003 2005010100542 04I EPBT 100039 21.36 20 31.12.2005 FITCH CRISIL AA+ AA 31.03.2016
3 11510 8.00% IDBI BANK LTD - OMNI BONDS SER I 2003 2010010100073 04I EPBT 100039 9.65 9.65 02.07.2010 CARE CRISIL AA+ AA 31.03.2016
4 11630 6.7% RELIANCE ENERGY LTD. 2018 2005010100612 04I IODS 100100 4.96 5 31.12.2005 FITCH CRISIL AA A- 31.03.2016
5 11947 9.75% JINDAL STAINLESS 31.01.2015 2005010100912 04I OLDB 100070 10 10 01.02.2006 CARE CARE AA D 31.12.2012
6 11975 9.25-9.75%ORIENTAL BANK OF COMMERCE 21.7.2021 2006010100038 04I OBPT 100065 5 5 21.07.2006 CARE AA+ AA- 31.03.2016
7 11980 9.25%(1.8.2016) VIJAYA BANK BONDS 2006010100045 04I OBPT 100065 5 5 01.08.2006 FITCH FITCH AA AA- 30.05.2012
8 11987 9.35%-9.85% UPPER TIER II BANK OF INDIA 31.7.21 2006010100055 04I OBPT 100065 5 5 31.07.2006 CRISIL ICRA AA AA- 31.03.2016
9 11994 9.25%UNITED BANK OF INDIA 16.8.2016 2006010100077 04I OBPT 100065 5.04 5.04 23.08.2006 CARE ICRA AA A+ 31.03.2015
10 11996 8.95% CENTRAL BANK OF INDIA 4.10.2016 2006010100086 04I OBPT 100065 10 10 02.11.2006 CRISIL ICRA AA AA- 31.12.2013
11 11996 8.95% CENTRAL BANK OF INDIA 4.10.2016 2009010100001 04I OBPT 100065 15.42 15.42 13.05.2009 CRISIL ICRA AA AA- 31.12.2013
12 12006  9.10% INDIAN OVERSEAS BANK 26.7.2016 2006010100073 04I OBPT 100065 9.99 9.99 31.08.2006 CARE ICRA AA A+ 31.12.2015
13 12100 9.95%Orientak Bank comm Lower Tier II Bonds 23.4.2017 2007010100037 04I EPBT 100039 15 15 23.04.2007 ICRA CARE AAA AA 31.03.2016
14 12182 10.25% KARNATAKA BANK LTD. 2018(ANNUAL) LOWER TIER II BONDS 2007010100153 04I OLDB 100070 5 5 29.03.2008 ICRA CARE A+ A 07.09.2012
15 12186 10.10% Tata Power Company Ltd. 2018 2008010100008 04I IODS 100100 5 5 25.04.2008 CRISIL CRISIL AA AA- 30.06.2013
16 12193 10.40% TATA POWER CO.LTD. 2018 (ANNUAL) 2008010100065 04I IODS 100100 15 15 20.06.2008 ICRA CRISIL AA AA- 31.12.2013
17 12211 8.75%(S.A.)  TAMIL NADU ELECTRICITY BOARD 1.3.2018 (P/C2015) 2008010100070 04I SGOA 100008 9.7 9.7 18.08.2008 CARE CARE A+(SO) A-(SO) 12.12.2011
18 12264 10.50% Sec.Red.NC Gammon India Ltd. 2009010100005 04I IODS 100100 15 15 07.05.2009 CARE CARE AA D 31.12.2014
19 12270 8.81% 2019 Tamilnadu Electricity Board 2009010100016 04I SGOA 100008 10 10 04.05.2009 CARE ICRA A+(SO) A-(SO) 12.12.2011
20 12270 8.81% 2019 Tamilnadu Electricity Board 2009010100036 04I SGOA 100008 10.08 10.08 08.06.2009 CARE ICRA A+(SO) A-(SO) 12.12.2011
21 12271 13%Sec Red NCDs of Era Infra Engineering Ltd 2009010100029 04I OLDB 100070 20 20 05.06.2009 CARE CARE A D 31.12.2013
22 12272 11% Bharati Shipyard Ltd Sec.Rated Red.NCDs of 2009010100011 04I OLDB 100070 20 20 09.06.2009 CARE CARE A BB- 28.12.2011
23 12276 8.80% -Unsec.NCRed.Sub.Bonds Central Bank-Put call 10 yrs 2009010100018 04I OBPT 100065 5 5 23.06.2009 CARE CARE AA A+ 31.12.2013
24 12322 8.40% 2020Tamilnadu Electricity Board 2009010100113 04I SGOA 100008 10 10 06.01.2010 CARE ICRA A+(SO) A-(SO) 12.12.2011
25 12384 11.15% Sec.Red.NCD -Era Infra Engineering Ltd. 2009010100215 04I OLDB 100070 10 10 27.02.2010 CARE CARE A D 31.12.2013
26 12391 8.95% Damodar Valley Corporation Sec.Red.Taxable NCD- 2009010100227 04I OBPT 100065 5.6 5.6 26.02.2010 FITCH FITCH AA A 31.12.2014
27 12391 8.95% Damodar Valley Corporation Sec.Red.Taxable NCD- 2010010100054 04I OBPT 100065 15.39 15.39 14.06.2010 FITCH FITCH AA A 31.12.2014
28 12394 8.64% TAMIL NADU ELECTRICITY BOARD 10 years(7 year P/C) 2009010100232 04I SGOA 100008 10 10 29.03.2010 CARE CARE A+(SO) A-(SO) 12.12.2011
29 12394 8.64% TAMIL NADU ELECTRICITY BOARD 10 years(7 year P/C) 2009010100252 04I SGOA 100008 10 10 29.03.2010 CARE CARE A+(SO) A-(SO) 12.12.2011
30 12429 9.50% Gammon India-NCD (Put option-18.6.2017)-2020 2010010100050 04I IODS 100100 10 10 18.06.2010 CARE CARE AA D 31.03.2015
31 12429 9.50% Gammon India-NCD (Put option-18.6.2017)-2020 2010010100188 04I IODS 100100 10 10 16.11.2010 CRISIL CARE AA D 31.03.2015
32 12447 9.15% Tata Power Co. Ltd.2020 2010010100117 04I IODS 100100 10.15 10.15 04.08.2010 CRISIL CRISIL AA AA- 31.12.2013
33 12447 9.15% Tata Power Co. Ltd.2020 2011010100040 04I IODS 100100 4.86 4.86 05.05.2011 CRISIL CRISIL AA AA- 31.12.2013
34 12455 9.15% Tata Power 2018 2010010100130 04I IODS 100100 10.11 10.11 17.08.2010 CRISIL CRISIL AA AA- 31.12.2013
35 12493 9% Indian Overseas Bank Upper Tier II NCDs 2026 2010010100215 04I OBPT 100065 10 10 10.01.2011 ICRA CRISIL AA A- 31.03.2016
36 12515 11.25%Elder Pharma NCDs-2018 2010010100252 04I OLDB 100070 10 10 30.03.2011 CARE CARE A+ D 30.06.2013
37 12519 10.25% Amtek Auto 2015 2011010100013 04I ECOS 100043 5.07 5.07 19.04.2011 CARE CARE AA AA- 30.06.2015
38 12519 10.25% Amtek Auto 2015 2011010100014 04I ECOS 100043 5.06 5.06 19.04.2011 CARE CARE AA AA- 30.06.2015
39 12519 10.25% Amtek Auto 2015 2011010100016 04I ECOS 100043 5.07 5.07 20.04.2011 CARE CARE AA AA- 30.06.2015
40 12519 10.25% Amtek Auto 2015 2011010100018 04I ECOS 100043 5.06 5.06 21.04.2011 CARE CARE AA AA- 30.06.2015
41 12519 10.25% Amtek Auto 2015 2012010100344 04I ECOS 100043 20.15 20 14.02.2013 CARE CARE AA AA- 30.06.2015
42 12519 10.25% Amtek Auto 2015 2013010100042 04I ECOS 100043 20.35 20 22.05.2013 CARE CARE AA AA- 30.06.2015
43 12527 10.75% Patel Engineering Ltd.-2016 2011010100022 04I OLDB 100070 10.22 10.22 29.04.2011 CARE CARE AA BB 30.09.2014
44 12533 9.15% Tata Power 2019 NCDs - Secured 2011010100039 04I IODS 100100 4.88 4.88 05.05.2011 CRISIL CRISIL AA AA- 31.12.2013
45 12542 10.75% Jindal Saw Ltd. Secured NCD 2011010100060 04I OLDB 100070 10.34 10.34 26.05.2011 CARE CARE AA AA- 29.08.2012
46 12542 10.75% Jindal Saw Ltd. Secured NCD 2011010100061 04I OLDB 100070 5.17 5.17 27.05.2011 CARE CARE AA AA- 29.08.2012
47 12560 9.35% Union Bank 2018 2011010100104 04I EPBT 100039 4.99 4.99 27.06.2011 BRICKWORK ICRA AAA AA 28.09.2012
48 12560 9.35% Union Bank 2018 2011010100105 04I EPBT 100039 4.99 4.99 28.06.2011 BRICKWORK ICRA AAA AA 28.09.2012
49 12577 9.95% Indian Hotels 2021-NCDs Secured 2011010100133 04I ECOS 100043 10.13 10.13 18.08.2011 ICRA ICRA AA+ AA 14.09.2012
50 12630 10.10% Indian Hotels 2011010100227 04I ECOS 100043 10 10 24.11.2011 ICRA ICRA AA+ AA 14.09.2012
51 12642 11% Dhanlaxmi Bank 2018 2011010100241 04I OLDB 100070 10 10 21.01.2012 CARE CARE A BB+ 31.03.2016
52 12653 11.40% Lakshmi vilas 2018 (OptionI VII-A) Unsecured 2011010100255 04I OLDB 100070 10 10 10.02.2012 CARE FITCH A- BBB+ 31.12.2012
53 12666 10.50% Reliance Infrastructure 2018 Secured 2011010100304 04I IODS 100100 25 25 27.01.2012 CRISIL CRISIL AA+ A- 31.03.2016
54 12690 9.55% Hindalco Inds.2022 NCDs Secured 2012010100042 04I OLDB 100070 10 10 08.05.2012 CARE CRISIL AA+ AA- 30.09.2015
55 12690 9.55% Hindalco Inds.2022 NCDs Secured 2012010100056 04I OLDB 100070 10 10 23.05.2012 CARE CRISIL AA+ AA- 30.09.2015
56 12690 9.55% Hindalco Inds.2022 NCDs Secured 2013010100369 04I OLDB 100070 4.89 5 02.01.2014 CARE CRISIL AA+ AA- 30.09.2015
57 12748 9.15% Tata Power 2017-Secured STRPPS_G NCDs 2012010100172 04I IODS 100100 9.9 9.9 11.09.2012 CRISIL CRISIL AA AA- 31.12.2013
58 12784 10.25% SREI INFRA FIN LTD 2019 2012010100251 04I IODS 100100 14.99 14.99 26.11.2012 CARE CARE AA A+ 31.12.2015
59 12784 10.25% SREI INFRA FIN LTD 2019 2012010100267 04I IODS 100100 9.98 9.98 07.12.2012 CARE CARE AA A+ 31.12.2015
60 12786 8.93% ORIENTAL BANK OF COMMERCE LOWER TIER II BONDS OF 2012010100258 04I EPBT 100039 15 15 03.12.2012 CARE CARE AA+ AA 31.03.2016
61 12786 8.93% ORIENTAL BANK OF COMMERCE LOWER TIER II BONDS OF 2012010100259 04I EPBT 100039 9.99 9.99 04.12.2012 CARE CARE AA+ AA 31.03.2016
62 12786 8.93% ORIENTAL BANK OF COMMERCE LOWER TIER II BONDS OF 2012010100271 04I EPBT 100039 9.99 9.99 14.12.2012 CARE CARE AA+ AA 31.03.2016
63 12792 10.75% Simplex Infra Ltd 2022 (put/Call 06.12.2019) 2012010100268 04I IODS 100100 15 15 11.12.2012 CARE CARE AA A 31.12.2015
64 12795 IDBI 8.99% 19-Dec-12 INE008A08U50 2012010100277 04I EPBT 100039 15 15 19.12.2012 CRISIL CRISIL AA+ AA 31.03.2016
65 12840 9.71% Deepak Fertilizers & Petrochem-Sec-2018 2012010100364 04I OLDB 100070 20.1 20 06.03.2013 CARE CARE AA AA- 31.12.2015
66 12854 9.40% Tata Power Co.Ltd. 2022 Secured NCD 2013010100000 04I IODS 100100 10 10 12.04.2013 CARE CRISIL AA AA- 31.12.2013
67 12885 9.80% Reliance Infrastructure Ltd. 2018-SEC NCD 2013010100123 04I IODS 100100 5 5 03.07.2013 BRICKWORK BRICKWORK AA AA- 30.06.2015
68 12886 9.17% STERLITE INDUSTRIES (I) LTD SEC NCD 2023 2013010100126 04I OLDB 100070 20 20 10.07.2013 CRISIL CRISIL AA+ AA- 31.03.2016
69 12886 9.17% STERLITE INDUSTRIES (I) LTD SEC NCD 2023 2013010100193 04I OLDB 100070 18.94 20 27.08.2013 CRISIL CRISIL AA+ AA- 31.03.2016
70 12897 10% RELIANCE INFRASTRUCTURE LTD 2020 SEC NCD 2013010100154 04I IODS 100100 24.93 25 31.07.2013 BRICKWORK BRICKWORK AA AA- 30.06.2015
71 12897 10% RELIANCE INFRASTRUCTURE LTD 2020 SEC NCD 2013010100274 04I IODS 100100 2.96 3 10.10.2013 BRICKWORK BRICKWORK AA AA- 30.06.2015
72 12905 9.55% HINDALCO INDS.2022 SEC NCD 2013010100162 04I OLDB 100070 19.99 20 05.08.2013 CRISIL CRISIL AA+ AA- 30.09.2015
73 12905 9.55% HINDALCO INDS.2022 SEC NCD 2013010100328 04I OLDB 100070 9.82 10 06.12.2013 CRISIL CRISIL AA+ AA- 30.09.2015
74 12906 10% RELIANCE INFRASTRUCTURE LTD AUGUST 2020 SEC NCD 2013010100171 04I IODS 100100 25 25 08.08.2013 BRICKWORK BRICKWORK AA AA- 30.06.2015
75 12913 9.80% Reliance Infrastructure Ltd July 2018 Sec Ncd 2013010100196 04I IODS 100100 24.34 25 28.08.2013 BRICKWORK BRICKWORK AA AA- 30.06.2015
76 12913 9.80% Reliance Infrastructure Ltd July 2018 Sec Ncd 2013010100211 04I IODS 100100 14.6 15 05.09.2013 BRICKWORK BRICKWORK AA AA- 30.06.2015
77 12913 9.80% Reliance Infrastructure Ltd July 2018 Sec Ncd 2013010100229 04I IODS 100100 9.75 10 23.09.2013 BRICKWORK BRICKWORK AA AA- 30.06.2015
78 12928 9.10% STERLITE INDUSTRIES LTD 2023 SEC NCD 2013010100265 04I OLDB 100070 9.55 10 04.10.2013 CRISIL CRISIL AA+ AA- 31.03.2016
79 12938 10.20% RELIANCE INFRA LTD SEC NCD OCT 2020 2013010100286 04I IODS 100100 25 25 01.11.2013 BRICKWORK BRICKWORK AA AA- 30.06.2015
80 12946 10.20% RELIANCE INFRA LTD SEC NCD OCT 2020 SERIES 17 2013010100305 04I IODS 100100 25 25 18.11.2013 BRICKWORK BRICKWORK AA AA- 30.06.2015
81 12983 9.60% HINDALCO INDUSTRIES LTD 2022 SEC NCD 2014010100014 04I OLDB 100070 19.5 20 16.04.2014 CRISIL CRISIL AA+ AA- 30.09.2015
82 13044 9.40% STERLITE INDUSTRIES (I) LTD. SEC NCD - 2022 2014010100197 04I OLDB 100070 4.96 5 05.09.2014 FITCH CRISIL AA+ AA- 31.03.2016
83 13044 9.40% STERLITE INDUSTRIES (I) LTD. SEC NCD - 2022 2014010100200 04I OLDB 100070 4.96 5 08.09.2014 FITCH CRISIL AA+ AA- 31.03.2016
84 13061 10.20% JSW STEEL LTD - 2017 SEC. NCD 2014010100240 04I OLDB 100070 10.08 10 30.10.2014 CARE CARE AA AA- 31.03.2016
85 13061 10.20% JSW STEEL LTD - 2017 SEC. NCD 2014010100279 04I OLDB 100070 25.4 25 18.11.2014 CARE CARE AA AA- 31.03.2016
86 13063 9.36%SESA STERLITE  LTD - 2017 2014010100260 04I OLDB 100070 10 10 05.11.2014 CRISIL CRISIL AA+ AA- 31.03.2016
87 13087 10.50% AMTEK AUTO LIMITED - 2020 2014010100324 04I OLDB 100070 25 25 09.01.2015 CARE CARE AA D 31.12.2015
88 13087 10.50% AMTEK AUTO LIMITED - 2020 2014010100404 04I OLDB 100070 10 10 02.03.2015 CARE CARE AA D 31.12.2015
89 13148 9.72% JSW STEEL LIMITED-2019 2015010100041 04I OLDB 100070 25.39 25 11.05.2015 CARE CARE AA AA- 31.03.2016
90 13224 8.23%  PNB HOUSING FINANCE LTD., - 2019 2015010100209 04I HTDN 100016 20 20 14.10.2015 ICRA ICRA AAA AA+ 31.03.2016
91 12071 9.20%-9.70% INDIAN OVERSEAS BANK Perpetual BOND 2006010100197 04P OBPT 100065 9.97 9.97 09.02.2007 ICRA ICRA AA A 31.12.2015
* 1,235.74 1,284.84
DECLARATION
Certified that the information given herein are correct and complete to the best of my knowledge and belief and nothing has been processed or suppressed.
DATE
Signature
Full Name & Designation