FORM NL-12-INVESTMENT SCHEDULE
Name of the Insurer:  GENERAL INSURANCE CORPORATION OF INDIA   
Investments
INVESTMENTS - SHAREHOLDERS' FUND
(Rs.. '000)
Sr.No. Particulars As at 30.09.2016 As at 30.09.2015
  LONG TERM INVESTMENTS    
1 Government securities and Government guaranteed 37513 942 34994 919
bonds including Treasury Bills    
2 Other Approved Securities 1093 861 1267 353
3 Other Investments    
     (a)  Shares  0  0
           (aa)  Equity - Indian 113199 950 101583 381
                   Equity - Foreign 569 499 7 816
           (bb)  Preference 13 241 12 917
     (b)  Mutual Funds  0  0
     (c)  Derivative Instruments  0  0
     (d)  Debentures /Bonds Indian 8872 956 6210 956
           Debentures /Bonds Foreign  0  0
     (e) Other Securities    
          Guaranteed  Equity  167  162
     (f)  Subsidiaries 1407 144 734 591
     (e)   Associates - Indian  0  0
            Associates - Foreign 159 479 721 162
4 Investments in Infrastructure and Social Sector    
(a) Equity 5082 137 4608 454
(b) Debentures/Bonds 19809 484 10848 990
5 Other than Approved Investments  0  0
     (a)   Equity/Preference/Debentures/Venture Funds 1658 992 1233 548
     (b)   Preference 9 792 9 557
     (c)  Debentures /Bond 2477 142 8694 921
     (d)  Venture Funds 587 994 629 648
     (e)  Associate Indian 700 000 700 000
Short Term Investments    
1 Government securities and Government guaranteed  4075 178 919 465
bonds including Treasury Bills  0  0
2 Other Approved Securities 195 763 70 522
3 Other Investments    
     (a)  Shares  0  0
           (aa)  Equity   0  0
           (bb)  Preference  0  0
     (b)  Mutual Funds 2214 841 1598 758
     (c)  Derivative Instruments  0  0
     (d) Debentures /Bond Indian 983 068 1064 103
           Debentures /Bond Foreign  0  0
     (e) Other Securities  0  0
          Commercial Paper 77 138  0
     (f)  Subsidiaries  0  0
     (g)   Associates - Indian  0  0
            Associates - Foreign  0  0
4 Investments in Infrastructure and Social Sector  0  0
     (a)  Debentures /Bond 2270 618 2241 569
5 Other than Approved Investments  0  0
     (a)   Preference Shares  0  0
     (b) Debentures /Bond  854 346 733 176
     (c)  Mutual Funds 571 486 325 625
  TOTAL 204398 218 179211 593
Figures for the previous year have been regrouped where necessary.
INVESTMENTS - POLICYHOLDERS' FUND
  Particulars As at 30.09.2016 As at 30.09.2015
  LONG TERM INVESTMENTS    
  LONG TERM INVESTMENTS    
1 Government securities and Government guaranteed 74769 633 72714 897
bonds including Treasury Bills  0  0
2 Other Approved Securities 2180 191 2633 394
3 Other Investments  0  0
     (a)  Shares  0  0
           (aa)  Equity - Indian 225620 612 211077 070
                   Equity - Foreign  0  0
           (bb)  Preference 26 392 26 840
     (b)  Mutual Funds  0  0
     (c)  Derivative Instruments  0  0
     (d)  Debentures /Bonds Indian 17684 829 12905 561
           Debentures /Bonds Foreign  0  0
     (e) Other Securities    
          Guaranteed  Equity  333  338
     (f)  Subsidiaries  0  0
     (e)   Associates - Indian  0  0
            Associates - Foreign  0  0
4 Investments in Infrastructure and Social Sector    
(a) Equity 10129 288 9575 769
(b) Debentures/Bonds 39482 595 22542 793
5 Other than Approved Investments  0  0
     (a)   Equity/Preference/Debentures/Venture Funds 3306 562 2563 153
     (b)   Preference 19 517 19 858
     (c)  Debentures /Bond 4937 230 18066 916
     (d)  Venture Funds 1171 940 1308 327
     (e)  Associate Indian  0  0
Short Term Investments    
1 Government securities and Government guaranteed  8122 302 1910 528
bonds including Treasury Bills  0  0
2 Other Approved Securities 390 179 146 536
3 Other Investments    
     (a)  Shares  0  0
           (aa)  Equity   0  0
           (bb)  Preference  0  0
     (b)  Mutual Funds 4414 435 3322 012
     (c)  Derivative Instruments  0  0
     (d) Debentures /Bond Indian 1959 369 2211 069
           Debentures /Bond Foreign  0  0
     (e) Other Securities  0  0
          Commercial Paper 153 745  0
     (f)  Subsidiaries  0  0
     (g)   Associates - Indian  0  0
            Associates - Foreign  0  0
4 Investments in Infrastructure and Social Sector  0  0
     (a)  Debentures /Bond 4525 606 4657 690
5 Other than Approved Investments  0  0
     (a)   Preference Shares  0  0
     (b) Debentures /Bond  1702 811 1523 445
     (c)  Mutual Funds 1139 039 676 604
  TOTAL 401736 608 367882 800
Figures for the previous year have been regrouped where necessary.
Notes:
(a) Investments in subsidiary/holding companies, joint ventures and associates shall be separately disclosed, at cost.
(i) Holding company and subsidiary shall be construed as defined in the Companies Act, 1956:
(ii) Joint Venture is a contractual arrangement whereby two or more parties undertake an economic activity, which is subject to joint control.
(i)Joint control - is the contractually agreed sharing of power to govern the financial and operating policies of an economic activity to obtain benefits from it.
(ii)Associate - is an enterprise in which the company has significant influence and which is neither a subsidiary nor a joint venture of the company.
(iii)Significant influence (for the purpose of this schedule) - means participation in the financial and operating policy decisions of a company, but not control of those policies.  Significant influence may be exercised in several ways, for example, by representation on the board of directors, participation in the policymaking process, material inter-company transactions, interchange of managerial personnel or dependence on technical information. Significant influence may be gained by share ownership, statute or agreement.  As regards share ownership, if an investor holds, directly or indirectly through subsidiaries, 20 percent or more of the voting power of the investee, it is presumed that the investor does have significant influence, unless it can be clearly demonstrated that this is not the case.  Conversely, if the investor holds, directly or indirectly through subsidiaries, less than 20 percent of the voting power of the investee, it is presumed that the investor does not have significant influence, unless such influence is clearly demonstrated.  
A substantial or majority ownership by another investor does not necessarily preclude an investor from having significant influence.
(b) Aggregate amount of company's investments other than listed equity securities and derivative instruments and also the market value thereof shall be disclosed.
(c) Investments made out of Catastrophe reserve should be shown separately.
(d) Debt securities will be considered as “held to maturity” securities and will be measured at historical cost subject to amortisation.
(e) Investment Property means a property [land or building or part of a building or both] held to earn rental income or for capital appreciation or for both, rather than for use in services or for administrative purposes.
(f) Investments maturing within twelve months from balance sheet date and investments made with the specific intention to dispose of within twelve months from balance sheet date shall be classified as short-term investments