COMPANY NAME: GENERAL INSURANCE CORPORATION OF INDIA
STATEMENT AS ON 30.09.2016
STATEMENT OF DOWNGRADED INVESTMENTS
PERIODICITY OF SUBMISSION : QUARTERLY Amount Rs. in Crores
Sr No Security ID Particulars of Investments Fin.Trn.Number Product Type IRDA Code BAP Code Purchase Amount Nominal Amount Date of Purchase Original Rating Agency Current Rating Agency Original Grade Current Grade Date of Downgrade
A DURING THE QUARTER
1 11995 9.10%-9.60% UPPER TIER II BANK OF MAHARASHTRA 14.10.2021 2.00601E+12 04I OBPT 100065 5 5 14.10.2006 CARE CRISIL AA- A+ 30.09.2016
2 12542 10.75% Jindal Saw Ltd. Secured NCD 2.01101E+12 04I OLDB 100070 10.34 10.34 26.05.2011 CARE CARE AA A+ 30.09.2016
3 12542 10.75% Jindal Saw Ltd. Secured NCD 2.01101E+12 04I OLDB 100070 5.17 5.17 27.05.2011 CARE CARE AA A+ 30.09.2016
4 12642 11% Dhanlaxmi Bank 2018 2.01101E+12 04I OLDB 100070 10 10 21.01.2012 CARE BRICKWORK A BB 30.09.2016
5 12122 10.40% -10.90% Punjab National Bank Call on 20/07/2017 2.00701E+12 04P EUPD 100057 15 15 20.07.2007 ICRA CARE AAA AA 30.09.2016
6 12148 9.75% PUNJAB NATIONAL BANK  (CALL-11.12.2017) STEP UP 10.25% 2.00701E+12 04P EUPD 100057 8.02 8.02 20.12.2007 CARE CARE AAA AA 30.09.2016
B AS ON DATE
1 11426 MAHARASHTRA STATE ROAD DEVELOPMENT CORPORATION LTD 2.00501E+12 04I SGOA 100008 27 75 31.12.2005 CARE CARE AAA BBB+ 30.09.2013
2 11510 8.00% IDBI BANK LTD - OMNI BONDS SER I 2003 2.00501E+12 04I EPBT 100039 21.36 20 31.12.2005 FITCH CRISIL AA+ AA 31.03.2016
3 11510 8.00% IDBI BANK LTD - OMNI BONDS SER I 2003 2.01001E+12 04I EPBT 100039 9.65 9.65 02.07.2010 CARE CRISIL AA+ AA 31.03.2016
4 11630 6.7% RELIANCE ENERGY LTD. 2018 2.00501E+12 04I IODS 100100 4.96 5 31.12.2005 FITCH CRISIL AA A- 31.03.2016
5 11947 9.75% JINDAL STAINLESS 31.01.2015 2.00501E+12 04I OLDB 100070 10 10 01.02.2006 CARE CARE AA D 31.12.2012
6 11996 8.95% CENTRAL BANK OF INDIA 4.10.2016 2.00601E+12 04I OBPT 100065 10 10 02.11.2006 CRISIL ICRA AA AA- 31.12.2013
7 11996 8.95% CENTRAL BANK OF INDIA 4.10.2016 2.00901E+12 04I OBPT 100065 15.42 15.42 13.05.2009 CRISIL ICRA AA AA- 31.12.2013
8 12100 9.95%Orientak Bank comm Lower Tier II Bonds 23.4.2017 2.00701E+12 04I EPBT 100039 15 15 23.04.2007 ICRA CARE AAA AA 31.03.2016
9 12182 10.25% KARNATAKA BANK LTD. 2018(ANNUAL) LOWER TIER II BONDS 2.00701E+12 04I OLDB 100070 5 5 29.03.2008 ICRA CARE A+ A 07.09.2012
10 12186 10.10% Tata Power Company Ltd. 2018 2.00801E+12 04I IODS 100100 5 5 25.04.2008 CRISIL CRISIL AA AA- 30.06.2013
11 12193 10.40% TATA POWER CO.LTD. 2018 (ANNUAL) 2.00801E+12 04I IODS 100100 15 15 20.06.2008 ICRA CRISIL AA AA- 31.12.2013
12 12211 8.75%(S.A.)  TAMIL NADU ELECTRICITY BOARD 1.3.2018 (P/C2015) 2.00801E+12 04I SGOA 100008 9.7 9.7 18.08.2008 CARE CARE A+(SO) A-(SO) 12.12.2011
13 12264 10.50% Sec.Red.NC Gammon India Ltd. 2.00901E+12 04I IODS 100100 15 15 07.05.2009 CARE CARE AA D 31.12.2014
14 12270 8.81% 2019 Tamilnadu Electricity Board 2.00901E+12 04I SGOA 100008 10 10 04.05.2009 CARE ICRA A+(SO) A-(SO) 12.12.2011
15 12270 8.81% 2019 Tamilnadu Electricity Board 2.00901E+12 04I SGOA 100008 10.08 10.08 08.06.2009 CARE ICRA A+(SO) A-(SO) 12.12.2011
16 12271 13%Sec Red NCDs of Era Infra Engineering Ltd 2.00901E+12 04I OLDB 100070 20 20 05.06.2009 CARE CARE A D 31.12.2013
17 12272 11% Bharati Shipyard Ltd Sec.Rated Red.NCDs of 2.00901E+12 04I OLDB 100070 20 20 09.06.2009 CARE CARE A BB- 28.12.2011
18 12276 8.80% -Unsec.NCRed.Sub.Bonds Central Bank-Put call 10 yrs 2.00901E+12 04I OBPT 100065 5 5 23.06.2009 CARE CARE AA A+ 31.12.2013
19 12322 8.40% 2020Tamilnadu Electricity Board 2.00901E+12 04I SGOA 100008 10 10 06.01.2010 CARE ICRA A+(SO) A-(SO) 12.12.2011
20 12338 8.50% Steel Authority of India -NCD-2019 2.00901E+12 04I IPTD 100028 20 20 07.12.2009 FITCH FITCH AAA AA 30.06.2016
21 12347 8.65% NCD Taxable Bonds SAIL-2019 2.00901E+12 04I IPTD 100028 20 20 30.12.2009 FITCH FITCH AAA AA 30.06.2016
22 12384 11.15% Sec.Red.NCD -Era Infra Engineering Ltd. 2.00901E+12 04I OLDB 100070 10 10 27.02.2010 CARE CARE A D 31.12.2013
23 12391 8.95% Damodar Valley Corporation Sec.Red.Taxable NCD- 2.00901E+12 04I OBPT 100065 5.6 5.6 26.02.2010 FITCH FITCH AA A 31.12.2014
24 12391 8.95% Damodar Valley Corporation Sec.Red.Taxable NCD- 2.01001E+12 04I OBPT 100065 15.39 15.39 14.06.2010 FITCH FITCH AA A 31.12.2014
25 12394 8.64% TAMIL NADU ELECTRICITY BOARD 10 years(7 year P/C) 2.00901E+12 04I SGOA 100008 10 10 29.03.2010 CARE CARE A+(SO) A-(SO) 12.12.2011
26 12394 8.64% TAMIL NADU ELECTRICITY BOARD 10 years(7 year P/C) 2.00901E+12 04I SGOA 100008 10 10 29.03.2010 CARE CARE A+(SO) A-(SO) 12.12.2011
27 12414 8.75% Steel Authority of India NCDs - 2.01001E+12 04I IPTD 100028 50 50 23.04.2010 FITCH FITCH AAA AA 30.06.2016
28 12425 8.72% Steel Authority of India 2020 -NCDs 2.01001E+12 04I IPTD 100028 10.04 10.04 31.05.2010 CARE FITCH AAA AA 30.06.2016
29 12425 8.72% Steel Authority of India 2020 -NCDs 2.01001E+12 04I IPTD 100028 5.02 5.02 21.06.2010 CARE FITCH AAA AA 30.06.2016
30 12425 8.72% Steel Authority of India 2020 -NCDs 2.01201E+12 04I IPTD 100028 14.93 15 08.03.2013 CARE FITCH AAA AA 30.06.2016
31 12429 9.50% Gammon India-NCD (Put option-18.6.2017)-2020 2.01001E+12 04I IODS 100100 10 10 18.06.2010 CARE CARE AA D 31.03.2015
32 12429 9.50% Gammon India-NCD (Put option-18.6.2017)-2020 2.01001E+12 04I IODS 100100 10 10 16.11.2010 CRISIL CARE AA D 31.03.2015
33 12447 9.15% Tata Power Co. Ltd.2020 2.01001E+12 04I IODS 100100 10.15 10.15 04.08.2010 ICRA CRISIL AA AA- 31.12.2013
34 12447 9.15% Tata Power Co. Ltd.2020 2.01101E+12 04I IODS 100100 4.86 4.86 05.05.2011 CRISIL CRISIL AA AA- 31.12.2013
35 12455 9.15% Tata Power 2018 2.01001E+12 04I IODS 100100 10.11 10.11 17.08.2010 CRISIL CRISIL AA AA- 31.12.2013
36 12493 9% Indian Overseas Bank Upper Tier II NCDs 2026 2.01001E+12 04I OBPT 100065 10 10 10.01.2011 CRISIL CRISIL AA A- 31.03.2016
37 12515 11.25%Elder Pharma NCDs-2018 2.01001E+12 04I OLDB 100070 10 10 30.03.2011 CARE CARE A+ D 30.06.2013
38 12519 10.25% Amtek Auto 2015 2.01101E+12 04I ECOS 100043 5.07 5.07 19.04.2011 CARE CARE AA AA- 30.06.2015
39 12519 10.25% Amtek Auto 2015 2.01101E+12 04I ECOS 100043 5.06 5.06 19.04.2011 CARE CARE AA AA- 30.06.2015
40 12519 10.25% Amtek Auto 2015 2.01101E+12 04I ECOS 100043 5.07 5.07 20.04.2011 CARE CARE AA AA- 30.06.2015
41 12519 10.25% Amtek Auto 2015 2.01101E+12 04I ECOS 100043 5.06 5.06 21.04.2011 CARE CARE AA AA- 30.06.2015
42 12519 10.25% Amtek Auto 2015 2.01201E+12 04I ECOS 100043 20.15 20 14.02.2013 CARE CARE AA AA- 30.06.2015
43 12519 10.25% Amtek Auto 2015 2.01301E+12 04I ECOS 100043 20.35 20 22.05.2013 CARE CARE AA AA- 30.06.2015
44 12527 10.75% Patel Engineering Ltd.-2016 2.01101E+12 04I OLDB 100070 10.22 10.22 29.04.2011 CARE CARE AA BB 30.09.2014
45 12533 9.15% Tata Power 2019 NCDs - Secured 2.01101E+12 04I IODS 100100 4.88 4.88 05.05.2011 CRISIL CRISIL AA AA- 31.12.2013
46 12560 9.35% Union Bank 2018 2.01101E+12 04I EPBT 100039 4.99 4.99 27.06.2011 BRICKWORK ICRA AAA AA 28.09.2012
47 12560 9.35% Union Bank 2018 2.01101E+12 04I EPBT 100039 4.99 4.99 28.06.2011 BRICKWORK ICRA AAA AA 28.09.2012
48 12577 9.95% Indian Hotels 2021-NCDs Secured 2.01101E+12 04I ECOS 100043 10.13 10.13 18.08.2011 CARE ICRA AA+ AA 14.09.2012
49 12630 10.10% Indian Hotels 2.01101E+12 04I ECOS 100043 10 10 24.11.2011 CARE ICRA AA+ AA 14.09.2012
50 12666 10.50% Reliance Infrastructure 2018 Secured 2.01101E+12 04I IODS 100100 25 25 27.01.2012 CRISIL CRISIL AA+ A- 31.03.2016
51 12690 9.55% Hindalco Inds.2022 NCDs Secured 2.01201E+12 04I OLDB 100070 10 10 08.05.2012 CRISIL CRISIL AA+ AA- 30.09.2015
52 12690 9.55% Hindalco Inds.2022 NCDs Secured 2.01201E+12 04I OLDB 100070 10 10 23.05.2012 CRISIL CRISIL AA+ AA- 30.09.2015
53 12690 9.55% Hindalco Inds.2022 NCDs Secured 2.01301E+12 04I OLDB 100070 4.89 5 02.01.2014 CRISIL CRISIL AA+ AA- 30.09.2015
54 12748 9.15% Tata Power 2017-Secured STRPPS_G NCDs 2.01201E+12 04I IODS 100100 9.9 9.9 11.09.2012 ICRA CRISIL AA AA- 31.12.2013
55 12779 11.30 SREI INFRASTRUCTURE FIN 2017 2.01201E+12 04I IODS 100100 10 10 07.11.2012 BRICKWORK CARE AA A+ 30.06.2016
56 12784 10.25% SREI INFRA FIN LTD 2019 2.01201E+12 04I IODS 100100 14.99 14.99 26.11.2012 CARE CARE AA A+ 31.12.2015
57 12784 10.25% SREI INFRA FIN LTD 2019 2.01201E+12 04I IODS 100100 9.98 9.98 07.12.2012 CARE CARE AA A+ 31.12.2015
58 12786 8.93% ORIENTAL BANK OF COMMERCE LOWER TIER II BONDS OF 2.01201E+12 04I EPBT 100039 15 15 03.12.2012 CARE CARE AA+ AA 31.03.2016
59 12786 8.93% ORIENTAL BANK OF COMMERCE LOWER TIER II BONDS OF 2.01201E+12 04I EPBT 100039 9.99 9.99 04.12.2012 CARE CARE AA+ AA 31.03.2016
60 12786 8.93% ORIENTAL BANK OF COMMERCE LOWER TIER II BONDS OF 2.01201E+12 04I EPBT 100039 9.99 9.99 14.12.2012 CARE CARE AA+ AA 31.03.2016
61 12792 10.75% Simplex Infra Ltd 2022 (put/Call 06.12.2019) 2.01201E+12 04I IODS 100100 15 15 11.12.2012 CARE CARE AA A 31.12.2015
62 12795 IDBI 8.99% 19-Dec-12 INE008A08U50 2.01201E+12 04I EPBT 100039 15 15 19.12.2012 ICRA CRISIL AA+ AA 31.03.2016
63 12840 9.71% Deepak Fertilizers & Petrochem-Sec-2018 2.01201E+12 04I OLDB 100070 20.1 20 06.03.2013 CARE CARE AA AA- 31.12.2015
64 12854 9.40% Tata Power Co.Ltd. 2022 Secured NCD 2.01301E+12 04I IODS 100100 10 10 12.04.2013 CARE CRISIL AA AA- 31.12.2013
65 12885 9.80% Reliance Infrastructure Ltd. 2018-SEC NCD 2.01301E+12 04I IODS 100100 5 5 03.07.2013 BRICKWORK BRICKWORK AA AA- 30.06.2015
66 12886 9.17% STERLITE INDUSTRIES (I) LTD SEC NCD 2023 2.01301E+12 04I OLDB 100070 20 20 10.07.2013 CRISIL CRISIL AA+ AA- 31.03.2016
67 12886 9.17% STERLITE INDUSTRIES (I) LTD SEC NCD 2023 2.01301E+12 04I OLDB 100070 18.94 20 27.08.2013 CRISIL CRISIL AA+ AA- 31.03.2016
68 12897 10% RELIANCE INFRASTRUCTURE LTD 2020 SEC NCD 2.01301E+12 04I IODS 100100 24.93 25 31.07.2013 BRICKWORK BRICKWORK AA AA- 30.06.2015
69 12897 10% RELIANCE INFRASTRUCTURE LTD 2020 SEC NCD 2.01301E+12 04I IODS 100100 2.96 3 10.10.2013 BRICKWORK BRICKWORK AA AA- 30.06.2015
70 12905 9.55% HINDALCO INDS.2022 SEC NCD 2.01301E+12 04I OLDB 100070 19.99 20 05.08.2013 CRISIL CRISIL AA+ AA- 30.09.2015
71 12905 9.55% HINDALCO INDS.2022 SEC NCD 2.01301E+12 04I OLDB 100070 9.82 10 06.12.2013 CRISIL CRISIL AA+ AA- 30.09.2015
72 12906 10% RELIANCE INFRASTRUCTURE LTD AUGUST 2020 SEC NCD 2.01301E+12 04I IODS 100100 25 25 08.08.2013 BRICKWORK BRICKWORK AA AA- 30.06.2015
73 12913 9.80% Reliance Infrastructure Ltd July 2018 Sec Ncd 2.01301E+12 04I IODS 100100 24.34 25 28.08.2013 BRICKWORK BRICKWORK AA AA- 30.06.2015
74 12913 9.80% Reliance Infrastructure Ltd July 2018 Sec Ncd 2.01301E+12 04I IODS 100100 14.6 15 05.09.2013 BRICKWORK BRICKWORK AA AA- 30.06.2015
75 12913 9.80% Reliance Infrastructure Ltd July 2018 Sec Ncd 2.01301E+12 04I IODS 100100 9.75 10 23.09.2013 BRICKWORK BRICKWORK AA AA- 30.06.2015
76 12928 9.10% STERLITE INDUSTRIES LTD 2023 SEC NCD 2.01301E+12 04I OLDB 100070 9.55 10 04.10.2013 CRISIL CRISIL AA+ AA- 31.03.2016
77 12938 10.20% RELIANCE INFRA LTD SEC NCD OCT 2020 2.01301E+12 04I IODS 100100 25 25 01.11.2013 BRICKWORK BRICKWORK AA AA- 30.06.2015
78 12946 10.20% RELIANCE INFRA LTD SEC NCD OCT 2020 SERIES 17 2.01301E+12 04I IODS 100100 25 25 18.11.2013 BRICKWORK BRICKWORK AA AA- 30.06.2015
79 12983 9.60% HINDALCO INDUSTRIES LTD 2022 SEC NCD 2.01401E+12 04I OLDB 100070 19.5 20 16.04.2014 CARE CRISIL AA+ AA- 30.09.2015
80 13044 9.40% STERLITE INDUSTRIES (I) LTD. SEC NCD - 2022 2.01401E+12 04I OLDB 100070 4.96 5 05.09.2014 CRISIL CRISIL AA+ AA- 31.03.2016
81 13044 9.40% STERLITE INDUSTRIES (I) LTD. SEC NCD - 2022 2.01401E+12 04I OLDB 100070 4.96 5 08.09.2014 CRISIL CRISIL AA+ AA- 31.03.2016
82 13061 10.20% JSW STEEL LTD - 2017 SEC. NCD 2.01401E+12 04I OLDB 100070 10.08 10 30.10.2014 CARE CARE AA AA- 31.03.2016
83 13061 10.20% JSW STEEL LTD - 2017 SEC. NCD 2.01401E+12 04I OLDB 100070 25.4 25 18.11.2014 CARE CARE AA AA- 31.03.2016
84 13063 9.36%SESA STERLITE  LTD - 2017 2.01401E+12 04I OLDB 100070 10 10 05.11.2014 CRISIL CRISIL AA+ AA- 31.03.2016
85 13087 10.50% AMTEK AUTO LIMITED - 2020 2.01401E+12 04I OLDB 100070 25 25 09.01.2015 CARE CARE AA D 31.12.2015
86 13087 10.50% AMTEK AUTO LIMITED - 2020 2.01401E+12 04I OLDB 100070 10 10 02.03.2015 CARE CARE AA D 31.12.2015
87 13148 9.72% JSW STEEL LIMITED-2019 2.01501E+12 04I OLDB 100070 25.39 25 11.05.2015 CARE CARE AA AA- 31.03.2016
88 13224 8.23%  PNB HOUSING FINANCE LTD., - 2019 2.01501E+12 04I HTDN 100016 20 20 14.10.2015 ICRA ICRA AAA AA+ 31.03.2016
* 1,213.75 1,262.85
DECLARATION
Certified that the information given herein are correct and complete to the best of my knowledge and belief and nothing has been processed or suppressed.
DATE
Signature
Full Name & Designation