FORM NL-12-INVESTMENT SCHEDULE
Name of the Insurer:  GENERAL INSURANCE CORPORATION OF INDIA   
Investments
INVESTMENTS - SHAREHOLDERS' FUND
(` '000)
  Particulars As at 30.09.2017 As at 30.09.2016
  LONG TERM INVESTMENTS    
1 Government securities and Government guaranteed 38413 970 37513 943
  bonds including Treasury Bills
2 Other Approved Securities 733 625 1093 861
3 Other Investments
       (a)  Shares 0 0
             (aa)  Equity - Indian 98022 483 113199 950
                     Equity - Foreign 569 499 569 499
             (bb)  Preference 694 13 242
       (b)  Mutual Funds 0 0
       (c)  Derivative Instruments 0 0
       (d)  Debentures /Bonds Indian 6878 737 8872 956
             Debentures /Bonds Foreign 0 0
       (e) Other Securities 133
            Guaranteed  Equity 0 167
       (f)  Subsidiaries 1407 143 1407 143
       (g)   Associates - Indian 0 0
              Associates - Foreign 159 479 159 479
4 Investments in Infrastructure and Social Sector
  (a) Equity 4337 845 5082 137
  (b) Debentures/Bonds 17983 927 19809 484
5 Other than Approved Investments 0 0
       (a)   Equity/Preference/Debentures/Venture Funds 2023 427 1658 992
       (b)   Preference 8 410 9 792
       (c)  Debentures /Bond 1327 640 2477 142
       (d)  Venture Funds 448 869 587 994
       (e)  Associate Indian 700 000 700 000
  Short Term Investments
1 Government securities and Government guaranteed  1271 154 4075 178
  bonds including Treasury Bills 0 0
2 Other Approved Securities 218 201 195 763
3 Other Investments
       (a)  Shares 0 0
             (aa)  Equity  0 0
             (bb)  Preference 9 844 0
       (b)  Mutual Funds 4987 236 2214 841
       (c)  Derivative Instruments 0 0
       (d) Debentures /Bond Indian 1376 152 983 068
             Debentures /Bond Foreign 0 0
       (e) Other Securities 0 0
            Commercial Paper 111 648 77 138
       (f)  Subsidiaries 0 0
       (g)   Associates - Indian 0 0
              Associates - Foreign 0 0
4 Investments in Infrastructure and Social Sector 0 0
       (a)  Debentures /Bond 1685 395 2270 618
5 Other than Approved Investments 0 0
       (a)   Preference Shares 3 449 0
       (b) Debentures /Bond  856 476 854 346
       (c)  Mutual Funds 0 571 486
  TOTAL 183535 436 204398 219
Figures for the previous year have been regrouped where necessary.
INVESTMENTS - POLICYHOLDERS' FUND
  Particulars As at 30.06.2017 As at 30.06.2016
  LONG TERM INVESTMENTS    
  LONG TERM INVESTMENTS    
1 Government securities and Government guaranteed 105945 179 74769 633
  bonds including Treasury Bills 0 0
2 Other Approved Securities 2023 326 2180 191
3 Other Investments 0 0
       (a)  Shares 0 0
             (aa)  Equity - Indian 270344 608 225620 612
                     Equity - Foreign 0 0
             (bb)  Preference 1 913 26 392
       (b)  Mutual Funds 0 0
       (c)  Derivative Instruments 0 0
       (d)  Debentures /Bonds Indian 18971 460 17684 830
             Debentures /Bonds Foreign 0 0
       (e) Other Securities
            Guaranteed  Equity 367 333
       (f)  Subsidiaries 0 0
       (g)   Associates - Indian 0 0
              Associates - Foreign 0 0
4 Investments in Infrastructure and Social Sector
  (a) Equity 11963 715 10129 288
  (b) Debentures/Bonds 49599 413 39482 595
5 Other than Approved Investments 0 0
       (a)   Equity/Preference/Debentures/Venture Funds 5580 583 3306 562
       (b)   Preference 23 194 19 517
       (c)  Debentures /Bond 3661 612 4937 230
       (d)  Venture Funds 1237 975 1171 940
       (e)  Associate Indian 0 0
  Short Term Investments
1 Government securities and Government guaranteed  3505 825 8122 302
  bonds including Treasury Bills 0 0
2 Other Approved Securities 601 797 390 179
3 Other Investments
       (a)  Shares 0 0
             (aa)  Equity  0 0
             (bb)  Preference 27 151 0
       (b)  Mutual Funds 13754 725 4414 435
       (c)  Derivative Instruments 0 0
       (d) Debentures /Bond Indian 3795 407 1959 369
             Debentures /Bond Foreign 0 0
       (e) Other Securities 0 0
            Commercial Paper 307 924 153 745
       (f)  Subsidiaries 0 0
       (g)   Associates - Indian 0 0
              Associates - Foreign 0 0
4 Investments in Infrastructure and Social Sector 0 0
       (a)  Debentures /Bond 4648 295 4525 606
5 Other than Approved Investments 0 0
       (a)   Preference Shares 9 512 0
       (b) Debentures /Bond  2362 147 1702 811
       (c)  Mutual Funds 0 1139 038
  TOTAL 498366 128 401736 608
Figures for the previous year have been regrouped where necessary.
Notes:
(a) Investments in subsidiary/holding companies, joint ventures and associates shall be separately disclosed, at cost.
(i) Holding company and subsidiary shall be construed as defined in the Companies Act, 1956:
(ii)        Joint Venture is a contractual arrangement whereby two or more parties undertake an economic activity, which is subject to joint control.
(i)             Joint control - is the contractually agreed sharing of power to govern the financial and operating policies of an economic activity to obtain benefits from it.
(ii)           Associate - is an enterprise in which the company has significant influence and which is neither a subsidiary nor a joint venture of the company.
(iii)          Significant influence (for the purpose of this schedule) - means participation in the financial and operating policy decisions of a company, but not control of those policies.  Significant influence may be exercised in several ways, for example, by representation on the board of directors, participation in the policymaking process, material inter-company transactions, interchange of managerial personnel or dependence on technical information. Significant influence may be gained by share ownership, statute or agreement.  As regards share ownership, if an investor holds, directly or indirectly through subsidiaries, 20 percent or more of the voting power of the investee, it is presumed that the investor does have significant influence, unless it can be clearly demonstrated that this is not the case.  Conversely, if the investor holds, directly or indirectly through subsidiaries, less than 20 percent of the voting power of the investee, it is presumed that the investor does not have significant influence, unless such influence is clearly demonstrated.  
A substantial or majority ownership by another investor does not necessarily preclude an investor from having significant influence.
(b)        Aggregate amount of company's investments other than listed equity securities and derivative instruments and also the market value thereof shall be disclosed.
(c)        Investments made out of Catastrophe reserve should be shown separately.
(d)        Debt securities will be considered as “held to maturity” securities and will be measured at historical cost subject to amortisation.
(e)            Investment Property means a property [land or building or part of a building or both] held to earn rental income or for capital appreciation or for both, rather than for use in services or for administrative purposes.
(f)             Investments maturing within twelve months from balance sheet date and investments made with the specific intention to dispose of within twelve months from balance sheet date shall be classified as short-term investments