STATEMENT OF DOWNGRADED INVESTMENTS
PERIODICITY OF SUBMISSION : QUARTERLY
Rupees in Crores
Sr No Security ID Particulars of Investments Fin.Trn.Number Product Type IRDA Code BAP Code Purchase Amount Nominal Amount Date of Purchase Original Rating Agency Current Rating Agency Original Grade Current Grade Date of Downgrade Remarks
A DURING THE QUARTER
1 11630 6.7% RELIANCE ENERGY LTD. 2018 2.01E+12 04I IODS 100100 4.96 5 31.12.2005 FITCH CRISIL AA BBB+ 30.09.2017
2 12276 8.80% -Unsec.NCRed.Sub.Bonds Central Bank-Put call 10 yrs 2.01E+12 04I OBPT 100065 5 5 23.06.2009 ICRA CARE AA A- 30.09.2017
3 12338 8.50% Steel Authority of India -NCD-2019 2.01E+12 04I OBPT 100065 20 20 07.12.2009 CARE FITCH AAA AA- 30.09.2017
4 12347 8.65% NCD Taxable Bonds SAIL-2019 2.01E+12 04I OBPT 100065 20 20 30.12.2009 CARE FITCH AAA AA- 30.09.2017
5 12414 8.75% Steel Authority of India NCDs - 2.01E+12 04I OBPT 100065 50 50 23.04.2010 FITCH FITCH AAA AA- 30.09.2017
6 12425 8.72% Steel Authority of India 2020 -NCDs 2.01E+12 04I OBPT 100065 10.04 10.04 31.05.2010 CARE FITCH AAA AA- 30.09.2017
7 12425 8.72% Steel Authority of India 2020 -NCDs 2.01E+12 04I OBPT 100065 5.02 5.02 21.06.2010 CARE FITCH AAA AA- 30.09.2017
8 12425 8.72% Steel Authority of India 2020 -NCDs 2.01E+12 04I OBPT 100065 14.93 15 08.03.2013 FITCH FITCH AAA AA- 30.09.2017
9 12666 10.50% Reliance Infrastructure 2018 Secured 2.01E+12 04I IODS 100100 25 25 27.01.2012 CRISIL CRISIL AA+ BBB+ 30.09.2017
10 12690 9.55% Hindalco Inds.2022 NCDs Secured 2.01E+12 04I ECOS 100043 10 10 08.05.2012 CRISIL CRISIL AA+ AA 30.09.2017
11 12690 9.55% Hindalco Inds.2022 NCDs Secured 2.01E+12 04I ECOS 100043 10 10 23.05.2012 CRISIL CRISIL AA+ AA 30.09.2017
12 12690 9.55% Hindalco Inds.2022 NCDs Secured 2.01E+12 04I ECOS 100043 4.89 5 02.01.2014 CRISIL CRISIL AA+ AA 30.09.2017
13 12799 8.90% UNION BANK 2022 2.01E+12 04I EPBT 100039 14 14 01.01.2013 CRISIL CRISIL AAA AA+ 30.09.2017
14 12905 9.55% HINDALCO INDS.2022 SEC NCD 2.01E+12 04I ECOS 100043 19.99 20 05.08.2013 CARE CRISIL AA+ AA 30.09.2017
15 12905 9.55% HINDALCO INDS.2022 SEC NCD 2.01E+12 04I ECOS 100043 9.82 10 06.12.2013 CARE CRISIL AA+ AA 30.09.2017
16 12983 9.60% HINDALCO INDUSTRIES LTD 2022 SEC NCD 2.01E+12 04I ECOS 100043 19.5 20 16.04.2014 CRISIL CRISIL AA+ AA 30.09.2017
B AS ON DATE
1 11426 MAHARASHTRA STATE ROAD DEVELOPMENT CORPORATION LTD 2.01E+12 04I SGOA 100008 27 75 31.12.2005 CARE CARE AAA BBB+ 30.09.2013
2 11467 5.95% KARNATAKA WATER AND SANITATION POOLED FUND 2.01E+12 04I IPFD 100033 5 5 31.12.2005 CARE AA+ 31.12.2016 Rating is not available on the date of Purchase
3 11510 8.00% IDBI BANK LTD - OMNI BONDS SER I 2003 2.01E+12 04I OBPT 100065 21.36 20 31.12.2005 FITCH ICRA AA+ A 30.06.2017
4 11510 8.00% IDBI BANK LTD - OMNI BONDS SER I 2003 2.01E+12 04I OBPT 100065 9.65 9.65 02.07.2010 CARE ICRA AA+ A 30.06.2017
5 11947 10.55% JINDAL STAINLESS 2022 2.01E+12 04I OLDB 100070 10 10 01.02.2006 CARE CARE AA D 30.06.2017
6 12182 10.25% KARNATAKA BANK LTD. 2018(ANNUAL) LOWER TIER II BONDS 2.01E+12 04I OLDB 100070 5 5 29.03.2008 ICRA CARE A+ A 07.09.2012
7 12186 10.10% Tata Power Company Ltd. 2018 2.01E+12 04I IODS 100100 5 5 25.04.2008 ICRA CRISIL AA AA- 30.06.2013
8 12193 10.40% TATA POWER CO.LTD. 2018 (ANNUAL) 2.01E+12 04I IODS 100100 15 15 20.06.2008 CRISIL CRISIL AA AA- 31.12.2013
9 12211 8.75%(S.A.)  TAMIL NADU ELECTRICITY BOARD 1.3.2018 (P/C2015) 2.01E+12 04I SGOA 100008 9.7 9.7 18.08.2008 CARE CARE A+(SO) A-(SO) 12.12.2011
10 12264 10.50% Sec.Red.NC Gammon India Ltd. 2.01E+12 04I IODS 100100 15 15 07.05.2009 CARE CARE AA D 31.12.2014
11 12270 8.81% 2019 Tamilnadu Electricity Board 2.01E+12 04I SGOA 100008 10 10 04.05.2009 CARE ICRA A+(SO) A-(SO) 12.12.2011
12 12270 8.81% 2019 Tamilnadu Electricity Board 2.01E+12 04I SGOA 100008 10.08 10.08 08.06.2009 CARE ICRA A+(SO) A-(SO) 12.12.2011
13 12271 13%Sec Red NCDs of Era Infra Engineering Ltd 2.01E+12 04I OLDB 100070 20 20 05.06.2009 CARE CARE A D 31.12.2013
14 12272 11% Bharati Shipyard Ltd Sec.Rated Red.NCDs of 2.01E+12 04I OLDB 100070 20 20 09.06.2009 CARE CARE A BB- 28.12.2011
15 12322 8.40% 2020Tamilnadu Electricity Board 2.01E+12 04I SGOA 100008 10 10 06.01.2010 CARE ICRA A+(SO) A-(SO) 12.12.2011
16 12384 11.15% Sec.Red.NCD -Era Infra Engineering Ltd. 2.01E+12 04I OLDB 100070 10 10 27.02.2010 CARE CARE A D 31.12.2013
17 12394 8.64% TAMIL NADU ELECTRICITY BOARD 10 years(7 year P/C) 2.01E+12 04I SGOA 100008 10 10 29.03.2010 CARE CARE A+(SO) A-(SO) 12.12.2011
18 12394 8.64% TAMIL NADU ELECTRICITY BOARD 10 years(7 year P/C) 2.01E+12 04I SGOA 100008 10 10 29.03.2010 CARE CARE A+(SO) A-(SO) 12.12.2011
19 12429 9.50% Gammon India-NCD (Put option-18.6.2017)-2020 2.01E+12 04I IODS 100100 10 10 18.06.2010 CARE CARE AA D 31.03.2015
20 12429 9.50% Gammon India-NCD (Put option-18.6.2017)-2020 2.01E+12 04I IODS 100100 10 10 16.11.2010 CRISIL CARE AA D 31.03.2015
21 12447 9.15% Tata Power Co. Ltd.2020 2.01E+12 04I IODS 100100 10.15 10.15 04.08.2010 ICRA CRISIL AA AA- 31.12.2013
22 12447 9.15% Tata Power Co. Ltd.2020 2.01E+12 04I IODS 100100 4.86 4.86 05.05.2011 CRISIL CRISIL AA AA- 31.12.2013
23 12455 9.15% Tata Power 2018 2.01E+12 04I IODS 100100 10.11 10.11 17.08.2010 CRISIL CRISIL AA AA- 31.12.2013
24 12493 9% Indian Overseas Bank Upper Tier II NCDs 2026 2.01E+12 04I OBPT 100065 10 10 10.01.2011 ICRA CRISIL AA A- 31.03.2016
25 12515 11.25%Elder Pharma NCDs-2018 2.01E+12 04I OLDB 100070 10 10 30.03.2011 CARE CARE A+ D 30.06.2013
26 12519 10.25% Amtek Auto 2015 2.01E+12 04I ECOS 100043 5.07 5.07 19.04.2011 CARE CARE AA AA- 30.06.2015
27 12519 10.25% Amtek Auto 2015 2.01E+12 04I ECOS 100043 5.06 5.06 19.04.2011 CARE CARE AA AA- 30.06.2015
28 12519 10.25% Amtek Auto 2015 2.01E+12 04I ECOS 100043 5.07 5.07 20.04.2011 CARE CARE AA AA- 30.06.2015
29 12519 10.25% Amtek Auto 2015 2.01E+12 04I ECOS 100043 5.06 5.06 21.04.2011 CARE CARE AA AA- 30.06.2015
30 12519 10.25% Amtek Auto 2015 2.01E+12 04I ECOS 100043 20.15 20 14.02.2013 CARE CARE AA AA- 30.06.2015
31 12519 10.25% Amtek Auto 2015 2.01E+12 04I ECOS 100043 20.35 20 22.05.2013 CARE CARE AA AA- 30.06.2015
32 12527 10.75% Patel Engineering Ltd.-2016 2.01E+12 04I OLDB 100070 10.22 10.22 29.04.2011 CARE CARE AA BB 30.09.2014
33 12533 9.15% Tata Power 2019 NCDs - Secured 2.01E+12 04I IODS 100100 4.88 4.88 05.05.2011 CRISIL CRISIL AA AA- 31.12.2013
34 12560 9.35% Union Bank 2018 2.01E+12 04I EPBT 100039 4.99 4.99 27.06.2011 BRICKWORK ICRA AAA AA 28.09.2012
35 12560 9.35% Union Bank 2018 2.01E+12 04I EPBT 100039 4.99 4.99 28.06.2011 BRICKWORK ICRA AAA AA 28.09.2012
36 12577 9.95% Indian Hotels 2021-NCDs Secured 2.01E+12 04I ECOS 100043 10.13 10.13 18.08.2011 CARE CARE AA+ AA 14.09.2012
37 12630 10.10% Indian Hotels 2.01E+12 04I ECOS 100043 10 10 24.11.2011 ICRA ICRA AA+ AA 14.09.2012
38 12642 11% Dhanlaxmi Bank 2018 2.01E+12 04I OLDB 100070 10 10 21.01.2012 CARE BRICKWORK A BB- 31.03.2017
39 12739 10.20% Reliance Capital 2022 2.01E+12 04I ECOS 100043 9.98 9.98 29.08.2012 CARE CARE AAA AA+ 30.06.2017
40 12739 10.20% Reliance Capital 2022 2.01E+12 04I ECOS 100043 4.99 4.99 30.08.2012 CARE CARE AAA AA+ 30.06.2017
41 12739 10.20% Reliance Capital 2022 2.01E+12 04I ECOS 100043 10.05 10.05 27.09.2012 CARE CARE AAA AA+ 30.06.2017
42 12739 10.20% Reliance Capital 2022 2.01E+12 04I ECOS 100043 5.03 5.03 28.09.2012 CARE CARE AAA AA+ 30.06.2017
43 12779 11.30 SREI INFRASTRUCTURE FIN 2017 2.01E+12 04I IODS 100100 10 10 07.11.2012 CARE CARE AA A+ 30.06.2016
44 12784 10.25% SREI INFRA FIN LTD 2019 2.01E+12 04I IODS 100100 14.99 14.99 26.11.2012 CARE CARE AA A+ 31.12.2015
45 12784 10.25% SREI INFRA FIN LTD 2019 2.01E+12 04I IODS 100100 9.98 9.98 07.12.2012 CARE CARE AA A+ 31.12.2015
46 12786 8.93% ORIENTAL BANK OF COMMERCE LOWER TIER II BONDS OF 2.01E+12 04I OBPT 100065 15 15 03.12.2012 ICRA ICRA AA+ AA- 30.06.2017
47 12786 8.93% ORIENTAL BANK OF COMMERCE LOWER TIER II BONDS OF 2.01E+12 04I OBPT 100065 9.99 9.99 04.12.2012 ICRA ICRA AA+ AA- 30.06.2017
48 12786 8.93% ORIENTAL BANK OF COMMERCE LOWER TIER II BONDS OF 2.01E+12 04I OBPT 100065 9.99 9.99 14.12.2012 ICRA ICRA AA+ AA- 30.06.2017
49 12789 9.95% RELIANCE CAPITAL 2022 2.01E+12 04I ECOS 100043 15 15 05.12.2012 CARE CARE AAA AA+ 30.06.2017
50 12789 9.95% RELIANCE CAPITAL 2022 2.01E+12 04I ECOS 100043 15.04 15.04 19.12.2012 CARE CARE AAA AA+ 30.06.2017
51 12789 9.95% RELIANCE CAPITAL 2022 2.01E+12 04I ECOS 100043 20.14 20 14.01.2013 CARE CARE AAA AA+ 30.06.2017
52 12792 10.75% Simplex Infra Ltd 2022 (put/Call 06.12.2019) 2.01E+12 04I IODS 100100 15 15 11.12.2012 CARE CARE AA A 31.12.2015
53 12795 IDBI 8.99% 19-Dec-12 INE008A08U50 2.01E+12 04I OBPT 100065 15 15 19.12.2012 ICRA ICRA AA+ A 30.06.2017
54 12818 10.25% Reliance Capital  Sec NCDs -2022 2.01E+12 04I ECOS 100043 15.36 15 29.01.2013 CARE CARE AAA AA+ 31.03.2017
55 12829 9.90% RELIANCE CAPITAL SEC NCD 2023 2.01E+12 04I ECOS 100043 25.14 25 14.02.2013 CARE CARE AAA AA+ 31.03.2017
56 12829 9.90% RELIANCE CAPITAL SEC NCD 2023 2.01E+12 04I ECOS 100043 26.09 25 09.07.2013 CARE CARE AAA AA+ 31.03.2017
57 12840 9.71% Deepak Fertilizers & Petrochem-Sec-2018 2.01E+12 04I OLDB 100070 20.1 20 06.03.2013 ICRA CARE AA AA- 31.12.2015
58 12854 9.40% Tata Power Co.Ltd. 2022 Secured NCD 2.01E+12 04I IODS 100100 10 10 12.04.2013 CARE CRISIL AA AA- 31.12.2013
59 12885 9.80% Reliance Infrastructure Ltd. 2018-SEC NCD 2.01E+12 04I IODS 100100 5 5 03.07.2013 BRICKWORK BRICKWORK AA AA- 30.06.2015
60 12886 9.17% STERLITE INDUSTRIES (I) LTD SEC NCD 2023 2.01E+12 04I ECOS 100043 20 20 10.07.2013 CRISIL CRISIL AA+ AA 30.06.2017
61 12886 9.17% STERLITE INDUSTRIES (I) LTD SEC NCD 2023 2.01E+12 04I ECOS 100043 18.94 20 27.08.2013 CRISIL CRISIL AA+ AA 30.06.2017
62 12897 10% RELIANCE INFRASTRUCTURE LTD 2020 SEC NCD 2.01E+12 04I IODS 100100 24.93 25 31.07.2013 BRICKWORK BRICKWORK AA AA- 30.06.2015
63 12897 10% RELIANCE INFRASTRUCTURE LTD 2020 SEC NCD 2.01E+12 04I IODS 100100 2.96 3 10.10.2013 BRICKWORK BRICKWORK AA AA- 30.06.2015
64 12906 10% RELIANCE INFRASTRUCTURE LTD AUGUST 2020 SEC NCD 2.01E+12 04I IODS 100100 25 25 08.08.2013 BRICKWORK BRICKWORK AA AA- 30.06.2015
65 12913 9.80% Reliance Infrastructure Ltd July 2018 Sec Ncd 2.01E+12 04I IODS 100100 24.34 25 28.08.2013 BRICKWORK BRICKWORK AA AA- 30.06.2015
66 12913 9.80% Reliance Infrastructure Ltd July 2018 Sec Ncd 2.01E+12 04I IODS 100100 14.6 15 05.09.2013 BRICKWORK BRICKWORK AA AA- 30.06.2015
67 12913 9.80% Reliance Infrastructure Ltd July 2018 Sec Ncd 2.01E+12 04I IODS 100100 9.75 10 23.09.2013 BRICKWORK BRICKWORK AA AA- 30.06.2015
68 12926 10% RELIANCE CAPITAL 2017 SEC NCD F SERIES 2.01E+12 04I ECOS 100043 25.15 25 03.10.2013 CARE CARE AAA AA+ 31.03.2017
69 12928 9.10% STERLITE INDUSTRIES LTD 2023 SEC NCD 2.01E+12 04I ECOS 100043 9.55 10 04.10.2013 CRISIL CRISIL AA+ AA 30.06.2017
70 12938 10.20% RELIANCE INFRA LTD SEC NCD OCT 2020 2.01E+12 04I IODS 100100 25 25 01.11.2013 BRICKWORK BRICKWORK AA AA- 30.06.2015
71 12946 10.20% RELIANCE INFRA LTD SEC NCD OCT 2020 SERIES 17 2.01E+12 04I IODS 100100 25 25 18.11.2013 BRICKWORK BRICKWORK AA AA- 30.06.2015
72 13028 9.42% RELIANCE CAPITAL LTD 2024 2.01E+12 04I ECOS 100043 25 25 05.08.2014 CARE CARE AAA AA+ 31.03.2017
73 13028 9.42% RELIANCE CAPITAL LTD 2024 2.01E+12 04I ECOS 100043 15 15 06.08.2014 CARE CARE AAA AA+ 31.03.2017
74 13044 9.40% STERLITE INDUSTRIES (I) LTD. SEC NCD - 2022 2.01E+12 04I ECOS 100043 4.96 5 05.09.2014 FITCH CRISIL AA+ AA 30.06.2017
75 13044 9.40% STERLITE INDUSTRIES (I) LTD. SEC NCD - 2022 2.01E+12 04I ECOS 100043 4.96 5 08.09.2014 FITCH CRISIL AA+ AA 30.06.2017
76 13050 10.10% RELIANCE CAPITAL LTD 2022 NCD 2.01E+12 04I ECOS 100043 5.16 5 12.09.2014 CARE CARE AAA AA+ 31.03.2017
77 13063 9.36%SESA STERLITE  LTD - 2017 2.01E+12 04I ECOS 100043 10 10 05.11.2014 CRISIL CRISIL AA+ AA 30.06.2017
78 13069 9.32% RELIANCE CAPITAL LIMITED - 2024 2.01E+12 04I ECOS 100043 20 20 21.11.2014 CARE CARE AAA AA+ 31.03.2017
79 13087 10.50% AMTEK AUTO LIMITED - 2020 2.01E+12 04I OLDB 100070 25 25 09.01.2015 CARE CARE AA D 31.12.2015
80 13087 10.50% AMTEK AUTO LIMITED - 2020 2.01E+12 04I OLDB 100070 10 10 02.03.2015 CARE CARE AA D 31.12.2015
81 13148 9.72% JSW STEEL LIMITED-2019 2.02E+12 04I OLDB 100070 25.39 25 11.05.2015 CARE CARE AA AA- 31.03.2016
82 13224 8.23%  PNB HOUSING FINANCE LTD., - 2019 2.02E+12 04I HTDN 100016 20 20 14.10.2015 ICRA ICRA AAA AA+ 31.03.2016
83 13401 8.90% Reliance Capital Ltd., - 2021 2.02E+12 04I ECOS 100043 25 25 14.09.2016 BRICKWORK CARE AAA AA+ 31.03.2017
84 13402 9.00% Reliance Capital Ltd.,-2026 2.02E+12 04I ECOS 100043 20 20 15.09.2016 BRICKWORK CARE AAA AA+ 31.03.2017
85 12148 9.75% PUNJAB NATIONAL BANK  (CALL-11.12.2017) STEP UP 10.25% 2.01E+12 04P EUPD 100057 8.02 8.02 20.12.2007 CARE CARE AAA AA 30.09.2016
86 12263 8.75%-9.25% UPPER TIER II BONDS OF ORIENTAL BANK OF COMMERCE 2.01E+12 04P OBPT 100065 10.1 10.1 20.05.2009 CARE ICRA AA A+ 30.06.2017
1,382.69 1,430.22
DECLARATION
Certified that the information given herein are correct and complete to the best of my knowledge and belief and nothing has been processed or suppressed.
DATE
Signature
Full Name & Designation