Sr No Security ID Particulars of Investments Fin.Trn.Number Product Type IRDA Code BAP Code Purchase Amount Nominal Amount Date of Purchase Original Rating Agency Current Rating Agency Original Grade Current Grade Date of Downgrade Remarks
A DURING THE QUARTER 0.00 0.00
1 0000000011947 9.35% JINDAL STAINLESS 2022 2005010100912 04I OLDB 100070 10.00 10.00 2/1/2006 CARE CARE AA BB+ 3/31/2018
2 0000000012642 11% Dhanlaxmi Bank 2018 2011010100241 04I OLDB 100070 10.00 10.00 1/21/2012 CARE BRICKWORK A BB 3/31/2018
B AS ON DATE 0.00 0.00
1 0000000011426 MAHARASHTRA STATE ROAD DEVELOPMENT CORPORATION LTD 2005010100458 04I SGOA 100008 27.00 75.00 12/31/2005 CARE CARE AAA BBB+ 9/30/2013
2 0000000011467 5.95% KARNATAKA WATER AND SANITATION POOLED FUND 2005010100591 04I IPFD 100033 5.00 5.00 12/31/2005 CARE AA+ 12/31/2016 Rating is not available on the date of Purchase
3 0000000011510 8.00% IDBI BANK LTD - OMNI BONDS SER I 2003 2005010100542 04I OBPT 100065 21.36 20.00 12/31/2005 FITCH ICRA AA+ A 6/30/2017
4 0000000011510 8.00% IDBI BANK LTD - OMNI BONDS SER I 2003 2010010100073 04I OBPT 100065 9.65 9.65 7/2/2010 CARE ICRA AA+ A 6/30/2017
5 0000000011630 6.7% RELIANCE ENERGY LTD. 2018 2005010100612 04I IODS 100100 4.96 5.00 12/31/2005 FITCH CRISIL AA BBB+ 9/30/2017
6 0000000012186 10.10% Tata Power Company Ltd. 2018 2008010100008 04I IODS 100100 5.00 5.00 4/25/2008 CRISIL CRISIL AA AA- 6/30/2013
7 0000000012193 10.40% TATA POWER CO.LTD. 2018 (ANNUAL) 2008010100065 04I IODS 100100 15.00 15.00 6/20/2008 ICRA CRISIL AA AA- 12/31/2013
8 0000000012264 10.50% Sec.Red.NC Gammon India Ltd. 2009010100005 04I IODS 100100 15.00 15.00 5/7/2009 CARE CARE AA D 12/31/2014
9 0000000012270 8.81% 2019 Tamilnadu Electricity Board 2009010100016 04I SGOA 100008 10.00 10.00 5/4/2009 CARE ICRA A+(SO) A-(SO) 12/12/2011
10 0000000012270 8.81% 2019 Tamilnadu Electricity Board 2009010100036 04I SGOA 100008 10.08 10.08 6/8/2009 CARE ICRA A+(SO) A-(SO) 12/12/2011
11 0000000012271 13%Sec Red NCDs of Era Infra Engineering Ltd 2009010100029 04I OLDB 100070 20.00 20.00 6/5/2009 CARE CARE A D 12/31/2013
12 0000000012272 11% Bharati Shipyard Ltd Sec.Rated Red.NCDs of 2009010100011 04I OLDB 100070 20.00 20.00 6/9/2009 CARE CARE A BB- 12/28/2011
13 0000000012276 8.80% -Unsec.NCRed.Sub.Bonds Central Bank-Put call 10 yrs 2009010100018 04I OBPT 100065 5.00 5.00 6/23/2009 CARE CARE AA A- 9/30/2017
14 0000000012322 8.40% 2020Tamilnadu Electricity Board 2009010100113 04I SGOA 100008 10.00 10.00 1/6/2010 CARE ICRA A+(SO) A-(SO) 12/12/2011
15 0000000012338 8.50% Steel Authority of India -NCD-2019 2009010100165 04I OBPT 100065 20.00 20.00 12/7/2009 FITCH FITCH AAA AA- 9/30/2017
16 0000000012347 8.65% NCD Taxable Bonds SAIL-2019 2009010100166 04I OBPT 100065 20.00 20.00 12/30/2009 FITCH FITCH AAA AA- 9/30/2017
17 0000000012384 11.15% Sec.Red.NCD -Era Infra Engineering Ltd. 2009010100215 04I OLDB 100070 10.00 10.00 2/27/2010 CARE CARE A D 12/31/2013
18 0000000012394 8.64% TAMIL NADU ELECTRICITY BOARD 10 years(7 year P/C) 2009010100232 04I SGOA 100008 10.00 10.00 3/29/2010 FITCH CARE A+(SO) A-(SO) 12/12/2011
19 0000000012394 8.64% TAMIL NADU ELECTRICITY BOARD 10 years(7 year P/C) 2009010100252 04I SGOA 100008 10.00 10.00 3/29/2010 FITCH CARE A+(SO) A-(SO) 12/12/2011
20 0000000012414 8.75% Steel Authority of India NCDs - 2010010100028 04I OBPT 100065 50.00 50.00 4/23/2010 FITCH FITCH AAA AA- 9/30/2017
21 0000000012425 8.72% Steel Authority of India 2020 -NCDs 2010010100045 04I OBPT 100065 10.04 10.04 5/31/2010 FITCH FITCH AAA AA- 9/30/2017
22 0000000012425 8.72% Steel Authority of India 2020 -NCDs 2010010100059 04I OBPT 100065 5.02 5.02 6/21/2010 FITCH FITCH AAA AA- 9/30/2017
23 0000000012425 8.72% Steel Authority of India 2020 -NCDs 2012010100370 04I OBPT 100065 14.93 15.00 3/8/2013 CARE FITCH AAA AA- 9/30/2017
24 0000000012429 9.50% Gammon India-NCD (Put option-18.6.2017)-2020 2010010100050 04I IODS 100100 10.00 10.00 6/18/2010 CARE CARE AA D 3/31/2015
25 0000000012429 9.50% Gammon India-NCD (Put option-18.6.2017)-2020 2010010100188 04I IODS 100100 10.00 10.00 11/16/2010 CRISIL CARE AA D 3/31/2015
26 0000000012447 9.15% Tata Power Co. Ltd.2020 2010010100117 04I IODS 100100 10.15 10.15 8/4/2010 ICRA CRISIL AA AA- 12/31/2013
27 0000000012447 9.15% Tata Power Co. Ltd.2020 2011010100040 04I IODS 100100 4.86 4.86 5/5/2011 CRISIL CRISIL AA AA- 12/31/2013
28 0000000012455 9.15% Tata Power 2018 2010010100130 04I IODS 100100 10.11 10.11 8/17/2010 ICRA CRISIL AA AA- 12/31/2013
29 0000000012493 9% Indian Overseas Bank Upper Tier II NCDs 2026 2010010100215 04I OBPT 100065 10.00 10.00 1/10/2011 CRISIL CRISIL AA A- 3/31/2016
30 0000000012515 11.25%Elder Pharma NCDs-2018 2010010100252 04I OLDB 100070 10.00 10.00 3/30/2011 CARE CARE A+ D 6/30/2013
31 0000000012519 10.25% Amtek Auto 2015 2011010100013 04I ECOS 100043 5.07 5.07 4/19/2011 CARE CARE AA AA- 6/30/2015
32 0000000012519 10.25% Amtek Auto 2015 2011010100014 04I ECOS 100043 5.06 5.06 4/19/2011 CARE CARE AA AA- 6/30/2015
33 0000000012519 10.25% Amtek Auto 2015 2011010100016 04I ECOS 100043 5.07 5.07 4/20/2011 CARE CARE AA AA- 6/30/2015
34 0000000012519 10.25% Amtek Auto 2015 2011010100018 04I ECOS 100043 5.06 5.06 4/21/2011 CARE CARE AA AA- 6/30/2015
35 0000000012519 10.25% Amtek Auto 2015 2012010100344 04I ECOS 100043 20.15 20.00 2/14/2013 CARE CARE AA AA- 6/30/2015
36 0000000012519 10.25% Amtek Auto 2015 2013010100042 04I ECOS 100043 20.35 20.00 5/22/2013 CARE CARE AA AA- 6/30/2015
37 0000000012527 10.75% Patel Engineering Ltd.-2016 2011010100022 04I OLDB 100070 10.22 10.22 4/29/2011 CARE CARE AA BB 9/30/2014
38 0000000012533 9.15% Tata Power 2019 NCDs - Secured 2011010100039 04I IODS 100100 4.88 4.88 5/5/2011 CRISIL CRISIL AA AA- 12/31/2013
39 0000000012560 9.35% Union Bank 2018 2011010100104 04I EPBT 100039 4.99 4.99 6/27/2011 BRICKWORK ICRA AAA AA 9/28/2012
40 0000000012560 9.35% Union Bank 2018 2011010100105 04I EPBT 100039 4.99 4.99 6/28/2011 BRICKWORK ICRA AAA AA 9/28/2012
41 0000000012577 9.95% Indian Hotels 2021-NCDs Secured 2011010100133 04I ECOS 100043 10.13 10.13 8/18/2011 CARE CARE AA+ AA 9/14/2012
42 0000000012630 10.10% Indian Hotels 2011010100227 04I ECOS 100043 10.00 10.00 11/24/2011 ICRA ICRA AA+ AA 9/14/2012
43 0000000012666 10.50% Reliance Infrastructure 2018 Secured 2011010100304 04I IODS 100100 25.00 25.00 1/27/2012 CRISIL CRISIL AA+ BBB+ 9/30/2017
44 0000000012690 9.55% Hindalco Inds.2022 NCDs Secured 2012010100042 04I ECOS 100043 10.00 10.00 5/8/2012 CARE CRISIL AA+ AA 9/30/2017
45 0000000012690 9.55% Hindalco Inds.2022 NCDs Secured 2012010100056 04I ECOS 100043 10.00 10.00 5/23/2012 CARE CRISIL AA+ AA 9/30/2017
46 0000000012690 9.55% Hindalco Inds.2022 NCDs Secured 2013010100369 04I ECOS 100043 4.89 5.00 1/2/2014 CARE CRISIL AA+ AA 9/30/2017
47 0000000012739 10.20% Reliance Capital 2022 2012010100150 04I ECOS 100043 9.98 9.98 8/29/2012 CARE CARE AAA AA+ 6/30/2017
48 0000000012739 10.20% Reliance Capital 2022 2012010100151 04I ECOS 100043 4.99 4.99 8/30/2012 CARE CARE AAA AA+ 6/30/2017
49 0000000012739 10.20% Reliance Capital 2022 2012010100181 04I ECOS 100043 10.05 10.05 9/27/2012 CARE CARE AAA AA+ 6/30/2017
50 0000000012739 10.20% Reliance Capital 2022 2012010100182 04I ECOS 100043 5.03 5.03 9/28/2012 CARE CARE AAA AA+ 6/30/2017
51 0000000012784 10.25% SREI INFRA FIN LTD 2019 2012010100251 04I IODS 100100 14.99 14.99 11/26/2012 BRICKWORK CARE AA A+ 12/31/2015
52 0000000012784 10.25% SREI INFRA FIN LTD 2019 2012010100267 04I IODS 100100 9.98 9.98 12/7/2012 BRICKWORK CARE AA A+ 12/31/2015
53 0000000012786 8.93% ORIENTAL BANK OF COMMERCE LOWER TIER II BONDS OF 2012010100258 04I OBPT 100065 15.00 15.00 12/3/2012 ICRA ICRA AA+ AA- 6/30/2017
54 0000000012786 8.93% ORIENTAL BANK OF COMMERCE LOWER TIER II BONDS OF 2012010100259 04I OBPT 100065 9.99 9.99 12/4/2012 ICRA ICRA AA+ AA- 6/30/2017
55 0000000012786 8.93% ORIENTAL BANK OF COMMERCE LOWER TIER II BONDS OF 2012010100271 04I OBPT 100065 9.99 9.99 12/14/2012 ICRA ICRA AA+ AA- 6/30/2017
56 0000000012789 9.95% RELIANCE CAPITAL 2022 2012010100266 04I ECOS 100043 15.00 15.00 12/5/2012 CARE CARE AAA AA+ 6/30/2017
57 0000000012789 9.95% RELIANCE CAPITAL 2022 2012010100276 04I ECOS 100043 15.04 15.04 12/19/2012 CARE CARE AAA AA+ 6/30/2017
58 0000000012789 9.95% RELIANCE CAPITAL 2022 2012010100302 04I ECOS 100043 20.14 20.00 1/14/2013 CARE CARE AAA AA+ 6/30/2017
59 0000000012792 10.75% Simplex Infra Ltd 2022 (put/Call 06.12.2019) 2012010100268 04I IODS 100100 15.00 15.00 12/11/2012 CARE CARE AA A 12/31/2015
60 0000000012795 IDBI 8.99% 19-Dec-12 INE008A08U50 2012010100277 04I OBPT 100065 15.00 15.00 12/19/2012 ICRA ICRA AA+ A 6/30/2017
61 0000000012799 8.90% UNION BANK 2022 2012010100285 04I EPBT 100039 14.00 14.00 1/1/2013 CARE CRISIL AAA AA+ 9/30/2017
62 0000000012818 10.25% Reliance Capital  Sec NCDs -2022 2012010100317 04I ECOS 100043 15.36 15.00 1/29/2013 CARE CARE AAA AA+ 3/31/2017
63 0000000012829 9.90% RELIANCE CAPITAL SEC NCD 2023 2012010100343 04I ECOS 100043 25.14 25.00 2/14/2013 CARE CARE AAA AA+ 3/31/2017
64 0000000012829 9.90% RELIANCE CAPITAL SEC NCD 2023 2013010100125 04I ECOS 100043 26.09 25.00 7/9/2013 CARE CARE AAA AA+ 3/31/2017
65 0000000012854 9.40% Tata Power Co.Ltd. 2022 Secured NCD 2013010100000 04I IODS 100100 10.00 10.00 4/12/2013 CARE CRISIL AA AA- 12/31/2013
66 0000000012885 9.80% Reliance Infrastructure Ltd. 2018-SEC NCD 2013010100123 04I IODS 100100 5.00 5.00 7/3/2013 BRICKWORK BRICKWORK AA AA- 6/30/2015
67 0000000012886 9.17% STERLITE INDUSTRIES (I) LTD SEC NCD 2023 2013010100126 04I ECOS 100043 20.00 20.00 7/10/2013 FITCH CRISIL AA+ AA 6/30/2017
68 0000000012886 9.17% STERLITE INDUSTRIES (I) LTD SEC NCD 2023 2013010100193 04I ECOS 100043 18.94 20.00 8/27/2013 FITCH CRISIL AA+ AA 6/30/2017
69 0000000012897 10% RELIANCE INFRASTRUCTURE LTD 2020 SEC NCD 2013010100154 04I IODS 100100 24.93 25.00 7/31/2013 BRICKWORK BRICKWORK AA AA- 6/30/2015
70 0000000012897 10% RELIANCE INFRASTRUCTURE LTD 2020 SEC NCD 2013010100274 04I IODS 100100 2.96 3.00 10/10/2013 BRICKWORK BRICKWORK AA AA- 6/30/2015
71 0000000012905 9.55% HINDALCO INDS.2022 SEC NCD 2013010100162 04I ECOS 100043 19.99 20.00 8/5/2013 CARE CRISIL AA+ AA 9/30/2017
72 0000000012905 9.55% HINDALCO INDS.2022 SEC NCD 2013010100328 04I ECOS 100043 9.82 10.00 12/6/2013 CARE CRISIL AA+ AA 9/30/2017
73 0000000012906 10% RELIANCE INFRASTRUCTURE LTD AUGUST 2020 SEC NCD 2013010100171 04I IODS 100100 25.00 25.00 8/8/2013 BRICKWORK BRICKWORK AA AA- 6/30/2015
74 0000000012913 9.80% Reliance Infrastructure Ltd July 2018 Sec Ncd 2013010100196 04I IODS 100100 24.34 25.00 8/28/2013 BRICKWORK BRICKWORK AA AA- 6/30/2015
75 0000000012913 9.80% Reliance Infrastructure Ltd July 2018 Sec Ncd 2013010100211 04I IODS 100100 14.60 15.00 9/5/2013 BRICKWORK BRICKWORK AA AA- 6/30/2015
76 0000000012913 9.80% Reliance Infrastructure Ltd July 2018 Sec Ncd 2013010100229 04I IODS 100100 9.75 10.00 9/23/2013 BRICKWORK BRICKWORK AA AA- 6/30/2015
77 0000000012928 9.10% STERLITE INDUSTRIES LTD 2023 SEC NCD 2013010100265 04I ECOS 100043 9.55 10.00 10/4/2013 CRISIL CRISIL AA+ AA 6/30/2017
78 0000000012938 10.20% RELIANCE INFRA LTD SEC NCD OCT 2020 2013010100286 04I IODS 100100 25.00 25.00 11/1/2013 BRICKWORK BRICKWORK AA AA- 6/30/2015
79 0000000012946 10.20% RELIANCE INFRA LTD SEC NCD OCT 2020 SERIES 17 2013010100305 04I IODS 100100 25.00 25.00 11/18/2013 BRICKWORK BRICKWORK AA AA- 6/30/2015
80 0000000012983 9.60% HINDALCO INDUSTRIES LTD 2022 SEC NCD 2014010100014 04I ECOS 100043 19.50 20.00 4/16/2014 CRISIL CRISIL AA+ AA 9/30/2017
81 0000000013028 9.42% RELIANCE CAPITAL LTD 2024 2014010100160 04I ECOS 100043 25.00 25.00 8/5/2014 CARE CARE AAA AA+ 3/31/2017
82 0000000013028 9.42% RELIANCE CAPITAL LTD 2024 2014010100167 04I ECOS 100043 15.00 15.00 8/6/2014 CARE CARE AAA AA+ 3/31/2017
83 0000000013050 10.10% RELIANCE CAPITAL LTD 2022 NCD 2014010100212 04I ECOS 100043 5.16 5.00 9/12/2014 CARE CARE AAA AA+ 3/31/2017
84 0000000013069 9.32% RELIANCE CAPITAL LIMITED - 2024 2014010100281 04I ECOS 100043 20.00 20.00 11/21/2014 CARE CARE AAA AA+ 3/31/2017
85 0000000013087 10.50% AMTEK AUTO LIMITED - 2020 2014010100324 04I OLDB 100070 25.00 25.00 1/9/2015 CARE CARE AA D 12/31/2015
86 0000000013087 10.50% AMTEK AUTO LIMITED - 2020 2014010100404 04I OLDB 100070 10.00 10.00 3/2/2015 CARE CARE AA D 12/31/2015
87 0000000013148 9.72% JSW STEEL LIMITED-2019 2015010100041 04I OLDB 100070 25.39 25.00 5/11/2015 CARE CARE AA AA- 3/31/2016
88 0000000013224 8.23%  PNB HOUSING FINANCE LTD., - 2019 2015010100209 04I HTDN 100016 20.00 20.00 10/14/2015 CARE ICRA AAA AA+ 3/31/2016
89 0000000013401 8.90% Reliance Capital Ltd., - 2021 2016010100143 04I ECOS 100043 25.00 25.00 9/14/2016 BRICKWORK CARE AAA AA+ 3/31/2017
90 0000000013402 9.00% Reliance Capital Ltd.,-2026 2016010100144 04I ECOS 100043 20.00 20.00 9/15/2016 BRICKWORK CARE AAA AA+ 3/31/2017
91 0000000012263 8.75%-9.25% UPPER TIER II BONDS OF ORIENTAL BANK OF COMMERCE 2009010100004 04P OBPT 100065 10.10 10.10 5/20/2009 CRISIL ICRA AA A+ 6/30/2017
1284.81 1332.51