FORM NL-12-INVESTMENT SCHEDULE
Name of the Insurer:  GENERAL INSURANCE CORPORATION OF INDIA   
Investments
INVESTMENTS - SHAREHOLDERS' FUND
(` '000)
  Particulars As at 30.09.2018 As at 30.09.2017
  LONG TERM INVESTMENTS    
1 Government securities and Government guaranteed 54062 513 38413 970
bonds including Treasury Bills    
2 Other Approved Securities 640 009 733 625
3 Other Investments    
     (a)  Shares    
           (aa)  Equity - Indian 98853 769 98022 483
                   Equity - Foreign 569 499 569 499
           (bb)  Preference  509  694
     (b)  Mutual Funds  0  0
     (c)  Derivative Instruments  0  0
     (d)  Debentures /Bonds Indian 6751 238 6878 737
           Debentures /Bonds Foreign  0  0
     (e) Other Securities    
          Guaranteed  Equity  130  133
     (f)  Subsidiaries 4520 726 1407 143
     (e)   Associates - Indian  0  0
            Associates - Foreign 159 479 159 479
4 Investments in Infrastructure and Social Sector    
(a) Equity 3255 790 4337 845
(b) Debentures/Bonds 21005 314 17983 927
5 Other than Approved Investments    
     (a)   Equity/Preference/Debentures/Venture Funds 1388 226 2023 427
     (b)   Preference 5 824 8 410
     (c)  Debentures /Bond 1001 065 1327 640
     (d)  Venture Funds 382 513 448 869
     (e)  Associate Indian 700 000 700 000
Short Term Investments    
1 Government securities and Government guaranteed  1271 526 1271 154
bonds including Treasury Bills    
2 Other Approved Securities 153 641 218 201
3 Other Investments    
     (a)  Shares    
           (aa)  Equity   0  0
           (bb)  Preference  0 9 844
     (b)  Mutual Funds 3259 324 4987 236
     (c)  Derivative Instruments  0  0
     (d) Debentures /Bond Indian 958 597 1376 152
           Debentures /Bond Foreign  0  0
     (e) Other Securities    
          Commercial Paper  0 111 648
     (f)  Subsidiaries  0  0
     (g)   Associates - Indian  0  0
            Associates - Foreign  0  0
4 Investments in Infrastructure and Social Sector    
     (a)  Debentures /Bond 3594 314 1685 395
5 Other than Approved Investments    
     (a)   Preference Shares 4 590 3 449
     (b) Debentures /Bond  457 083 856 476
     (c)  Mutual Funds  0  0
  TOTAL 202995 679 183535 436
 0 - 2
Figures for the previous year have been regrouped where necessary.
INVESTMENTS - POLICYHOLDERS' FUND
  Particulars As at 30.09.2018 As at 30.09.2017
  LONG TERM INVESTMENTS    
  LONG TERM INVESTMENTS    
1 Government securities and Government guaranteed 153630 583 105945 179
bonds including Treasury Bills    
2 Other Approved Securities 1818 726 2023 326
3 Other Investments    
     (a)  Shares    
           (aa)  Equity - Indian 280914 842 270344 608
                   Equity - Foreign  0  0
           (bb)  Preference 1 446 1 913
     (b)  Mutual Funds  0  0
     (c)  Derivative Instruments  0  0
     (d)  Debentures /Bonds Indian 19185 136 18971 460
           Debentures /Bonds Foreign  0  0
     (e) Other Securities    
          Guaranteed  Equity  370  367
     (f)  Subsidiaries  0  0
     (e)   Associates - Indian  0  0
            Associates - Foreign  0  0
4 Investments in Infrastructure and Social Sector    
(a) Equity 9252 046 11963 715
(b) Debentures/Bonds 59691 245 49599 413
5 Other than Approved Investments    
     (a)   Equity/Preference/Debentures/Venture Funds 3944 952 5580 583
     (b)   Preference 16 549 23 194
     (c)  Debentures /Bond 2844 749 3661 612
     (d)  Venture Funds 1086 995 1237 975
     (e)  Associate Indian  0  0
Short Term Investments    
1 Government securities and Government guaranteed  3613 321 3505 825
bonds including Treasury Bills    
2 Other Approved Securities 436 605 601 797
3 Other Investments    
     (a)  Shares    
           (aa)  Equity   0  0
           (bb)  Preference  0 27 151
     (b)  Mutual Funds 9262 091 13754 725
     (c)  Derivative Instruments  0  0
     (d) Debentures /Bond Indian 2724 066 3795 407
           Debentures /Bond Foreign  0  0
     (e) Other Securities    
          Commercial Paper  0 307 924
     (f)  Subsidiaries  0  0
     (g)   Associates - Indian  0  0
            Associates - Foreign  0  0
4 Investments in Infrastructure and Social Sector    
     (a)  Debentures /Bond 10214 038 4648 295
5 Other than Approved Investments    
     (a)   Preference Shares 13 042 9 512
     (b) Debentures /Bond  1298 902 2362 147
     (c)  Mutual Funds  0  0
  TOTAL 559949 704 498366 128
 0  2
Figures for the previous year have been regrouped where necessary.
Notes:
(a) Investments in subsidiary/holding companies, joint ventures and associates shall be separately disclosed, at cost.
(i) Holding company and subsidiary shall be construed as defined in the Companies Act, 1956:
(ii)        Joint Venture is a contractual arrangement whereby two or more parties undertake an economic activity, which is subject to joint control.
(i)             Joint control - is the contractually agreed sharing of power to govern the financial and operating policies of an economic activity to obtain benefits from it.
(ii)           Associate - is an enterprise in which the company has significant influence and which is neither a subsidiary nor a joint venture of the company.
(iii)          Significant influence (for the purpose of this schedule) - means participation in the financial and operating policy decisions of a company, but not control of those policies.  Significant influence may be exercised in several ways, for example, by representation on the board of directors, participation in the policymaking process, material inter-company transactions, interchange of managerial personnel or dependence on technical information. Significant influence may be gained by share ownership, statute or agreement.  As regards share ownership, if an investor holds, directly or indirectly through subsidiaries, 20 percent or more of the voting power of the investee, it is presumed that the investor does have significant influence, unless it can be clearly demonstrated that this is not the case.  Conversely, if the investor holds, directly or indirectly through subsidiaries, less than 20 percent of the voting power of the investee, it is presumed that the investor does not have significant influence, unless such influence is clearly demonstrated.  
A substantial or majority ownership by another investor does not necessarily preclude an investor from having significant influence.
(b)        Aggregate amount of company's investments other than listed equity securities and derivative instruments and also the market value thereof shall be disclosed.
(c)        Investments made out of Catastrophe reserve should be shown separately.
(d)        Debt securities will be considered as “held to maturity” securities and will be measured at historical cost subject to amortisation.
(e)            Investment Property means a property [land or building or part of a building or both] held to earn rental income or for capital appreciation or for both, rather than for use in services or for administrative purposes.
(f)             Investments maturing within twelve months from balance sheet date and investments made with the specific intention to dispose of within twelve months from balance sheet date shall be classified as short-term investments