FORM NL-37-DOWNGRADING OF INVESTMENTS

                         
                               

Sr No

Security ID

Particulars of Investments

Fin.Trn.Number

Product Type

IRDA Code

BAP Code

Purchase Amount

Nominal Amount

Date of Purchase

Original Rating Agency

Current Rating Agency

Original Grade

Current Grade

Date of Downgrade

Remarks

A

 

DURING THE QUARTER

       

0.00

0.00

             

1

0000000011354

IFCI 11.50% 19-Aug-11 INE039A07678

2005010100396

04I

SGOA

100008

0.25

0.25

12/31/2005

CRISIL

ICRA

AAA

BBB-

12/4/2019

 

2

0000000011355

IFCI 12.00% 13-Jan-12 INE039A07686

2005010100397

04I

SGOA

100008

0.75

0.75

12/31/2005

CRISIL

ICRA

AAA

BBB-

12/4/2019

 

3

0000000012299

9.65% Yes Bank Ltd. Unsec NCD

2009010100094

04I

OLDB

100070

10.00

10.00

9/30/2009

ICRA

BRICKWORK

AA-

A

12/31/2019

 

4

0000000012359

9.65% Unsec NCD of Yes Bank

2009010100167

04I

OLDB

100070

10.00

10.00

1/22/2010

CARE

BRICKWORK

AA-

A

12/31/2019

 

5

0000000012359

9.65% Unsec NCD of Yes Bank

2009010100210

04I

OLDB

100070

5.00

5.00

1/22/2010

CARE

BRICKWORK

AA-

A

12/31/2019

 

6

0000000012609

10.20% Yes Bank Limited -2021

2011010100191

04I

OLDB

100070

10.00

10.00

10/28/2011

CARE

CARE

AA

A

12/31/2019

 

7

0000000012750

10.40% RELIANCE HOME FINANCE Ltd2022-Unsec.Sub.Debt Tier II

2012010100179

04I

OLDB

100070

14.99

14.99

9/24/2012

CARE

CARE

AA

D

10/31/2019

 

8

0000000012756

10.40% Reliance Home Finance Ltd.2022 - Unsecured

2012010100195

04I

OLDB

100070

14.99

14.99

10/4/2012

CARE

CARE

AA

D

10/31/2019

 

9

0000000012792

10.75% Simplex Infra Ltd 2022 (put/Call 06.12.2019)

2012010100268

04I

IODS

100100

15.00

15.00

12/11/2012

CARE

CARE

AA

D

12/12/2019

 

10

0000000012826

10% RELIANCE HOME FINANCE LTD 2023

2012010100336

04I

OLDB

100070

15.00

15.00

2/11/2013

CARE

CARE

AA

D

10/31/2019

 

11

0000000013343

8.95% RELIANCE HOME FINANCE LTD. - 2025

2016010100062

04I

OLDB

100070

25.00

25.00

5/19/2016

BRICKWORK

CARE

AA+

D

10/31/2019

 

12

0000000013388

9.10% Reliance General Insurance Co. Ltd. 2026

2016010100127

04I

OLDB

100070

20.00

20.00

8/18/2016

CARE

BRICKWORK

AA

A+

11/4/2019

 

13

0000000013427

7.73% CAN FIN HOMES LTD. 2020

2016010100190

04I

HTDA

100017

25.00

25.00

10/26/2016

ICRA

FITCH

AAA

AA

12/19/2019

 

14

0000000013427

7.73% CAN FIN HOMES LTD. 2020

2016010100417

04I

HTDA

100017

24.92

25.00

3/10/2017

ICRA

FITCH

AAA

AA

12/19/2019

 

15

0000000013442

7.77% CAN FIN HOMES LTD-2021 NC TAXBLE DEB

2016010100221

04I

HTDA

100017

20.00

20.00

11/17/2016

FITCH

FITCH

AAA

AA

12/19/2019

 

16

0000000013523

7.68% CAN FIN HOMES LTD. - 2020

2017010100000

04I

HTDA

100017

20.01

20.00

4/5/2017

ICRA

FITCH

AAA

AA

12/19/2019

 

17

0000000013611

7.44% Can Fin Homes Ltd.-2021

2017010100505

04I

HTDA

100017

24.96

25.00

11/10/2017

FITCH

FITCH

AAA

AA

12/19/2019

 

B

 

AS ON DATE

       

0.00

0.00

             

1

0000000011426

MAHARASHTRA STATE ROAD DEVELOPMENT CORPORATION LTD

2005010100458

04I

SGOA

100008

27.00

75.00

12/31/2005

CARE

CARE

AAA

BBB+

9/30/2013

 

2

0000000011467

5.95% KARNATAKA WATER AND SANITATION POOLED FUND

2005010100591

04I

IPTD

100028

5.00

5.00

12/31/2005

CARE

   

AA+

12/31/2016

Rating is not available on the date of Purchase

3

0000000011947

9.35% JINDAL STAINLESS 2022

2005010100912

04I

OLDB

100070

10.00

10.00

2/1/2006

CARE

CARE

AA

BBB-

9/30/2018

 

4

0000000012264

10.50% Sec.Red.NC Gammon India Ltd.

2009010100005

04I

IODS

100100

15.00

15.00

5/7/2009

CARE

CARE

AA

D

12/31/2014

 

5

0000000012271

13%Sec Red NCDs of Era Infra Engineering Ltd

2009010100029

04I

OLDB

100070

20.00

20.00

6/5/2009

CARE

CARE

A

D

12/31/2013

 

6

0000000012272

11% Bharati Shipyard Ltd Sec.Rated Red.NCDs of

2009010100011

04I

IODS

100100

20.00

20.00

6/9/2009

CARE

CARE

A

BB-

12/28/2011

 

7

0000000012322

8.40% 2020Tamilnadu Electricity Board

2009010100113

04I

SGOA

100008

10.00

10.00

1/6/2010

CARE

ICRA

A+(SO)

A-(SO)

12/12/2011

 

8

0000000012365

9.97% Unsec.Red.Sub.NCDs Dewan Housing finance corp. ltd.

2009010100175

04I

OLDB

100070

10.00

10.00

1/8/2010

FITCH

CARE

AA

D

6/30/2019

 

9

0000000012365

9.97% Unsec.Red.Sub.NCDs Dewan Housing finance corp. ltd.

2010010100240

04I

OLDB

100070

10.26

10.26

2/8/2011

ICRA

CARE

AA+

D

6/30/2019

 

10

0000000012382

9.97% Unsec.Red.NCD -Dewan Housing Finance Corpn. Ltd.

2009010100211

04I

OLDB

100070

10.00

10.00

1/15/2010

ICRA

CARE

AA

D

6/30/2019

 

11

0000000012384

11.15% Sec.Red.NCD -Era Infra Engineering Ltd.

2009010100215

04I

OLDB

100070

10.00

10.00

2/27/2010

CARE

CARE

A

D

12/31/2013

 

12

0000000012394

8.64% TAMIL NADU ELECTRICITY BOARD 10 years(7 year P/C)

2009010100232

04I

SGOA

100008

10.00

10.00

3/29/2010

CARE

CARE

A+(SO)

A-(SO)

12/12/2011

 

13

0000000012394

8.64% TAMIL NADU ELECTRICITY BOARD 10 years(7 year P/C)

2009010100252

04I

SGOA

100008

10.00

10.00

3/29/2010

CARE

CARE

A+(SO)

A-(SO)

12/12/2011

 

14

0000000012403

9.20% Sec.NCD Infrastructure Leasing & Financial Services*

2009010100250

04I

IODS

100100

10.00

10.00

3/22/2010

CARE

CARE

AAA

D

9/30/2018

 

15

0000000012414

8.75% Steel Authority of India NCDs -

2010010100028

04I

OBPT

100065

50.00

50.00

4/23/2010

FITCH

FITCH

AAA

AA-

9/30/2017

 

16

0000000012415

9.85% Dewan Housing Finance Corpn Ltd.

2010010100029

04I

OLDB

100070

5.00

5.00

4/27/2010

ICRA

CARE

AA

D

6/30/2019

 

17

0000000012424

8.65% IDFC FIRST BANK LIMITED -24.05.2020 Bonds

2010010100043

04I

ICTD

100030

20.00

20.00

5/24/2010

ICRA

ICRA

AAA

AA

6/30/2019

 

18

0000000012424

8.65% IDFC FIRST BANK LIMITED -24.05.2020 Bonds

2010010100070

04I

ICTD

100030

9.98

9.98

7/2/2010

ICRA

ICRA

AAA

AA

6/30/2019

 

19

0000000012425

8.72% Steel Authority of India 2020 -NCDs

2010010100045

04I

OBPT

100065

10.04

10.04

5/31/2010

FITCH

FITCH

AAA

AA-

9/30/2017

 

20

0000000012425

8.72% Steel Authority of India 2020 -NCDs

2010010100059

04I

OBPT

100065

5.02

5.02

6/21/2010

FITCH

FITCH

AAA

AA-

9/30/2017

 

21

0000000012425

8.72% Steel Authority of India 2020 -NCDs

2012010100370

04I

OBPT

100065

14.93

15.00

3/8/2013

FITCH

FITCH

AAA

AA-

9/30/2017

 

22

0000000012429

9.50% Gammon India-NCD (Put option-18.6.2017)-2020

2010010100050

04I

IODS

100100

10.00

10.00

6/18/2010

CARE

CARE

AA

D

3/31/2015

 

23

0000000012429

9.50% Gammon India-NCD (Put option-18.6.2017)-2020

2010010100188

04I

IODS

100100

10.00

10.00

11/16/2010

CRISIL

CARE

AA

D

3/31/2015

 

24

0000000012447

9.15% Tata Power Co. Ltd.2020

2010010100117

04I

IODS

100100

10.15

10.15

8/4/2010

ICRA

CRISIL

AA

AA-

12/31/2013

 

25

0000000012447

9.15% Tata Power Co. Ltd.2020

2011010100040

04I

IODS

100100

4.86

4.86

5/5/2011

CRISIL

CRISIL

AA

AA-

12/31/2013

 

26

0000000012464

9.70% Dewan Housing Finance Corp.-2020

2010010100154

04I

OLDB

100070

15.00

15.00

10/22/2010

CARE

CARE

AA

D

6/30/2019

 

27

0000000012485

8.89% IDFC FIRST BANK LIMITED - 2.12.2020

2010010100202

04I

ICTD

100030

5.00

5.00

12/2/2010

 

ICRA

AA+

AA

6/30/2019

 

28

0000000012490

9.05% IDFC LIMITED - 27.12.2020- Secured NCDs

2010010100208

04I

ICTD

100030

5.00

5.00

12/27/2010

ICRA

ICRA

AAA

AA

6/30/2019

 

29

0000000012493

9% Indian Overseas Bank Upper Tier II NCDs 2026

2010010100215

04I

OBPT

100065

10.00

10.00

1/10/2011

ICRA

CRISIL

AA

A-

3/31/2016

 

30

0000000012514

10.40% Dewan Housing  Finance 24.11.2020

2010010100251

04I

OLDB

100070

10.00

10.00

3/16/2011

BRICKWORK

BRICKWORK

AAA

D

6/30/2019

 

31

0000000012515

11.25%Elder Pharma NCDs-2018

2010010100252

04I

OLDB

100070

10.00

10.00

3/30/2011

CARE

CARE

A+

D

6/30/2013

 

32

0000000012519

10.25% Amtek Auto 2015-

2011010100013

04I

OLDB

100070

5.07

5.07

4/19/2011

CARE

CARE

AA

AA-

6/30/2015

 

33

0000000012519

10.25% Amtek Auto 2015-

2011010100014

04I

OLDB

100070

5.06

5.06

4/19/2011

CARE

CARE

AA

AA-

6/30/2015

 

34

0000000012519

10.25% Amtek Auto 2015-

2011010100016

04I

OLDB

100070

5.07

5.07

4/20/2011

CARE

CARE

AA

AA-

6/30/2015

 

35

0000000012519

10.25% Amtek Auto 2015-

2011010100018

04I

OLDB

100070

5.06

5.06

4/21/2011

CARE

CARE

AA

AA-

6/30/2015

 

36

0000000012519

10.25% Amtek Auto 2015-

2012010100344

04I

OLDB

100070

20.15

20.00

2/14/2013

CARE

CARE

AA

AA-

6/30/2015

 

37

0000000012519

10.25% Amtek Auto 2015-

2013010100042

04I

OLDB

100070

20.35

20.00

5/22/2013

CARE

CARE

AA

AA-

6/30/2015

 

38

0000000012565

10.50% Reliance capital Ltd.2021

2011010100112

04I

OLDB

100070

10.00

10.00

7/15/2011

CARE

CARE

AA+

D

9/30/2019

 

39

0000000012565

10.50% Reliance capital Ltd.2021

2011010100113

04I

OLDB

100070

5.00

5.00

7/18/2011

CARE

CARE

AA+

D

9/30/2019

 

40

0000000012570

9.68% Infrastructure leasing & Finance Co.Ltd.2021

2011010100126

04I

IODS

100100

15.00

15.00

8/4/2011

FITCH

FITCH

AAA

D

9/30/2018

 

41

0000000012577

9.95% Indian Hotels 2021-NCDs Secured

2011010100133

04I

ECOS

100043

10.13

10.13

8/18/2011

CARE

CARE

AA+

AA

9/14/2012

 

42

0000000012599

11% Dewan Housing Fin.Corp Ltd.2021-NCDs

2011010100170

04I

OLDB

100070

5.00

5.00

9/29/2011

CARE

BRICKWORK

AA+

D

6/30/2019

 

43

0000000012599

11% Dewan Housing Fin.Corp Ltd.2021-NCDs

2011010100270

04I

OLDB

100070

9.99

9.99

1/25/2012

CARE

BRICKWORK

AA+

D

6/30/2019

 

44

0000000012611

10.75% Reliance Capital - 2021 NCDs

2011010100198

04I

OLDB

100070

10.00

10.00

11/1/2011

CARE

CARE

AA+

D

9/30/2019

 

45

0000000012611

10.75% Reliance Capital - 2021 NCDs

2011010100199

04I

OLDB

100070

5.00

5.00

10/31/2011

CARE

CARE

AA+

D

9/30/2019

 

46

0000000012630

10.10% Indian Hotels

2011010100227

04I

ECOS

100043

10.00

10.00

11/24/2011

CARE

CARE

AA+

AA

9/14/2012

 

47

0000000012639

10.75% Reliance Capital 2021

2011010100238

04I

OLDB

100070

9.99

9.99

12/21/2011

CARE

CARE

AA+

D

9/30/2019

 

48

0000000012639

10.75% Reliance Capital 2021

2011010100243

04I

OLDB

100070

9.99

9.99

1/5/2012

CARE

CARE

AA+

D

9/30/2019

 

49

0000000012643

10.60% Reliance Capital 2022 NCDs

2011010100242

04I

OLDB

100070

9.98

9.98

1/6/2012

CARE

CARE

AA+

D

9/23/2019

 

50

0000000012661

9.82% Infrastructure Leasing  & Financial Services Ltd. 2022

2011010100293

04I

IODS

100100

10.00

10.00

1/31/2012

CARE

CARE

AAA

D

9/30/2018

 

51

0000000012665

10.75% Reliance Capital 2021 -Unsecured

2011010100303

04I

OLDB

100070

9.89

9.89

2/17/2012

CARE

CARE

AA+

D

9/30/2019

 

52

0000000012665

10.75% Reliance Capital 2021 -Unsecured

2011010100307

04I

OLDB

100070

9.89

9.89

2/21/2012

CARE

CARE

AA+

D

9/30/2019

 

53

0000000012673

10.60% Reliance Capital  NCDs -2022

2011010100322

04I

OLDB

100070

9.98

9.98

3/7/2012

CARE

CARE

AA+

D

9/30/2019

 

54

0000000012673

10.60% Reliance Capital  NCDs -2022

2011010100325

04I

OLDB

100070

4.99

4.99

3/9/2012

CARE

CARE

AA+

D

9/30/2019

 

55

0000000012682

10.30% IL&FS   Financial Services Ltd.

2012010100003

04I

OLDB

100070

10.06

10.06

4/10/2012

FITCH

CARE

AAA

D

9/30/2018

 

56

0000000012690

9.55% Hindalco Inds.2022 NCDs Secured

2012010100042

04I

ECOS

100043

10.00

10.00

5/8/2012

CRISIL

CRISIL

AA+

AA

9/30/2017

 

57

0000000012690

9.55% Hindalco Inds.2022 NCDs Secured

2012010100056

04I

ECOS

100043

10.00

10.00

5/23/2012

CRISIL

CRISIL

AA+

AA

9/30/2017

 

58

0000000012690

9.55% Hindalco Inds.2022 NCDs Secured

2013010100369

04I

ECOS

100043

4.89

5.00

1/2/2014

CRISIL

CRISIL

AA+

AA

9/30/2017

 

59

0000000012695

9.80% Infrastructure Leasing & Financial Services Ltd.

2012010100067

04I

IODS

100100

15.00

15.00

6/5/2012

CARE

CARE

AAA

D

9/30/2018

 

60

0000000012739

10.20% Reliance Capital 2022

2012010100150

04I

OLDB

100070

9.98

9.98

8/29/2012

CARE

CARE

AAA

D

9/23/2019

 

61

0000000012739

10.20% Reliance Capital 2022

2012010100151

04I

OLDB

100070

4.99

4.99

8/30/2012

CARE

CARE

AAA

D

9/23/2019

 

62

0000000012739

10.20% Reliance Capital 2022

2012010100181

04I

OLDB

100070

10.05

10.05

9/27/2012

CARE

CARE

AAA

D

9/23/2019

 

63

0000000012739

10.20% Reliance Capital 2022

2012010100182

04I

OLDB

100070

5.03

5.03

9/28/2012

CARE

CARE

AAA

D

9/23/2019

 

64

0000000012755

9.54% IL&FS Financial Services Ltd.-2022-Series IV

2012010100193

04I

OLDB

100070

10.08

10.08

10/5/2012

FITCH

FITCH

AAA

D

9/30/2018

 

65

0000000012755

9.54% IL&FS Financial Services Ltd.-2022-Series IV

2012010100194

04I

OLDB

100070

5.04

5.04

10/8/2012

FITCH

FITCH

AAA

D

9/30/2018

 

66

0000000012786

8.93% ORIENTAL BANK OF COMMERCE LOWER TIER II BONDS OF

2012010100258

04I

OBPT

100065

15.00

15.00

12/3/2012

ICRA

CARE

AA+

A+

9/30/2018

 

67

0000000012786

8.93% ORIENTAL BANK OF COMMERCE LOWER TIER II BONDS OF

2012010100259

04I

OBPT

100065

9.99

9.99

12/4/2012

ICRA

CARE

AA+

A+

9/30/2018

 

68

0000000012786

8.93% ORIENTAL BANK OF COMMERCE LOWER TIER II BONDS OF

2012010100271

04I

OBPT

100065

9.99

9.99

12/14/2012

ICRA

CARE

AA+

A+

9/30/2018

 

69

0000000012789

9.95% RELIANCE CAPITAL 2022

2012010100266

04I

OLDB

100070

15.00

15.00

12/5/2012

CARE

CARE

AAA

D

9/30/2019

 

70

0000000012789

9.95% RELIANCE CAPITAL 2022

2012010100276

04I

OLDB

100070

15.04

15.04

12/19/2012

CARE

CARE

AAA

D

9/30/2019

 

71

0000000012789

9.95% RELIANCE CAPITAL 2022

2012010100302

04I

OLDB

100070

20.14

20.00

1/14/2013

CARE

CARE

AAA

D

9/30/2019

 

72

0000000012795

IDBI 8.99% 19-Dec-12 INE008A08U50

2012010100277

04I

OBPT

100065

15.00

15.00

12/19/2012

ICRA

ICRA

AA+

A

6/30/2017

 

73

0000000012799

8.90% UNION BANK 2022

2012010100285

04I

EPBT

100039

14.00

14.00

1/1/2013

CARE

CRISIL

AAA

AA+

9/30/2017

 

74

0000000012802

9.40%INFRASTRUCTURE LEASING AND FINANCIAL.-2022 Sec Red NCD.

2012010100290

04I

IODS

100100

20.00

20.00

1/3/2013

ICRA

FITCH

AAA

D

9/30/2018

 

75

0000000012818

10.25% Reliance Capital  Sec NCDs -2022

2012010100317

04I

OLDB

100070

15.36

15.00

1/29/2013

CARE

CARE

AAA

D

9/30/2019

 

76

0000000012829

9.90% RELIANCE CAPITAL SEC NCD 2023

2012010100343

04I

OLDB

100070

25.14

25.00

2/14/2013

CARE

CARE

AAA

D

9/30/2019

 

77

0000000012829

9.90% RELIANCE CAPITAL SEC NCD 2023

2013010100125

04I

OLDB

100070

26.09

25.00

7/9/2013

CARE

CARE

AAA

D

9/30/2019

 

78

0000000012854

9.40% Tata Power Co.Ltd. 2022 Secured NCD

2013010100000

04I

IODS

100100

10.00

10.00

4/12/2013

CARE

CRISIL

AA

AA-

12/31/2013

 

79

0000000012872

9.5% RELIANCE HOME FINANCE LTD 2023  UNSEC

2013010100066

04I

OLDB

100070

24.99

25.00

6/3/2013

CARE

CARE

AA

D

9/30/2019

 

80

0000000012879

7.98% IDFC FIRST BANK LIMITED 2023 SEC NCD

2013010100115

04I

ICTD

100030

19.76

20.00

6/28/2013

CRISIL

ICRA

AAA

AA

6/30/2019

 

81

0000000012905

9.55% HINDALCO INDS.2022 SEC NCD

2013010100162

04I

ECOS

100043

19.99

20.00

8/5/2013

CARE

CRISIL

AA+

AA

9/30/2017

 

82

0000000012905

9.55% HINDALCO INDS.2022 SEC NCD

2013010100328

04I

ECOS

100043

9.82

10.00

12/6/2013

CARE

CRISIL

AA+

AA

9/30/2017

 

83

0000000012948

10.70% Dewan Housing-2023 Secured Red. NCD Sr. XII Tranche-9

2013010100317

04I

OLDB

100070

15.00

15.00

11/27/2013

BRICKWORK

BRICKWORK

AAA

D

6/30/2019

 

84

0000000012948

10.70% Dewan Housing-2023 Secured Red. NCD Sr. XII Tranche-9

2013010100318

04I

OLDB

100070

10.00

10.00

12/2/2013

BRICKWORK

BRICKWORK

AAA

D

6/30/2019

 

85

0000000012967

9.63% IDFC FIRST BANK LTD 2024 SEC NCD

2013010100370

04I

ICTD

100030

25.00

25.00

1/7/2014

FITCH

ICRA

AAA

AA

6/30/2019

 

86

0000000012977

9.90% IL & FS FINANCIAL SERVICES LTD 2019 SEC NCD

2013010100386

04I

OLDB

100070

25.00

25.00

1/31/2014

FITCH

FITCH

AAA

D

9/30/2018

 

87

0000000012978

9.95% IL& FS LTD. 2021 SEC NCD

2013010100388

04I

IODS

100100

20.00

20.00

2/7/2014

ICRA

CARE

AAA

D

9/30/2018

 

88

0000000012983

9.60% HINDALCO INDUSTRIES LTD 2022 SEC NCD

2014010100014

04I

ECOS

100043

19.50

20.00

4/16/2014

CRISIL

CRISIL

AA+

AA

9/30/2017

 

89

0000000013017

9.50% IL&FS FINANCIAL SERVICES LTD.

2014010100119

04I

OLDB

100070

15.00

15.00

7/8/2014

FITCH

CARE

AAA

D

9/30/2018

 

90

0000000013027

9.50%INFRASTRUCTURE LEASING & FIN.SERVICES LTD.-2024-SEC NCD

2014010100153

04I

IODS

100100

25.00

25.00

8/1/2014

ICRA

CARE

AAA

D

9/30/2018

 

91

0000000013028

9.42% RELIANCE CAPITAL LTD 2024

2014010100160

04I

OLDB

100070

25.00

25.00

8/5/2014

CARE

CARE

AAA

D

9/30/2019

 

92

0000000013028

9.42% RELIANCE CAPITAL LTD 2024

2014010100167

04I

OLDB

100070

15.00

15.00

8/6/2014

CARE

CARE

AAA

D

9/30/2019

 

93

0000000013030

9.30%IDFC FIRST BANK LIMITED - 07.08.2024

2014010100178

04I

ICTD

100030

25.00

25.00

8/11/2014

ICRA

ICRA

AAA

AA

6/30/2019

 

94

0000000013034

9.55%INFRASTRUCTURE LEASING & FIN.SERVICES LTD.-2024-SEC NCD

2014010100184

04I

IODS

100100

20.00

20.00

8/19/2014

FITCH

FITCH

AAA

D

9/30/2018

 

95

0000000013035

9.95% DEWAN HOUSING FINANCE CO.LTD. 2024

2014010100185

04I

OLDB

100070

19.87

20.00

8/22/2014

CARE

CARE

AAA

D

6/30/2019

 

96

0000000013035

9.95% DEWAN HOUSING FINANCE CO.LTD. 2024

2014010100216

04I

OLDB

100070

14.99

15.00

9/19/2014

CARE

CARE

AAA

D

6/30/2019

 

97

0000000013049

9.35%PUNJAB NATIONAL BANK  2024 (UNSECURED NCD)

2014010100211

04I

EPBT

100039

15.00

15.00

9/12/2014

CRISIL

FITCH

AAA

AA+

6/30/2018

 

98

0000000013050

10.10% RELIANCE CAPITAL LTD 2022 NCD

2014010100212

04I

OLDB

100070

5.16

5.00

9/12/2014

CARE

CARE

AAA

D

9/30/2019

 

99

0000000013052

9.38%IDFC FIRST BANK LIMITED.10.09.2024

2014010100214

04I

ICTD

100030

20.00

20.00

9/16/2014

ICRA

ICRA

AAA

AA

6/30/2019

 

100

0000000013069

9.32% RELIANCE CAPITAL LIMITED - 2024

2014010100281

04I

OLDB

100070

20.00

20.00

11/21/2014

CARE

CARE

AAA

D

9/30/2019

 

101

0000000013087

10.50% AMTEK AUTO LIMITED - 2020

2014010100324

04I

OLDB

100070

25.00

25.00

1/9/2015

CARE

CARE

AA

D

12/31/2015

 

102

0000000013087

10.50% AMTEK AUTO LIMITED - 2020

2014010100404

04I

OLDB

100070

10.00

10.00

3/2/2015

CARE

CARE

AA

D

12/31/2015

 

103

0000000013129

9.80%AADHAR HOUSING FINANCE LTD. 2025

2014010100431

04I

HTDA

100017

25.00

25.00

3/25/2015

CARE

CARE

AA+(SO)

AA

3/31/2019

 

104

0000000013138

8.64% IDFC FIRST BANK LTD SECURED REDEEMABLE NCD- 2020

2015010100008

04I

ICTD

100030

25.00

25.00

4/21/2015

ICRA

ICRA

AAA

AA

6/30/2019

 

105

0000000013149

8.70%IDFC FIRST BANK LTD. 2025

2015010100049

04I

ICTD

100030

15.00

15.00

5/25/2015

ICRA

ICRA

AAA

AA

6/30/2019

 

106

0000000013156

9.98% INFRASTRUCTURE LEASING & FINANCIAL SERVICES LTD. 2021

2015010100059

04I

IODS

100100

21.20

20.00

5/28/2015

ICRA

ICRA

AAA

D

9/30/2018

 

107

0000000013164

8.73% IDFC FIRST BANK LIMITED - 2022

2015010100083

04I

ICTD

100030

20.00

20.00

6/17/2015

ICRA

ICRA

AAA

AA

6/30/2019

 

108

0000000013172

9.50% DEWAN HOUSING FINANCE CORPORATION LTD.-2020

2015010100109

04I

OLDB

100070

15.00

15.00

7/14/2015

CARE

CARE

AAA

D

6/30/2019

 

109

0000000013184

8.56%PNB HOUSING FINANCE LTD. - 2020

2015010100131

04I

HTDN

100016

10.00

10.00

7/31/2015

FITCH

CARE

AAA

AA+

7/8/2019

 

110

0000000013184

8.56%PNB HOUSING FINANCE LTD. - 2020

2018010100495

04I

HTDN

100016

29.96

30.00

7/26/2018

FITCH

CARE

AAA

AA+

7/8/2019

 

111

0000000013185

8.75% INFRASTRUCTURE LEASING & FINANCIAL SERVICES LTD. 2020

2015010100132

04I

IODS

100100

20.00

20.00

8/3/2015

ICRA

CARE

AAA

D

9/30/2018

 

112

0000000013196

9.45% DEWAN HOUSING FINANCE CORPORATION LTD. - 2020

2015010100160

04I

OLDB

100070

10.00

10.00

9/2/2015

CARE

CARE

AAA

D

6/30/2019

 

113

0000000013254

8.58% INFRASTRUCTURE & LEASING FINANCIAL SERVICES LTD.  2018

2015010100318

04I

IODS

100100

25.00

25.00

12/4/2015

CARE

CARE

AAA

D

9/30/2018

 

114

0000000013276

8.65%INFRASTRUCTURE LEASING & FINANCIAL SERVICES LTD. 2020

2015010100377

04I

IODS

100100

25.00

25.00

12/23/2015

CARE

CARE

AAA

D

9/30/2018

 

115

0000000013318

9.50% ECL FINANCE LTD. - 2026

2015010100481

04I

ECOS

100043

25.00

25.00

3/18/2016

BRICKWORK

BRICKWORK

AA+

AA

9/30/2019

 

116

0000000013318

9.50% ECL FINANCE LTD. - 2026

2015010100482

04I

ECOS

100043

15.00

15.00

3/21/2016

BRICKWORK

BRICKWORK

AA+

AA

9/30/2019

 

117

0000000013324

9.40%IL&FS TRANSPORTATION

2016010100003

04I

IODS

100100

25.00

25.00

4/13/2016

CARE

CARE

AAA

D

12/31/2018

 

118

0000000013387

8.60% IL&FS Financial Services Ltd. - 2021

2016010100126

04I

OLDB

100070

25.00

25.00

8/9/2016

FITCH

CARE

AAA

D

9/30/2018

 

119

0000000013393

9.28% IL&FS Transportation Networks Ltd - 2021

2016010100134

04I

IODS

100100

30.00

30.00

8/26/2016

CARE

CARE

AA+

D

12/31/2018

 

120

0000000013393

9.28% IL&FS Transportation Networks Ltd - 2021

2016010100225

04I

IODS

100100

20.00

20.00

12/8/2016

CARE

CARE

AA+

D

12/31/2018

 

121

0000000013394

9.30% Dewan Housing Finance Corporation Ltd.- 2026

2016010100135

04I

OLDB

100070

20.09

20.00

8/29/2016

CARE

CARE

AAA

D

6/30/2019

 

122

0000000013399

9.15% DEWAN HOUSING FINANCE CORPORATION LTD. 2021

2016010100142

04I

OLDB

100070

14.96

15.00

9/14/2016

BRICKWORK

CARE

AAA

D

6/30/2019

 

123

0000000013400

9.10% DEWAN HOUSING FINANCE CORPORATION LTD. 2019

2016010100141

04I

OLDB

100070

9.98

10.00

9/14/2016

BRICKWORK

CARE

AAA

D

6/30/2019

 

124

0000000013401

8.90% Reliance Capital Ltd., - 2021

2016010100143

04I

OLDB

100070

25.00

25.00

9/14/2016

BRICKWORK

CARE

AAA

D

9/30/2019

 

125

0000000013402

9.00% Reliance Capital Ltd.,-2026

2016010100144

04I

OLDB

100070

20.00

20.00

9/15/2016

CARE

CARE

AAA

D

9/30/2019

 

126

0000000013468

8.90% JK LAKHMI CEMENTS  2022

2016010100285

04I

OLDB

100070

20.00

20.00

1/10/2017

CARE

CARE

AA

AA-

12/31/2018

 

127

0000000013484

7.46% PNB HOUSINF FINANCE LTD.-2020(SECURED) NC BONDS

2016010100329

04I

HTDN

100016

30.00

30.00

2/6/2017

FITCH

CARE

AAA

AA+

7/8/2019

 

128

0000000013492

8.25% Sec.NCD Reliance Capital 2020, Series II

2016010100373

04I

OLDB

100070

15.00

15.00

2/16/2017

CARE

CARE

AAA

D

9/30/2019

 

129

0000000013521

8.47% PNB Housing Finance Ltd. - 2021 (SECURED)

2016010100452

04I

HTDN

100016

25.77

25.00

3/30/2017

FITCH

CARE

AAA

AA+

7/8/2019

 

130

0000000013535

7.80% PNB HOUSING FINANCE LTD-2021-SEC RED NCD

2017010100071

04I

HTDN

100016

30.00

30.00

5/12/2017

FITCH

CARE

AAA

AA+

7/8/2019

 

131

0000000013535

7.80% PNB HOUSING FINANCE LTD-2021-SEC RED NCD

2017010100093

04I

HTDN

100016

15.00

15.00

5/23/2017

FITCH

CARE

AAA

AA+

7/8/2019

 

132

0000000013537

8.06% Infrastructure Leasing &Financial services Ltd.May2022

2017010100078

04I

IODS

100100

15.00

15.00

5/16/2017

CARE

CARE

AAA

D

9/30/2018

 

133

0000000013553

7.63% PNB Housing  Finance Ltd. -2020

2017010100144

04I

HTDN

100016

30.00

30.00

6/20/2017

CARE

CARE

AAA

AA+

7/8/2019

 

134

0000000013553

7.63% PNB Housing  Finance Ltd. -2020

2018010100123

04I

HTDN

100016

29.67

30.00

5/2/2018

CARE

CARE

AAA

AA+

7/8/2019

 

135

0000000013579

7.50% ILFS NCD - 2020

2017010100273

04I

IODS

100100

25.00

25.00

8/8/2017

CARE

CARE

AAA

D

9/30/2018

 

136

0000000013586

7.60% Infrastructure Leasing & Financial Services SEC. 2020

2017010100303

04I

IODS

100100

25.00

25.00

8/23/2017

CARE

FITCH

AAA

D

9/30/2018

 

137

0000000013593

7.75% IL & FS FIN SERVS 2022 SEC RED NCD

2017010100421

04I

IODS

100100

20.00

20.00

9/12/2017

CARE

CARE

AAA

D

9/30/2018

 

138

0000000013595

7.85% Infrastructure Leasing & Financial Services 2027

2017010100375

04I

IODS

100100

14.93

15.00

9/26/2017

CARE

CARE

AAA

D

9/30/2018

 

139

0000000013606

7.85%INFRASTRUCTURE LEASING & FINANCIAL SERVICES LTD-2022

2017010100492

04I

IODS

100100

25.00

25.00

11/3/2017

CARE

CARE

AAA

D

9/30/2018

 

140

0000000013606

7.85%INFRASTRUCTURE LEASING & FINANCIAL SERVICES LTD-2022

2017010100535

04I

IODS

100100

14.99

15.00

11/22/2017

CARE

CARE

AAA

D

9/30/2018

 

141

0000000013609

7.80% IL&FS Financial Services 2024

2017010100503

04I

OLDB

100070

24.84

25.00

11/9/2017

FITCH

CARE

AAA

D

9/30/2018

 

142

0000000013612

7.77% Indiabulls Housing Finance Ltd. -2022

2017010100506

04I

HTDA

100017

25.00

25.00

11/10/2017

ICRA

CARE

AAA

AA+

9/30/2019

 

143

0000000013617

7.58% PNB HOUSING FINANCE LTD 2021 SEC RED NC BONDS

2017010100534

04I

HTDN

100016

25.00

25.00

11/21/2017

FITCH

CARE

AAA

AA+

7/8/2019

 

144

0000000013640

7.63% PNB Housing 2020

2017010100634

04I

HTDN

100016

24.82

25.00

1/4/2018

FITCH

CARE

AAA

AA+

7/8/2019

 

145

0000000013640

7.63% PNB Housing 2020

2018010100021

04I

HTDN

100016

24.85

25.00

4/11/2018

FITCH

CARE

AAA

AA+

7/8/2019

 

146

0000000013643

8.13% POWER GRID CORPORATION OF INDIA LTD.  - 2024

2017010100641

04I

IPTD

100028

5.10

5.00

1/9/2018

CRISIL

CARE

 

AAA

5/4/2018

Rating is not available on the date of Purchase

147

0000000013646

8.30% IL & FS 2023

2017010100656

04I

IODS

100100

25.00

25.00

1/15/2018

FITCH

CARE

AAA

D

9/30/2018

 

148

0000000013647

8.30% Infrastructure Leasing & Financial Services Ltd-2023

2017010100672

04I

IODS

100100

24.98

25.00

1/18/2018

FITCH

CARE

AAA

D

9/30/2018

 

149

0000000013665

8.30% Infrastructure & Leasing Finance Services Ltd. - 2023

2017010100733

04I

IODS

100100

24.94

25.00

2/7/2018

FITCH

CARE

AAA

D

9/30/2018

 

150

0000000013704

8.45%Infrastructure Leasing &Financial Services Ltd.

2017010100840

04I

IODS

100100

25.00

25.00

3/16/2018

FITCH

CARE

AAA

D

9/30/2018

 

151

0000000013715

8.75% IL&FS Financial Services –2023

2018010100000

04I

OLDB

100070

25.00

25.00

4/3/2018

FITCH

CARE

AAA

D

9/30/2018

 

152

0000000013723

7.80% IL&FS –2020

2018010100022

04I

IODS

100100

24.69

25.00

4/11/2018

CARE

CARE

AAA

D

9/30/2018

 

153

0000000013723

7.80% IL&FS –2020

2018010100135

04I

IODS

100100

24.52

25.00

5/4/2018

CARE

CARE

AAA

D

9/30/2018

 

154

0000000013723

7.80% IL&FS –2020

2018010100159

04I

IODS

100100

19.56

20.00

5/11/2018

CARE

CARE

AAA

D

9/30/2018

 

155

0000000013724

7.50% PNB HOUSING 2020

2018010100080

04I

HTDN

100016

24.68

25.00

4/20/2018

CARE

CARE

AAA

AA+

7/8/2019

 

156

0000000013741

8.90%INFRASTRUCTURE LEASING & FINANCIAL SERVICES LTD.-2023

2018010100209

04I

IODS

100100

24.94

25.00

5/21/2018

CARE

CARE

AAA

D

9/30/2018

 

157

0000000013768

9.05% Infrastructure Leasing and Financial Services Ltd.2023

2018010100378

04I

IODS

100100

14.88

15.00

6/29/2018

FITCH

CARE

AAA

D

12/31/2018

 
             

2,797.91

2,845.58